SEC Filings for the Past 90 Days
Looking for a Specific ETF SEC filing?
Innovator ETFs Trust files with the SEC
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator 20+ Year Treasury Bond 9 Buffer ETFTM -July
Innovator 20+ Year Treasury Bond 5 Floor ETF-Quarterly
Defined Wealth Shield ETF
Innovator Buffer Step-Up Strategy ETFTM
Innovator Power Buffer Step-Up Strategy ETFTM
Innovator Equity Managed Floor ETF
Innovator Nasdaq-100 Managed Floor ETF
Innovator U.S. Small Cap Managed Floor ETF
Innovator Hedged Nasdaq-100 ETF
Innovator Emerging Markets 10 Buffer ETFTM -Quarterly
Innovator International Developed 10 Buffer ETFTM -Quarterly
Innovator Nasdaq-100 10 Buffer ETFTM -Quarterly
Innovator U.S. Small Cap 10 Buffer ETFTM -Quarterly
Innovator U.S. Equity 5 to 15 Buffer ETFTM -Quarterly
Innovator U.S. Equity 10 Buffer ETFTM -Quarterly
Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF
February 278, 2025--Valued Advisers Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.
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Innovator ETFs Trust files with the SEC-7 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator IBD 50 ETF
Innovator IBD Breakout Opportunities ETF
Innovator Laddered Allocation Buffer ETFTM
Innovator Laddered Allocation Power Buffer ETFTM
Innovator Deepwater Frontier Tech ETF
Innovator S&P Investment Grade Preferred ETF
Innovator Gradient Tactical Rotation Strategy ETF
First Trust Exchange-Traded Fund IV files with the SEC-16 ETFs
February 28, 2025--First Trust Exchange-Traded Fund IV has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
First Trust Enhanced Short Maturity ETF
First Trust Low Duration Opportunities ETF
First Trust North American Energy Infrastructure Fund
First Trust Senior Loan Fund
First Trust SSI Strategic Convertible Securities ETF
First Trust Tactical High Yield ETF
First Long Duration Opportunities ETF
First Trust EIP Carbon Impact ETF
First Trust High Income Strategic Focus ETF
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
First Trust Limited Duration Investment Grade Corporate ETF
FT Vest Rising Dividend Achievers Target Income ETF
FT Energy Income Partners Strategy ETF
FT Vest DIJA Dow 10 Target Income ETF
First Trust Intermediate Government Opportunities ETF
First Trust Intermediate Duration Investment Grade Corporate ETF
FT Vest SMID Rising Dividend Achievers Target Income ETF
FT Vest Technology Dividend Target Income ETF
FT Vest Dow Jones Internet & Target Income ETF
Krane Shares Trust files with the SEC-KraneShares 2x Long BABA Daily ETF and KraneShares 2x Long PDD Daily ETF
February 28, 2025-Krane Shares Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
KraneShares 2x Long BABA Daily ETF
KraneShares 2x Long PDD Daily ETF.
view filing
BNY Mellon ETF Trust files with the SEC-9 ETFs
February 28, 2025-BNY Mellon ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
BNY Mellon Concentrated International ETF
BNY Mellon Core Bond ETF
BNY Mellon Emerging Markets Equity ETF
BNY Mellon Global Infrastructure Income ETF
BNY Mellon High Yield ETF
BNY Mellon International Equity ETF
BNY Mellon US Small Cap Core Equity ETF
BNY Mellon US Large Cap Core Equity ETF
BNY Mellon US Mid Cap Core Equity ETF
Procure ETF Trust II files with the SEC-Procure Space ETF
February 28, 2025-Procure ETF Trust II has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Procure Space ETF.
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Capitol Series Trust files with the SEC-Hull Tactical US ETF
February 28, 2025-Capitol Series Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Hull Tactical US ETF.
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Two Roads Shared Trust files with the SEC-Conductor Global Equity Value ETF
February 28, 2025-Two Roads Shared Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Conductor Global Equity Value ETF.
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Precidian ETFs Trust files with the SEC-13 ETFs
February 28, 2025-Precidian ETFs Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Airbus SE ADRhedgedTM
Bayer AG ADRhedgedTM
Bayerische Motoren Werke AG ADRhedgedTM
Deutsche Telekom AG ADRhedgedTM
Heineken NV ADRhedgedTM
Hermes International SA ADRhedgedTM
Hitachi Ltd. ADRhedgedTM
L’Oreal SA ADRhedgedTM
LVMH Moet Hennessy Louis Vuitton SE ADRhedgedTM
Nestle SA ADRhedgedTM
Roche Holding AG ADRhedgedTM
Siemens AG ADRhedgedTM
Softbank Group Corp. ADRhedgedTM.
