SEC Filings for the Past 90 Days
Northern Lights Fund Trust III files with the SEC-HCM Defender 100 Index ETF and HCM Defender 500 Index ETF
October 27, 2025--Northern Lights Fund Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
HCM Defender 100 Index ETF
HCM Defender 500 Index ETF.
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Principal Exchange-Traded Funds files with the SEC-12 ETFs
October 27, 2025--Principal Exchange-Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Principal Active High Yield ETF
Principal Capital Appreciation Select ETF
Principal Focused Blue Chip ETF
Principal International Equity ETF
Principal Investment Grade Corporate Active ETF
Principal Quality ETF
Principal Real Estate Active Opportunities ETF
Principal Spectrum Preferred and Income ETF (formerly, Principal Spectrum Tax-Advantaged Dividend Active ETF)
Principal Spectrum Preferred Securities Active
Principal U.S. Mega-Cap ETF
Principal U.S. Small-Cap ETF
Principal Value ETF.
2023 ETF Series Trust files with the SEC-Eagle Capital Select Equity ETF
October 27, 2025--2023 ETF Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Eagle Capital Select Equity ETF.
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Tidal Trust IV files with the SEC-3 Portfolio Building Block ETFs
October 27, 2025--Tidal Trust IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Portfolio Building Block European Banks Index ETF
Portfolio Building Block Integrated Oil and Gas and Exploration and Production Index ETF
Portfolio Building Block World Pharma and Biotech Index ETF.
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Starboard Investment Trust files with the SEC
October 27, 2025-Starboard Investment Trust has filed an Application for Exemptive Relief with the SEC.
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Columbia ETF Trust I files with the SEC
October 24, 2025-Columbia ETF Trust I has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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Blue Tractor ETF Trust files with the SEC
October 24, 2025-Blue Tractor ETF Trust has filed an Application for Exemptive relief with the SEC.
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REX ETF Trust files with the SEC-29 Defiance Daily Target 3X Long ETFs
October 24, 2025-REX ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
REX AAPL Growth & Income ETF
REX AMD Growth & Income ETF
REX AMZN Growth & Income ETF
REX ASML Growth & Income ETF
REX AVGO Growth & Income ETF
REX BABA Growth & Income ETF
REX BKNG Growth & Income ETF
REX BRK.B Growth & Income ETF
REX CEPT Growth & Income ETF
REX CRWD Growth & Income ETF
REX CRWV Growth & Income ETF
REX DKNG Growth & Income ETF
REX GME Growth & Income ETF
REX GOOGL Growth & Income ETF
REX HOOD Growth & Income ETF
REX IBIT Growth & Income ETF
REX IONQ Growth & Income ETF
REX JPM Growth & Income ETF
REX LLY Growth & Income ETF
REX MARA Growth & Income ETF
REX META Growth & Income ETF
REX MSFT Growth & Income ETF
REX NFLX Growth & Income ETF
REX NOW Growth & Income ETF
REX O Growth & Income ETF
REX PLTR Growth & Income ETF
REX RGTI Growth & Income ETF
REX SMCI Growth & Income ETF
REX SMR Growth & Income ETF
REX SNOW Growth & Income ETF
REX TEM Growth & Income ETF
REX TLT Growth & Income ETF
REX TSM Growth & Income ETF
REX UNH Growth & Income ETF
REX WMT Growth & Income ETF.
PIMCO Equity Series files with the SEC
October 24, 2025-PIMCO Equity Series has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC.
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PIMCO ETF Trust files with the SEC
October 24, 2025-PIMCO ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC.
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