View SEC Filings for the Past Year


NEOS ETF Trust files with the SEC-FIS Christian Stock Fund

September 25, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the FIS Christian Stock Fund.

view filing

NEOS ETF Trust files with the SEC-FIS Knights of Columbus Global Belief ETF

September 25, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the FIS Knights of Columbus Global Belief ETF.

view filing

Direxion Shares ETF Trust files with the SEC-18 Direxion Daily ETFs

September 25, 2024-Direxion Shares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Direxion Daily AMD Bull 2X Shares, Direxion Daily AMD Bear 1X Shares, Direxion Daily AVGO Bull 2X Shares, Direxion Daily AVGO Bear 1X Shares, Direxion Daily BA Bull 2X Shares, Direxion Daily BA Bear 1X Shares, Direxion Daily BRK/B Bull 2X Shares, Direxion Daily BRK/B Bear 1X Shares,

Direxion Daily LLY Bull 2X Shares, Direxion Daily LLY Bear 1X Shares, Direxion Daily MU Bull 2X Shares, Direxion Daily MU Bear 1X Shares, Direxion Daily NFLX Bull 2X Shares, Direxion Daily NFLX Bear 1X Shares, Direxion Daily PLTR Bull 2X Shares, Direxion Daily PLTR Bear 1X Shares, Direxion Daily TSM Bull 2X Shares and Direxion Daily TSM Bear 1X Shares.

view filing

NEOS ETF Trust files with the SEC-4 ETFs

September 25, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
NEOS Enhanced Income Aggregate Bond ETF
NEOS Enhanced Income 1-3 Month T-Bill ETF
NEOS S&P 500(R) High Income ETF
NEOS Nasdaq-100(R) High Income ETF.

view filing

NEOS ETF Trust files with the SEC-Mast Global Battery Recycling & Production ETF

September 25, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Mast Global Battery Recycling & Production ETF.

view filing

Listed Funds Trust files with the SEC-Wahed FTSE USA Shariah ETF and Wahed Dow Jones Islamic World ETF

September 25, 2024-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Wahed FTSE USA Shariah ETF
Wahed Dow Jones Islamic World ETF.

view filing

RBB Fund Trust files with the SEC-First Eagle Global Equity ETF and First Eagle Overseas Equity ETF

September 25, 2024-RBB Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
First Eagle Global Equity ETF
First Eagle Overseas Equity ETF.

view filing

Stone Ridge Trust files with the SEC-Stone Ridge Durable Income ETF

September 25, 2024-Stone Ridge Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Stone Ridge Durable Income ETF.

view filing

BlackRock ETF Trust II files with the SEC-iShares BBB-B CLO Active ETF

September 25, 2024-BlackRock ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the iShares BBB-B CLO Active ETF.

view filing

Hartford Funds Exchange-Traded Trust files with the SEC

September 24, 2024-Hartford Funds Exchange-Traded Trust has filed an Application for Exemptive Relief with the SEC.

view filing

PFS Funds files with the SEC

September 24, 2024-PFS Funds has filed an Application for Exemptive Relief with the SEC.

view filing

Harbor ETF Trust files with the SEC-Harbor PanAgora Dynamic Large Cap Core ETF

September 24, 2024-Harbor ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Harbor PanAgora Dynamic Large Cap Core ETF.

view filing

Fidelity Covington Trust files with the SEC-6 Fidelity Disruptive ETFs

September 24, 2024-Fidelity Covington Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Disruptive Automation ETF
Fidelity Disruptive Communications ETF
Fidelity Disruptive Finance ETF
Fidelity Disruptive Medicine ETF
Fidelity Disruptive Technology ETF
Fidelity Disruptors ETF.

view filing

Tidal ETF Trust files with the SEC-Newday Ocean Health ETF and Newday Diversity, Equity & Inclusion ETF

September 24, 2024-Tidal ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Newday Ocean Health ETF
Newday Diversity, Equity & Inclusion ETF.

view filing

EA Series Trust files with the SEC-Astoria US Equal Weight Quality Kings ETF

September 24, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Astoria US Equal Weight Quality Kings ETF.

view filing


For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


December 23, 2024 EA Series Trust files with the SEC-MarketDesk Focused U.S. Momentum ETF
December 23, 2024 Tidal Trust II files with the SEC-Clockwise Core Equity & Innovation ETF
December 23, 2024 EA Series Trust files with the SEC-Matrix Advisors Value ETF
December 23, 2024 Trust for Professional Managers files with the SEC-Performance Trust Short Term Bond ETF
December 23, 2024 THOR Financial Technologies Trust files with the SEC-THOR Low Volatility ETF

read more news


Europe ETF News


read more news


Asia ETF News


December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 10, 2024 China's surprise pledge sends commodities soaring
December 02, 2024 Fubon Fund Management Launches the First Ever Multi Asset ETF Including Commodities in Hong Kong, Tracking the Solactive Core Diversified Multi Asset Index

read more news


Global ETP News


read more news


Middle East ETP News


December 09, 2024 IMF-Kuwait: Selected Issues

read more news


Africa ETF News


November 19, 2024 West Africa: Nigeria's Investment Appetite Grows, Mutual Funds Up 89.5 Percent to N3.8trn
November 18, 2024 Africa Topples Asia, Europe, Us As Africa's Preferred Trade Market

read more news


ESG and Of Interest News


December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 01, 2024 State Of Compute: The New Power Paradox

read more news


Infographics


view more graphics