SEC Filings for the Past 90 Days



Northern Lights Fund Trust IV files with the SEC-3 Monarch ETFs

June 24, 2024-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Monarch Ambassador Income Index ETF (formerly, "Monarch Ambassador Income ETF")
Monarch Blue Chips Core Index ETF (formerly, "Monarch Blue Chips Core ETF")
Monarch ProCap Index ETF (formerly, "Monarch ProCap ETF").

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Northern Lights Fund Trust IV files with the SEC-FM Focus Equity ETF

June 24, 2024-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the FM Focus Equity ETF.

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Tidal ETF Trust files with the SEC-5 SoFi ETFs

June 24, 2024-Tidal ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SoFi Select 500 ETF
SoFi Next 500 ETF
SoFi Social 50 ETF
SoFi Enhanced Yield ETF.

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AIM ETF Products Trust files with the SEC-AllianzIM 6 Month Buffer10 Allocation ETF and AllianzIM Buffer20 Allocation ETF

June 24, 2024-AIM ETF Products Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AllianzIM 6 Month Buffer10 Allocation ETF
AllianzIM Buffer20 Allocation ETF.

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Schwab Strategic Trust files with the SEC-7 ETFs

June 21, 2024-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Schwab Fundamental U.S. Broad Market ETF (formerly, Schwab Fundamental U.S. Broad Market Index ETF)
Schwab Fundamental U.S. Large Company ETF (formerly, Schwab Fundamental U.S. Large Company Index ETF)
Schwab Fundamental U.S. Small Company ETF

(formerly, Schwab Fundamental U.S. Small Company Index ETF)
Schwab Fundamental International Equity ETF (formerly, Schwab Fundamental International Large Company Index ETF)
Schwab Fundamental International Small Equity ETF (formerly, Schwab Fundamental International Small Company Index ETF)
Schwab Fundamental Emerging Markets Equity ETF (formerly, Schwab Fundamental Emerging Markets Large Company Index ETF).

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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF

June 21, 2024-Goldman Sachs ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF.

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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco MSCI Global Climate 500 ETF

June 21, 2024-Invesco Exchange-Traded Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco MSCI Global Climate 500 ETF.

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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco BulletShares 2034 Municipal Bond ETF

June 21, 2024-Invesco Exchange-Traded Self-Indexed Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco BulletShares 2034 Municipal Bond ETF.

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Tidal Trust II files with the SEC-YieldMaxTM Ether Option Income Strategy ETF

June 21, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the YieldMaxTM Ether Option Income Strategy ETF.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Managed Floor ETF

June 21, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Managed Floor ETF.

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First Trust Exchange-Traded Fund II files with the SEC-First Trust Bloomberg Artificial Intelligence ETF

June 21, 2024-First Trust Exchange-Traded Fund II has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bloomberg Artificial Intelligence ETF.

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SPDR SERIES TRUST files with the SEC-SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF

June 21, 2024-SPDR SERIES TRUST has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF.

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SPDR Index Shares Funds files with the SEC-SPDR S&P Emerging Markets ex-China ETF

June 21, 2024-SPDR Index Shares Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR S&P Emerging Markets ex-China ETF.

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Roundhill ETF Trust files with the SEC-Roundhill Small Cap 0DTE Covered Call Strategy ETF

June 21, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Small Cap 0DTE Covered Call Strategy ETF.

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SSGA Active Trust files with the SEC-SPDR SSGA US Equity Premium Income ETF

June 21, 2024-SSGA Active Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR SSGA US Equity Premium Income ETF.

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Looking for SEC filings older than 90 days?

Americas


September 18, 2024 Elevation Series Trust files with the SEC-Hedged Equity ETF and Select Equity ETF
September 18, 2024 Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF
September 18, 2024 Tidal Trust II files with the SEC-5 YieldMax ETFs
September 18, 2024 Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco MSCI North America Climate ETF
September 17, 2024 Kurv ETF Trust files with the SEC

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July
August 21, 2024 Yuanta and Uni-President fined for 'misleading' Taiwan ETF adverts

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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