View SEC Filings for the Past Year
Thornburg ETF Trust files with the SEC-4 ETFs
January 16, 2025-Thornburg ETF Trust has filed a Form N-1A, Pre-Effective Amendment No. 3, Registration Statement with the SEC for the
Thornburg Core Plus Bond ETF
Thornburg Multi Sector Bond ETF
Thornburg International Equity ETF
Thornburg International Growth ETF.
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Fidelity Covington Trust files with the SEC
January 16, 2025-Fidelity Covington Trust has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
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Elevation Series Trust files with the SEC-Clough Hedged Equity ETF and Clough Select Equity ETF
January 16, 2025-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Clough Hedged Equity ETF
Clough Select Equity ETF.
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Lazard Active ETF Trust files with the SEC-5 ETFs
January 15, 2025-Lazard Active ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the
Lazard Emerging Markets Opportunities ETF
Lazard Equity Megatrends ETF
Lazard International Dynamic Equity ETF
Lazard Japanese Equity ETF
Lazard Next Gen Technologies ETF.
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Investment Managers Series Trust files with the SEC
January 15, 2025-Investment Managers Series Trust has filed a has filed an Amended Application for Exemptive Relief with the SEC.
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EA Series Trust files with the SEC-MRBL Enhanced Equity ETF
January 15, 2025-EA Series Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the MRBL Enhanced Equity ETF.
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Tidal Trust II files with the SEC-3 Defiance Daily Target 2X Short ETFs
January 15, 2025-Tidal Trust II has filed a Form N-1A, Pre-Effective Amendment, Registration Statement with the SEC for the
Defiance Daily Target 2X Short RIOT ETF
Defiance Daily Target 2X Short SMCI ETF
Defiance Daily Target 2X Short LLY ETF.
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VanEck Funds files with the SEC-Onchain Economy ETF
January 15, 2025-VanEck Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Onchain Economy ETF.
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RBB Fund, Inc. files with the SEC
January 15, 2025-RBB Fund, Inc. has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.
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Canary Litecoin ETF files with the SEC
January 15, 2025-Canary Litecoin ETF has has filed a Pre-Effective Amendment No. 1 to Form S-1 Registration Statement with the SEC.
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