SEC Filings for the Past 90 Days
ALPS ETF Trust files with the SEC
March 24, 2025-ALPS ETF Trust has filed an Application for Exemptive Relief with the SEC.
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Hotchkis & Wiley Funds files with the SEC-Hotchkis & Wiley SMID Cap Diversified Value Fund
March 24, 2025-Hotchkis & Wiley Funds has filed a Post-Effective Amendment to Form N-1A Registration Statement with the SEC for the Hotchkis & Wiley SMID Cap Diversified Value Fund.
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Northern Lights Fund Trust IV files with the SEC-National Security Emerging Markets Index ETF
March 24, 2025-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the National Security Emerging Markets Index ETF.
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Pacer Funds Trust files with the SEC-4 Pacer Trendpilot ETFs
March 24, 2025-Pacer Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Pacer Trendpilot US Large Cap ETF
Pacer Trendpilot US Mid Cap ETF
Pacer Trendpilot 100 ETF
Pacer Trendpilot International ETF.
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ETF Opportunities Trust files with the SEC-Opportunistic Trader ETF
March 24, 2025-ETF Opportunities Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Opportunistic Trader ETF.
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Vanguard Malvern Funds files with the SEC- Vanguard Multi-Sector Income Bond ETF
March 24, 2025-Vanguard Malvern Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Vanguard Multi-Sector Income Bond ETF.
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FundVantage Trust files with the SEC-Polen Focus Growth ETF
March 24, 2025-FundVantage Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Polen Focus Growth ETF.
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Rayliant Funds Trust files with the SEC-3 ETFs
March 21, 2025-Rayliant Funds Trust has filed a Form N-1A Registration Statement with the SEC for the
Affinity World Leaders Equity ETF
Rayliant-ChinaAMC Select China 500 ETF
Affinity World Leaders Equity ETF.
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Madison Asset Management, LLC files with the SEC
March 21, 2025-Madison Asset Management, LLC has filed an Application for Exemptive Relief with the SEC.
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Goldman Sachs ETF Trust files with the SEC-Dakota Active Equity ETF
March 21, 2025-Goldman Sachs ETF Trust has filed a Post-Effective Amendment to Form N-1A Registration Statement with the SEC for the Goldman Sachs JUST U.S. Large Cap Equity ETF.
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