SEC Filings for the Past 90 Days
EA Series Trust files with the SEC-3 Sparkline ETFs
September 6, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Sparkline International Intangible Value ETF
Sparkline US Small Cap Intangible Value ETF
Sparkline Emerging Markets Intangible Value ETF.
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Tidal Trust III files with the SEC-4E Quality Growth ETF
September 6, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the 4E Quality Growth ETF.
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Professionally Managed Portfolios files with the SEC-Congress Intermediate Bond ETF
September 6, 2024-Professionally Managed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the Congress Intermediate Bond ETF.
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DoubleLine ETF Trust files with the SEC-DoubleLine Multi-Sector Income ETF
September 6, 2024-DoubleLine ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the DoubleLine Multi-Sector Income ETF.
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DBX ETF Trust files with the SEC-Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF
September 6, 2024-DBX ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF (to be known as Xtrackers MSCI Emerging Markets Climate Selection ETF effective November 5, 2024).
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Capital Group Equity ETF Trust I files with the SEC-Capital Group U.S. Small and Mid Cap ETF
September 4, 2024-Capital Group Equity ETF Trust I has filed a Form N-1A, Registration Statement with the SEC for the Capital Group U.S. Small and Mid Cap ETF.
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SPDR Series Trust files with the SEC-SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF
September 4, 2024-SPDR Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF.
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SSGA Active Trust files with the SEC-SPDR SSGA US Equity Premium Income ETF
September 4, 2024-SSGA Active Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR SSGA US Equity Premium Income ETF.
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SPDR Index Shares Funds files with the SEC-SPDR S&P Emerging Markets ex-China ETF
September 4, 2024-SPDR Index Shares Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR S&P Emerging Markets ex-China ETF.
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EA Series Trust files with the SEC-MRBL Enhanced Equity ETF
September 4, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the MRBL Enhanced Equity ETF.
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ETF Opportunities Trust files with the SEC-REX Crypto Equity Premium Income ETF
September 4, 2024-ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the REX Crypto Equity Premium Income ETF.
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NEOS ETF Trust files with the SEC-NEOS Nasdaq-100(R) Hedged Equity Income ETF
September 3, 2024-NEOS ETF Trust has filed a Form N-14, Post-Effective Amendment, Registration Statement with the SEC for the NEOS Nasdaq-100(R) Hedged Equity Income ETF.
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EA Series Trust files with the SEC-Research Affiliates Deletions ETF
September 3, 2024-EA Series Trust has filed a Form N-14, Post-Effective Amendment, Registration Statement with the SEC for the Research Affiliates Deletions ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF-September
September 3, 2024-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Power Buffer ETF-September.
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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr September
September 3, 2024-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr September.
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