SEC Filings for the Past 90 Days



Tortoise Capital Series Trust files with the SEC-Tortoise Power and Energy Infrastructure Fund

October 18, 2024-Tortoise Capital Series Trust has filed Form N-1A, Pre-Effective Amendment, Registration Statement with the SEC for the Tortoise Power and Energy Infrastructure Fund.

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Innovator ETFs Trust files with the SEC-Innovator Growth-100 Power Buffer ETF-November

October 17, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Growth-100 Power Buffer ETF-November.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF-November

October 17, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Power Buffer ETF-November.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr November

October 17, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr November.

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First Trust Exchange-Traded Fund VIII files with the SEC- files with the SEC-3 FT Vest U.S. Equity Uncapped Accelerator ETFs

October 17, 2024-First Trust Exchange-Traded Fund VIII has filed a Form N-1A, Registration Statement with the SEC for the
FT Vest U.S. Equity Uncapped Accelerator ETF-January
FT Vest U.S. Equity Uncapped Accelerator ETF-April
FT Vest U.S. Equity Uncapped Accelerator ETF-October.

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Tidal ETF Trust files with the SEC-8 Unlimited ETFs

October 17, 2024-Tidal ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Unlimited HFEQ Equity Long/Short ETF
Unlimited HFGM Global Macro ETF
Unlimited HFEV Event Driven ETF
Unlimited HFFI Fixed Income ETF
Unlimited HFEM Emerging Markets ETF
Unlimited HFMF Managed Futures ETF
Unlimited Ultra HFND Multi-Strategy ETF
Unlimited Low-Beta HFND Multi-Strategy ETF (formerly known as Unlimited HFEQ Equity Long/Short Return Tracker ETF).

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Tidal ETF Trust files with the SEC

October 16, 2024-Tidal ETF Trust has filed a Application for Exemptive Relief with the SEC.

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BlackRock ETF Trust files with the SEC-iShares Technology Opportunities Active ETF

October 16, 2024-BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iShares Technology Opportunities Active ETF.

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BlackRock ETF Trust files with the SEC-iShares A.I. Innovation and Tech Active ETF

October 16, 2024-BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iShares A.I. Innovation and Tech Active ETF.

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Fidelity Covington Trust files with the SEC-Fidelity Enhanced High Yield ETF

October 16, 2024-Fidelity Covington Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Fidelity Enhanced High Yield ETF (formerly known as Fidelity High Yield Factor ETF).

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Fidelity Merrimack Street Trust files with the SEC-Fidelity Limited Term Bond ETF

October 16, 2024-Fidelity Merrimack Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Fidelity Limited Term Bond ETF.

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Tidal Trust II files with the SEC-5 Defiance Daily Target 2X Long ETFs

October 16, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Daily Target 2X Long Copper ETF
Defiance Daily Target 2X Long RIOT ETF
Defiance Daily Target 2X Long China Dragons ETF
Defiance Daily Target 2X Long Solar ETF
Defiance Daily Target 2X Long Uranium ETF.

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Tidal Trust III files with the SEC-8 Battleshares ETFs

October 16, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
BattlesharesTM NVDA vs INTC ETF
BattlesharesTM TSLA vs F ETF
BattlesharesTM AMZN vs M ETF
BattlesharesTM COIN vs WFC ETF
BattlesharesTM MSTR vs JPM ETF
BattlesharesTM NFLX vs CMCSA ETF
BattlesharesTM LLY vs YUM ETF
BattlesharesTM GOOGL vs NYT ETF.

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iShares Trust files with the SEC-iShares Large Cap Accelerated ETF

October 16, 2024-iShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iShares Large Cap Accelerated ETF.

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Bitwise XRP ETF files with the SEC

October 16, 2024-Bitwise XRP ETF has filed a Amendment No. 1 to Form S-1 Registration Statement with the SEC.

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Looking for SEC filings older than 90 days?

Americas


December 27, 2024 Northern Lights Fund Trust II files with the SEC-GGM Macro Alignment ETF
December 27, 2024 Series Portfolios Trust files with the SEC- Panagram BBB-B CLO ETF and Panagram AAA CLO ETF
December 27, 2024 Touchstone ETF Trust files with the SEC-3 ETFs
December 27, 2024 Unified Series Trust files with the SEC-5 OneAscent ETFs
December 27, 2024 Putnam ETF Trust files with the SEC-4 Putnam Focused ETFs

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Europe ETF News


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Asia ETF News


December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 10, 2024 China's surprise pledge sends commodities soaring
December 02, 2024 Fubon Fund Management Launches the First Ever Multi Asset ETF Including Commodities in Hong Kong, Tracking the Solactive Core Diversified Multi Asset Index

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Global ETP News


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Middle East ETP News


December 09, 2024 IMF-Kuwait: Selected Issues

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Africa ETF News


November 19, 2024 West Africa: Nigeria's Investment Appetite Grows, Mutual Funds Up 89.5 Percent to N3.8trn
November 18, 2024 Africa Topples Asia, Europe, Us As Africa's Preferred Trade Market

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ESG and Of Interest News


December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

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Infographics


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