SEC Filings for the Past 90 Days
Looking for a Specific ETF SEC filing?
Pacer Funds Trust files with the SEC-Pacer US Cash Cows 100 ETF and Pacer US Small Cap Cash Cows 100 ETF
March 3, 2025-Pacer Funds Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Pacer US Cash Cows 100 ETF
Pacer US Small Cap Cash Cows 100 ETF.
view filing
Lazard Active ETF Trust files with the SEC-5 ETFs
February 28, 2025-Lazard Active ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the
Lazard Emerging Markets Opportunities ETF
Lazard Equity Megatrends ETF
Lazard International Dynamic Equity ETF
Lazard Japanese Equity ETF
Lazard Next Gen Technologies ETF.
view filing
TCW ETF Trust files with the SEC-11 ETFs
February 28, 2025-TCW ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
TCW Artificial Intelligence ETF
TCW Compounders ETF
TCW Transform 500 ETF
TCW Transform Systems ETF
TCW Transform Supply Chain ETF
TCW AAA CLO ETF
TCW Corporate Bond ETF
TCW Flexible Income ETF
TCW High Yield Bond ETF
TCW Multisector Credit Income ETF
TCW Senior Loan ETF.
Nushares ETF Trust files with the SEC-7 Nuveen ESG ETFs
February 28, 2025-Nushares ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Nuveen ESG Dividend ETF
Nuveen ESG Large-Cap ETF
Nuveen ESG Large-Cap Growth ETF
Nuveen ESG Large-Cap Value ETF
Nuveen ESG Mid-Cap Growth ETF
Nuveen ESG Mid-Cap Value ETF
Nuveen ESG Small-Cap ETF
view filing
Dimensional ETF Trust files with the SEC
February 28, 2025-Dimensional ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC.
view filing
Ultimus Managers Trust files with the SEC-Westwood Salient Enhanced Energy Income ETF and Westwood Salient Enhanced Midstream Income ETF
February 28, 2025-Ultimus Managers Trusthas filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Westwood Salient Enhanced Energy Income ETF
Westwood Salient Enhanced Midstream Income ETF.
view filing
Innovator ETFs Trust files with the SEC-12 Innovator Equity Defined Protection ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Equity Defined Protection ETFTM - 6 Mo Jan/Jul
Innovator Equity Defined Protection ETFTM - 6 Mo Apr/Oct
Innovator Equity Defined Protection ETFTM - 1 Yr July
Innovator Equity Defined Protection ETFTM - 1 Yr August
Innovator Equity Defined Protection ETFTM - 1 Yr September
Innovator Equity Defined Protection ETFTM - 1 Yr October
Innovator Equity Defined Protection ETFTM - 1 Yr November
Innovator Equity Defined Protection ETFTM - 2 Yr to January 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to April 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to July 2025
Innovator Equity Defined Protection ETFTM - 2 Yr to July 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to October 2026 .
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Growth Accelerated Plus ETF- January
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - January
Innovator U.S. Equity Accelerated Plus ETF- January
Innovator Growth Accelerated Plus ETF- April
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - April
Innovator U.S. Equity Accelerated ETF- April
Innovator U.S. Equity Accelerated Plus ETF- April.Innovator Growth Accelerated Plus ETF- July
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - July
Innovator U.S. Equity Accelerated ETF- July
Innovator U.S. Equity Accelerated Plus ETF- July
Innovator Growth Accelerated Plus ETF- October
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - October
Innovator U.S. Equity Accelerated ETF- October
Innovator U.S. Equity Accelerated Plus ETF- October
Innovator Growth Accelerated ETF- Quarterly
Innovator U.S. Equity Accelerated ETF- Quarterly
Innovator Uncapped Accelerated U.S. Equity ETF
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October
Innovator ETFs Trust files with the SEC-20 Innovator Premium Income ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October
SEC Filings for the Past 90 Days
Pacer Funds Trust files with the SEC-Pacer US Cash Cows 100 ETF and Pacer US Small Cap Cash Cows 100 ETF
March 3, 2025-Pacer Funds Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Pacer US Cash Cows 100 ETF
Pacer US Small Cap Cash Cows 100 ETF.
view filing
Lazard Active ETF Trust files with the SEC-5 ETFs
February 28, 2025-Lazard Active ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the
Lazard Emerging Markets Opportunities ETF
Lazard Equity Megatrends ETF
Lazard International Dynamic Equity ETF
Lazard Japanese Equity ETF
Lazard Next Gen Technologies ETF.
view filing
TCW ETF Trust files with the SEC-11 ETFs
February 28, 2025-TCW ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
TCW Artificial Intelligence ETF
TCW Compounders ETF
TCW Transform 500 ETF
TCW Transform Systems ETF
TCW Transform Supply Chain ETF
TCW AAA CLO ETF
TCW Corporate Bond ETF
TCW Flexible Income ETF
TCW High Yield Bond ETF
TCW Multisector Credit Income ETF
TCW Senior Loan ETF.
Nushares ETF Trust files with the SEC-7 Nuveen ESG ETFs
February 28, 2025-Nushares ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Nuveen ESG Dividend ETF
Nuveen ESG Large-Cap ETF
Nuveen ESG Large-Cap Growth ETF
Nuveen ESG Large-Cap Value ETF
Nuveen ESG Mid-Cap Growth ETF
Nuveen ESG Mid-Cap Value ETF
Nuveen ESG Small-Cap ETF
view filing
Dimensional ETF Trust files with the SEC
February 28, 2025-Dimensional ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC.
view filing
Ultimus Managers Trust files with the SEC-Westwood Salient Enhanced Energy Income ETF and Westwood Salient Enhanced Midstream Income ETF
February 28, 2025-Ultimus Managers Trusthas filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Westwood Salient Enhanced Energy Income ETF
Westwood Salient Enhanced Midstream Income ETF.
view filing
Innovator ETFs Trust files with the SEC-12 Innovator Equity Defined Protection ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Equity Defined Protection ETFTM - 6 Mo Jan/Jul
Innovator Equity Defined Protection ETFTM - 6 Mo Apr/Oct
Innovator Equity Defined Protection ETFTM - 1 Yr July
Innovator Equity Defined Protection ETFTM - 1 Yr August
Innovator Equity Defined Protection ETFTM - 1 Yr September
Innovator Equity Defined Protection ETFTM - 1 Yr October
Innovator Equity Defined Protection ETFTM - 1 Yr November
Innovator Equity Defined Protection ETFTM - 2 Yr to January 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to April 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to July 2025
Innovator Equity Defined Protection ETFTM - 2 Yr to July 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to October 2026 .
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Growth Accelerated Plus ETF- January
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - January
Innovator U.S. Equity Accelerated Plus ETF- January
Innovator Growth Accelerated Plus ETF- April
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - April
Innovator U.S. Equity Accelerated ETF- April
Innovator U.S. Equity Accelerated Plus ETF- April.Innovator Growth Accelerated Plus ETF- July
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - July
Innovator U.S. Equity Accelerated ETF- July
Innovator U.S. Equity Accelerated Plus ETF- July
Innovator Growth Accelerated Plus ETF- October
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - October
Innovator U.S. Equity Accelerated ETF- October
Innovator U.S. Equity Accelerated Plus ETF- October
Innovator Growth Accelerated ETF- Quarterly
Innovator U.S. Equity Accelerated ETF- Quarterly
Innovator Uncapped Accelerated U.S. Equity ETF
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October
Innovator ETFs Trust files with the SEC-20 Innovator Premium Income ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October
