View SEC Filings for the Past Year
Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-2 Yr to January 2026
October 13, 2023--Innovator ETFs Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Innovator Equity Defined Protection ETF-2 Yr to January 2026.
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Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Option Strategy ETF
October 13, 2023--Neuberger Berman ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Option Strategy ETF.
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Krane Shares Trust files with the SEC-KraneShares Global EM Revenue Leaders Index ETF
October 13, 2023--Krane Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the KraneShares Global EM Revenue Leaders Index ETF.
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ProShares Trust files with the SEC-ProShares Short Ether Strategy ETF
October 13, 2023--ProShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the ProShares Short Ether Strategy ETF.
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IndexIQ Active ETF Trust files with the SEC
October 12, 2023--IndexIQ Active ETF Trust has filed an application for exemptive relief with the SEC.
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Krane Shares Trust files with the SEC-KraneShares Global EM Revenue Leaders Index ETF
October 11, 2023--Krane Shares Trus has filed a Post-Effective Amendment, Registration Statement with the SEC for the KraneShares Global EM Revenue Leaders Index ETF.
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Ark 21Shares Bitcoin ETF files with the SEC
October 11, 2023--Ark 21Shares Bitcoin ETF has filed a Form S-1 Registration Statement with the SEC.
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Simplify Exchange Traded Funds files with the SEC-4 ETFs
October 11, 2023--Simplify Exchange Traded Funds has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
Simplify Boosted US Equity Active ETF
Simplify Boosted US Quality Active ETF
Simplify Boosted US Value Active ETF
Simplify Opportunistic Equity ETF.
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2023 ETF Series Trust II files with the SEC-GMO U.S. Quality ETF
October 11, 2023- 2023 ETF Series Trust II has filed a Pre-effective Amendment, Registration Statement with the SEC for the GMO U.S. Quality ETF.
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SP Funds Trust files with the SEC-SP Funds Dow Jones Global Technology ETF and SP Funds S&P World ETF
October 11, 2023- SP Funds Trust has filed a Pre-effective Amendment, Registration Statement with the SEC for the
SP Funds Dow Jones Global Technology ETF
SP Funds S&P World ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC
October 11, 2023--First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-October, FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-November, FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-January, FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-February, FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-April; and Prospectus for FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-May.
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Cambria ETF Trust files with the SEC-Cambria Micro and SmallCap Shareholder Yield ETF and Cambria Tactical Yield ETF
October 10, 2023--Cambria ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
Cambria Micro and SmallCap Shareholder Yield ETF
Cambria Tactical Yield ETF.
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Morgan Stanley ETF Trust files with the SEC-3 Eaton Vance ETFs
October 6, 2023--Morgan Stanley ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Eaton Vance High Yield ETF
Eaton Vance Intermediate Municipal Income ETF
Eaton Vance Ultra-Short Income ETF.
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Tidal Trust II files with the SEC-YieldMax ETFs
October 6, 2023--Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the YieldMax AI Option Income Strategy ETF, YieldMax ROKU Option Income Strategy ETF, YieldMax SNOW Option Income Strategy ETF, YieldMax ZM Option Income Strategy ETF, YieldMax ADBE Option Income Strategy ETF, YieldMax NKE Option Income Strategy ETF,
YieldMax ORCL Option Income Strategy ETF, YieldMax INTC Option Income Strategy ETF, YieldMax BIIB Option Income Strategy ETF, YieldMax BA Option Income Strategy ETF, and YieldMax TGT Option Income Strategy ETF.
Calamos ETF Trust files with the SEC-Calamos Synthetic Convertible ETF
October 6, 2023--Calamos ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Calamos Synthetic Convertible ETF.
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