View SEC Filings for the Past Year
Kurv ETF Trust files with the SEC
June 20, 2024-Kurv ETF Trust, formerly Esoterica Thematic Trust, has filed an Application for Exemptive Relief with the SEC.
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Allspring Funds Trust files with the SEC
June 20, 2024-Allspring Funds Trust has filed an Application for Exemptive Relief with the SEC.
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Principal Funds, Inc files with the SEC
June 20, 2024-Principal Funds, Inc has filed an Application for Exemptive Relief with the SEC.
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Stone Ridge Trust files with the SEC
June 20, 2024-Stone Ridge Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
Professionally Managed Portfolios files with the SEC-Congress Intermediate Bond ETF
June 20, 2024-Professionally Managed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the Congress Intermediate Bond ETF.
Advisors' Inner Circle Fund II files with the SEC-4 3EDGE Dynamic ETFs
June 20, 2024-Advisors' Inner Circle Fund II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
3EDGE [Dynamic Fixed Income] ETF
3EDGE [Dynamic Hard Assets] ETF
3EDGE [Dynamic International Equity] ETF
3EDGE [Dynamic US Equity] ETF.
BondBloxx ETF Trust files with the SEC-3 BondBloxx IR+M Tax-Aware ETFs
June 18, 2024-BondBloxx ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
BondBloxx IR+M Tax-Aware ETF for California Residents
BondBloxx IR+M Tax-Aware ETF for Massachusetts Residents
BondBloxx IR+M Tax-Aware ETF for New York Residents.
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American Century ETF Trust files with the SEC-American Century California Municipal Bond ETF and Avantis U.S. Small Cap Equity Fund
June 18, 2024-American Century ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
American Century California Municipal Bond ETF
Avantis U.S. Small Cap Equity Fund.
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Legg Mason ETF Investment Trust files with the SEC-ClearBridge Large Cap Growth ESG ETF
June 18, 2024-Legg Mason ETF Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the ClearBridge Large Cap Growth ESG ETF.
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TCW ETF Trust files with the SEC-6 ETFs
June 18, 2024-TCW ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
TCW Flexible Income ETF
TCW Senior Loan ETF
TCW Investment Grade Credit ETF
TCW High Yield Bond ETF
TCW AAA CLO ETF
TCW Multisector Credit Income ETF.
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Kurv ETF Trust files with the SEC-Kurv TaxOptimized U.S. Large Cap ETF
June 18, 2024-Kurv ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Kurv TaxOptimized U.S. Large Cap ETF.
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ETF Opportunities Trust files with the SEC-22 T-REX 2X Long AMC ETFs and T-REX 2X Inverse ETFs
June 18, 2024-ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC 22 T-REX 2X Long AMC ETFs and 22 T-REX 2X Inverse ETFs.
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Bitwise Ethereum ETF files with the SEC
June 18, 2024-Bitwise Ethereum ETF has filed an Amendment No. 2 to Form S-1 Registration Statement with the SEC.
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Victory Portfolios II files with the SEC-3 ETFs
June 17, 2024-Victory Portfolios II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
VictoryShares WestEnd Global Equity ETF
VictoryShares WestEnd Economic Cycle Bond ETF
VictoryShares Hedged Equity Income ETF.
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Tidal Trust II files with the SEC-Defiance Daily Target 1.5X Short MSTR ETF
June 17, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Defiance Daily Target 1.5X Short MSTR ETF.
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