View SEC Filings for the Past Year


London Stock Exchange Incident Halts Trading in Many Stocks

October 19, 203--The 80-minute outage hit hundreds of smaller-cap equities
Stocks on the FTSE 100 and FTSE 250 indexes weren't affected
A system "incident" halted trading in hundreds of shares on the London Stock Exchange for the final 80 minutes of Thursday's session.

The outage affected mostly smaller-cap equities, but included several high-profile names such as Asos Plc, Deliveroo Plc and Metro Bank Holdings Plc, according to data compiled by Bloomberg. Stocks on the FTSE 100 Index, FTSE 250 and international orderbook weren't affected, London Stock Exchange Group Plc said on its website.

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BlackRock ETF Trust files with the SEC-BlackRock Large Cap Core ETF

October 19, 2023--BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock Large Cap Core ETF.

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iShares Trust files with the SEC

October 19, 2023--iShares Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC.

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iShares, Inc files with the SEC

October 19, 2023--iShares, Inc has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC.

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iShares Bitcoin Trust files with the SEC

October 19, 2023--iShares Bitcoin Trust has filed an Amendment No.1 to Form S-1 Registration Statement with the SEC.

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Invesco Galaxy Ethereum ETF files with the SEC

October 18, 2023--Invesco Galaxy Ethereum ETF has filed a Pre-Effective Amendment to Form S-1 Registration Statement with the SEC.

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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Defensive Equity ETF

October 18, 2023--Goldman Sachs ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Goldman Sachs Defensive Equity ETF.

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American Century ETF Trust files with the SEC-4 American Century ETFs

October 18, 2023--American Century ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
American Century U.S. Quality Value ETF
American Century U.S. Quality Growth ETF
American Century Focused Dynamic Growth ETF
American Century Focused Large Cap Value ETF.

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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Laddered Moderate Buffer ETF

October 18, 2023--First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Cboe Vest Laddered Moderate Buffer ETF.

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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Healthcare Leaders ETF

October 18, 2023--J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan Healthcare Leaders ETF.

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NEOS ETF Trust files with the SEC

October 18, 2023--NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC

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NEOS ETF Trust files with the SEC

October 18, 2023--NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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NEOS ETF Trust files with the SEC-Kurv Yield Premium ETFs

October 18, 2023--NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC-Kurv Yield Premium.

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Wise Origin Bitcoin Trust files with the SEC

October 17, 2023--Wise Origin Bitcoin Trust has filed a Pre-Effective Amendment to Form S-1 Registration Statement with the SEC.

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Innovator ETFs Trust files with the SEC-Innovator International Developed Power Buffer ETF-November

October 17, 2023--Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator International Developed Power Buffer ETF-November.

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For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


September 19, 2024 Global X Funds files with the SEC-Global X U.S. Electrification ETF
September 19, 2024 Roundhill ETF Trust files with the SEC-Roundhill China Dragons ETF
September 19, 2024 Exchange Listed Funds Trust files with the SEC-Stratified LargeCap Hedged ETF and Stratified LargeCap Index ETF
September 18, 2024 Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF
September 18, 2024 Tidal Trust II files with the SEC-5 YieldMax ETFs

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July
August 21, 2024 Yuanta and Uni-President fined for 'misleading' Taiwan ETF adverts

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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