View SEC Filings for the Past Year
Northern Lights Fund Trust III files with the SEC-FPA Global Equity ETF
January 29, 2024--Northern Lights Fund Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the FPA Global Equity ETF.
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SPDR S&P MIDCAP 400 ETF Trust files with the SEC
January 29, 2024--SPDR S&P MIDCAP 400 ETF Trust has filed a Post-Effective Amendment to Form S-6 Registration Statement with the SEC.
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DoubleLine ETF Trust files with the SEC-DoubleLine Commodity Strategy ETF and DoubleLine Fortune 500 Equal Weight ETF
January 29, 2024-DoubleLine ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
DoubleLine Commodity Strategy ETF
DoubleLine Fortune 500 Equal Weight ETF.
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ETF Opportunities Trust files with the SEC-Alpha Dog ETF
January 26, 2024--ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Alpha Dog ETF.
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Franklin Templeton ETF Trust files with the SEC-Franklin Focused Growth ETF
January 26, 2024--Franklin Templeton ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Franklin Focused Growth ETF.
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Tidal Trust II files with the SEC-YieldMaxTM Bitcoin Option Income Strategy ETF
January 26, 2024-Tidal Trust II has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the YieldMaxTM Bitcoin Option Income Strategy ETF.
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Tidal Trust II files with the SEC-Return Stacked(R) Bonds & Futures Yield ETF and Return Stacked(R) U.S. Equity & Futures Yield ETF
January 26, 2024-Tidal Trust II has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
Return Stacked(R) Bonds & Futures Yield ETF
Return Stacked(R) U.S. Equity & Futures Yield ETF.
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Roundhill ETF Trust files with the SEC
January 26, 2023--Roundhill ETF Trust has filed an Second Amended and Restated Application for Exemptive Relief with the SEC.
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BondBloxx ETF Trust files with the SEC
January 26, 2023--BondBloxx ETF Trust has filed an Second Amended Application for Exemptive Relief with the SEC.
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Advisors' Inner Circle Fund III files with the SEC
January 26, 2024-Advisors' Inner Circle Fund III has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Investment Managers Series Trust III files with the SEC-FPA Global Equity ETF
January 26, 2024-Investment Managers Series Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the FPA Global Equity ETF.
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SPDR INDEX SHARES FUNDS files with the SEC
January 26, 2024-SPDR INDEX SHARES FUNDS has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Renaissance Capital Greenwich Funds files with the SEC-Renaissance IPO ETF and Renaissance International IPO ETF
January 26, 2024-Renaissance Capital Greenwich Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Renaissance IPO ETF
Renaissance International IPO ETF.
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Morgan Stanley ETF Trust files with the SEC-3 Eaton Vance ETFs
January 26, 2024-FundX Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Eaton Vance Ultra-Short Income ETF
Eaton Vance High Yield ETF
Eaton Vance Intermediate Municipal Income ETF.
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Tidal Trust files with the SEC-3 Gotham Enhanced 500 ETF
January 25, 2024-Tidal Trust has filed a Post-effective amendment, Registration Statement with the SEC for the
Gotham Enhanced 500 ETF
Gotham 1000 Value ETF
Gotham Short Strategies ETF.
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