View SEC Filings for the Past Year
Roundhill ETF Trust files with the SEC
October 24, 2023--Roundhill ETF Trust has filed an application for exemptive relief with the SEC.
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Elevation Series Trust files with the SEC-SRH REIT Covered Call ETF
October 24, 2023-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the SRH REIT Covered Call ETF.
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Global X Funds files with the SEC-Global X MSCI Emerging Markets Covered Call ETF
October 24, 2023--Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Global X MSCI Emerging Markets Covered Call ETF.
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DBX ETF TRUST files with the SEC-Xtrackers US National Critical Technologies ETF
October 24, 2023-DBX ETF TRUST has filed a Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers US National Critical Technologies ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC
October 24, 2023-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC- 7 Actively Managed ETFs.
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Manager Directed Portfolios files with the SEC-Vert Global Sustainable Real Estate Fund
October 24, 2023-Manager Directed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the Vert Global Sustainable Real Estate Fund-the Fund will be converted into an exchange-traded fund-the Vert Global Sustainable Real Estate ETF. The conversion is expected to occur in the fourth quarter of 2023.
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Tidal ETF Trust files with the SEC-Newday Ocean Health ETF and Newday Diversity, Equity & Inclusion ETF
October 23, 2023--Tidal ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
Newday Ocean Health ETF
Newday Diversity, Equity & Inclusion ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify MBS ETF and Simplify US Equity PLUS QIS ETF
October 23, 2023-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Simplify MBS ETF
Simplify US Equity PLUS QIS ETF.
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Northern Lights Fund Trust III files with the SEC-HCM Defender 100 Index ETF and HCM Defender 500 Index ETF
October 20, 2023--Northern Lights Fund Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
HCM Defender 100 Index ETF
HCM Defender 500 Index ETF.
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AB Active ETFs, Inc. files with the SEC-AB Conservative Buffer ETF
October 20, 2023--AB Active ETFs, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the AB Conservative Buffer ETF.
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Roundhill ETF Trust files with the SEC-Roundhill S&P Dividend Monarchs ETF
October 20, 2023--Roundhill ETF Trust has filed a Form N-1A Registration Statement, Pre-effective amendment with the SEC for the Roundhill S&P Dividend Monarchs ETF.
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Hartford Funds Exchange-Traded Trust files with the SEC-Hartford Quality Value ETF
October 20, 2023--Hartford Funds Exchange-Traded Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Hartford Quality Value ETF.
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Tema ETF Trust files with the SEC-4 ETFs
October 20, 2023--Tema ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Tema Asian Middle Class ETF
Tema Cardiovascular and Metabolic ETF
Tema Indonesia ETF
Tema Neuroscience and Mental Health ETF.
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ETF Series Solutions files with the SEC-The Brinsmere Fund-Growth ETF and The Brinsmere Fund-Conservative ETF
October 20, 2023--ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the
The Brinsmere Fund-Growth ETF
The Brinsmere Fund-Conservative ETF.
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ETF Opportunities Trust files with the SEC-Brendan Wood TopGun ETF
October 20, 2023--ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Brendan Wood TopGun ETF.
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