SEC Filings for the Past 90 Days



Federated Hermes ETF Trust files with the SEC-Federated Hermes Total Return Bond ETF

August 27, 2024-Federated Hermes ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Federated Hermes Total Return Bond ETF.

view filing

Tidal Trust II files with the SEC-Roundhill Generative AI & Technology ETF

August 27, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Generative AI & Technology ETF.

view filing

Manager Directed Portfolios files with the SEC-SanJac Alpha Low Duration ETF and SanJac Alpha Core Plus Bond ETF

August 27, 2024-Manager Directed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SanJac Alpha Low Duration ETF
SanJac Alpha Core Plus Bond ETF.

view filing

Tidal Trust II files with the SEC-CNIC ICE U.S. Carbon Neutral Power Futures Index ETF

August 27, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the CNIC ICE U.S. Carbon Neutral Power Futures Index ETF.

view filing

Spinnaker ETF Series files with the SEC-Genter Capital Taxable Quality Intermediate ETF and Genter Capital Municipal Quality Intermediate ETF

August 27, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Genter Capital Taxable Quality Intermediate ETF
Genter Capital Municipal Quality Intermediate ETF.

view filing

Putnam ETF Trust files with the SEC-3 ETFs

August 27, 2024-Putnam ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Putnam BDC Income ETF
Putnam BioRevolution ETF
Putnam Emerging Markets ex-China ETF.

view filing

Exchange Traded Concepts Trust files with the SEC-6 ETFs

August 27, 2024-Exchange Traded Concepts Trust has filed a Post-Effective Amendment, Registration Statement with the SECfor the
ROBO Global(R) Robotics and Automation Index ETF
ROBO Global(R) Artificial Intelligence ETF
ROBO Global(R) Healthcare Technology and Innovation ETF
Range India Financials ETF (formerly, Nifty India Financials ETF)
JAKOTA K-Pop and Korean Entertainment ETF
MUSQ Global Music Industry ETF.

view filing

Invesco Exchange-Traded Fund Trust files with the SEC

August 27, 2024-Invesco Exchange-Traded Fund Trust has filed a Post-Effecive Amendment, Registration with the SEC.

view filing

ETF Series Solutions files with the SEC-7 Aptus ETFs

August 27, 2024-ETF Series Solutions has filed a Post-Effecive Amendment, Registration with the SEC for the
Aptus Drawdown Managed Equity ETF
Aptus Collared Investment Opportunity ETF
Aptus Defined Risk ETF
Opus Small Cap Value ETF
Aptus International Enhanced Yield ETF
Aptus Enhanced Yield ETF
Aptus Large Cap Enhanced Yield ETF.

view filing

Janus Detroit Street Trust files with the SEC-Janus Henderson Income ETF

August 27, 2024-Janus Detroit Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Janus Henderson Income ETF.

view filing

J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Flexible Income ETF

August 27, 2024-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan Flexible Income ETF.

view filing

Simplify Exchange Traded Funds files with the SEC-Simplify Volt RoboCar Disruption and Tech ETF

August 27, 2024-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Simplify Volt RoboCar Disruption and Tech ETF.

view filing

J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Active High Yield ETF

August 27, 2024-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan Active High Yield ETF.

view filing

RBB FUND, INC files with the SEC-GI Enhanced Market Leaders ETF

August 27, 2024-RBB FUND, INC has filed a Post-Effective Amendment, Registration Statement with the SEC for the SGI Enhanced Market Leaders ETF.

view filing

Grayscale Funds Trust files with the SEC-Grayscale Privacy ETF

August 26, 2024-Schwab Strategic Trust has filed a Form N-1A, Pre-Effective Amendment, Registration Statement with the SEC for the Grayscale Privacy ETF.

view filing


Looking for SEC filings older than 90 days?

Americas


November 08, 2024 Capital Group Equity ETF Trust I files with the SEC-Capital Group U.S. Small and Mid Cap ETF
November 08, 2024 First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Max Buffer ETF -November
November 08, 2024 Tidal Trust III files with the SEC-FIRE Funds(TM) Income Target ETF and FIRE Funds(TM) Wealth Builder ETF
November 08, 2024 Precidian ETF Trust II files with the SEC
November 08, 2024 AdvisorShares Trust files with the SEC-AdvisorShares HVAC and Industrials ETF

read more news


Europe ETF News


November 05, 2024 UK official holdings of international reserves: October 2024
October 30, 2024 DeFi Technologies' Subsidiary Valour Expands Offerings with First-Ever Valour Bittensor (TAO) SEK ETP in the Nordics on Spotlight Stock Market
October 30, 2024 BlackRock scraps ESG multi-asset income fund due to low assets

read more news


Asia ETF News


November 06, 2024 Shanghai Stock Exchange, Deutsche Börse and CEINEX signed a memorandum of understanding on special cooperation on depository receipts under the stock connect
November 06, 2024 CSOP Asset Management Launches CSOP MAG Seven ETF Tracking Solactive Magnificent Seven Index
November 06, 2024 BetaShares-The ultimate guide to dividend ETFs
November 05, 2024 HKEX to Digitalise ETP Servicing Capabilities with Online Platform
October 30, 2024 Asia's Economies Can Embrace Services to Boost Growth and Productivity

read more news


Global ETP News


October 23, 2024 IMF-Fiscal Monitor October 2024: Putting a Lid on Public Debt
October 22, 2024 IMF-As Inflation Recedes, Global Economy Needs Policy Triple Pivot
October 10, 2024 China stimulus unleashes ETF buying spree in US and Europe

read more news


Middle East ETP News


November 01, 2024 ETF tracking HK-listed equities debuts on Saudi Exchange
October 31, 2024 Duo dream big with Abu Dhabi's first tokenised treasuries fund
October 16, 2024 Modest Growth Forecast for Economies in the Middle East and North Africa Amid Rising Uncertainty

read more news


Africa ETF News


October 31, 2024 South Africa projects wider deficits and rising debt despite improved growth
October 23, 2024 BRICS: African leaders call for reforms of international institutions

read more news


ESG and Of Interest News


November 01, 2024 IMF Working Paper-Following the Money: Who is Keeping Coal Alive?
October 23, 2024 Joint report explores scope for co-ordinated approaches on climate action, carbon pricing, and policy spillovers

read more news


Infographics


view more graphics