SEC Filings for the Past 90 Days
Innovator ETFs Trust files with the SEC
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator 20+ Year Treasury Bond 9 Buffer ETFTM -July
Innovator 20+ Year Treasury Bond 5 Floor ETF-Quarterly
Defined Wealth Shield ETF
Innovator Buffer Step-Up Strategy ETFTM
Innovator Power Buffer Step-Up Strategy ETFTM
Innovator Equity Managed Floor ETF
Innovator Nasdaq-100 Managed Floor ETF
Innovator U.S. Small Cap Managed Floor ETF
Innovator Hedged Nasdaq-100 ETF
Innovator Emerging Markets 10 Buffer ETFTM -Quarterly
Innovator International Developed 10 Buffer ETFTM -Quarterly
Innovator Nasdaq-100 10 Buffer ETFTM -Quarterly
Innovator U.S. Small Cap 10 Buffer ETFTM -Quarterly
Innovator U.S. Equity 5 to 15 Buffer ETFTM -Quarterly
Innovator U.S. Equity 10 Buffer ETFTM -Quarterly
Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF
February 278, 2025--Valued Advisers Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.
view filing
Innovator ETFs Trust files with the SEC-7 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator IBD 50 ETF
Innovator IBD Breakout Opportunities ETF
Innovator Laddered Allocation Buffer ETFTM
Innovator Laddered Allocation Power Buffer ETFTM
Innovator Deepwater Frontier Tech ETF
Innovator S&P Investment Grade Preferred ETF
Innovator Gradient Tactical Rotation Strategy ETF
First Trust Exchange-Traded Fund IV files with the SEC-16 ETFs
February 28, 2025--First Trust Exchange-Traded Fund IV has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
First Trust Enhanced Short Maturity ETF
First Trust Low Duration Opportunities ETF
First Trust North American Energy Infrastructure Fund
First Trust Senior Loan Fund
First Trust SSI Strategic Convertible Securities ETF
First Trust Tactical High Yield ETF
First Long Duration Opportunities ETF
First Trust EIP Carbon Impact ETF
First Trust High Income Strategic Focus ETF
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
First Trust Limited Duration Investment Grade Corporate ETF
FT Vest Rising Dividend Achievers Target Income ETF
FT Energy Income Partners Strategy ETF
FT Vest DIJA Dow 10 Target Income ETF
First Trust Intermediate Government Opportunities ETF
First Trust Intermediate Duration Investment Grade Corporate ETF
FT Vest SMID Rising Dividend Achievers Target Income ETF
FT Vest Technology Dividend Target Income ETF
FT Vest Dow Jones Internet & Target Income ETF
Krane Shares Trust files with the SEC-KraneShares 2x Long BABA Daily ETF and KraneShares 2x Long PDD Daily ETF
February 28, 2025-Krane Shares Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
KraneShares 2x Long BABA Daily ETF
KraneShares 2x Long PDD Daily ETF.
view filing
BNY Mellon ETF Trust files with the SEC-9 ETFs
February 28, 2025-BNY Mellon ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
BNY Mellon Concentrated International ETF
BNY Mellon Core Bond ETF
BNY Mellon Emerging Markets Equity ETF
BNY Mellon Global Infrastructure Income ETF
BNY Mellon High Yield ETF
BNY Mellon International Equity ETF
BNY Mellon US Small Cap Core Equity ETF
BNY Mellon US Large Cap Core Equity ETF
BNY Mellon US Mid Cap Core Equity ETF
Procure ETF Trust II files with the SEC-Procure Space ETF
February 28, 2025-Procure ETF Trust II has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Procure Space ETF.
view filing
Capitol Series Trust files with the SEC-Hull Tactical US ETF
February 28, 2025-Capitol Series Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Hull Tactical US ETF.
view filing
Two Roads Shared Trust files with the SEC-Conductor Global Equity Value ETF
February 28, 2025-Two Roads Shared Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Conductor Global Equity Value ETF.
view filing
Precidian ETFs Trust files with the SEC-13 ETFs
February 28, 2025-Precidian ETFs Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Airbus SE ADRhedgedTM
Bayer AG ADRhedgedTM
Bayerische Motoren Werke AG ADRhedgedTM
Deutsche Telekom AG ADRhedgedTM
Heineken NV ADRhedgedTM
Hermes International SA ADRhedgedTM
Hitachi Ltd. ADRhedgedTM
L’Oreal SA ADRhedgedTM
LVMH Moet Hennessy Louis Vuitton SE ADRhedgedTM
Nestle SA ADRhedgedTM
Roche Holding AG ADRhedgedTM
Siemens AG ADRhedgedTM
Softbank Group Corp. ADRhedgedTM.
