SEC Filings for the Past 90 Days



Ultimus Managers Trust files with the SEC-3 Westwood Enhanced ETFs

September 24, 2025-Ultimus Managers Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Westwood Enhanced Income Opportunity ETF
Westwood Enhanced Multi-Asset Income ETF
Westwood Enhanced Alternative Income ETF.

view filing


Roundhill ETF Trust files with the SEC-8 ETFs

September 24, 2025-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Roundhill Artificial Intelligence 1 ETF
Roundhill Artificial Intelligence 2 ETF
Roundhill Artificial Intelligence 3 ETF
Roundhill Software ETF
Roundhill Defense ETF

Roundhill Fintech ETF
Roundhill Robotics ETF
Roundhill Space ETF.

view filing


Texas Precious Metals Trust files with the SEC-Y'all Street Gold ETF

September 24, 2025-Texas Precious Metals Trust has filed a Form S-1 Registration Statement with the SEC for the Y'all Street Gold ETF.

view filing


Texas Precious Metals Trust files with the SEC-Y'all Street Silver ETF

September 24, 2025-Texas Precious Metals Trust has filed a Form S-1 Registration Statement with the SEC for the Y'all Street Silver ETF.

view filing


Grayscale Stellar Lumens Trust files with the SEC

September 24, 2025-Grayscale Stellar Lumens Trust has filed a Form S-1 Registration Statement with the SEC.

view filing


Thrive Series Trust files with the SEC- Prospera Income ETF

September 23, 2025-Thrive Series Trust has filed a Form N-1A Pre-Effective Amendment No. 2, Registration Statement with the SEC for the Prospera Income ETF.

view filing


Elevation Series Trust files with the SEC

September 23, 2025-Elevation Series Trust has filed an Application for Exemptive Relief with the SEC.

view filing


ARK ETF Trust files with the SEC

September 23, 2025-ARK ETF Trust has filed an Application for Exemptive Relief with the SEC.

view filing


ARK ETF Trust files with the SEC

September 23, 2025-ARK ETF Trust has filed an Application for Exemptive Relief with the SEC.

view filing


EA Series Trust files with the SEC-Draco Evolution AI ETF

September 23, 2025-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Draco Evolution AI ETF.

view filing


Looking for SEC filings older than 90 days?

Americas


September 23, 2025 CFTC initiative to allow stablecoins as collateral in derivatives markets
September 22, 2025 3iQ ETFs Added to the Ball Metaverse Index, Securing Investment from Roundhill Ball Metaverse ETF

read more news


Europe ETF News


September 16, 2025 Cboe Europe Derivatives to Launch FLEX Options in Europe, Expanding Risk Management Toolkit for European Investors
September 04, 2025 Global X Launches Two High Dividend ETFs, Tracking Solactive European and United Kingdom SuperDividend Indices
September 03, 2025 The T+1 Thursday conundrum pushing instantaneous settlement on traders
September 01, 2025 ETF and ETP Listings on September 1, 2025, new on Xetra and Borse Frankfurt
August 29, 2025 21Shares Launches First ETP Tracking Hyperliquid, the Market Leader in Decentralized Perpetuals

read more news


Asia ETF News


September 18, 2025 Taiwan-Japan Cross-Listing Feeder ETFs Listed Simultaneously on Taiwan and Tokyo Stock Exchanges
September 16, 2025 Korean Retail Investors Maintain Strong Appetite for Overseas-Listed ETFs in August
September 08, 2025 Samsung Securities Launches Two ETNs Tracking Solactive China Mobility Top 5 Hedged to KRW Index and AI Tech Top 5 Hedged to KRW Index in First Collaboration with Solactive
September 03, 2025 SGX Securities Welcomes The Listing Of SPDR J.P. Morgan Saudi Arabia Aggregate Bond UCITS ETF
September 03, 2025 BTIG Begins Offering Access To Tokyo Stock Exchange's CONNEQTOR Platform

read more news


Global ETP News


September 22, 2025 Central Banks Drive $407 Billion ETF Surge as Industry Consolidation Accelerates
September 04, 2025 Infographic-G20 Inflation Tracker: July
September 04, 2025 How Stablecoins and Other Financial Innovations May Reshape the Global Economy
September 04, 2025 Finance Changed, Risks Didn't
September 03, 2025 Ondo Brings Over 100 Tokenized U.S. Stocks and ETFs Onchain, Starting on Ethereum

read more news


Middle East ETP News


September 11, 2025 ChinaAMC signs MOU with Oman Government Delegation

read more news


Africa ETF News


August 24, 2025 Africa: Nigeria Leads Africa in Stablecoin Adoption With $22bn in Transactions

read more news


ESG and Of Interest News


September 12, 2025 The OECD Index of Digital Trade Integration and Openness (INDIGO)
September 09, 2025 Stablecoins, Tokens, and Global Dominance
August 28, 2025 Collapse of critical Atlantic current is no longer low-likelihood, study finds

read more news


White Papers


September 09, 2025 Physical AI is changing manufacturing - here's what the era of intelligent robotics looks like
September 08, 2025 Economic development, carbon emissions and climate policies

view more white papers