View SEC Filings for the Past Year


Themes ETF Trust files with the SEC-11 ETFs

June 14, 2024-Themes ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Themes Alcoholic Beverage ETF, Themes Autonomous Driving ETF, Themes Copper Miners ETF, Themes Lithium & Battery Metal Miners ETF, Themes Transatlantic Defense ETF, Themes Uranium & Nuclear ETF, Themes US BuyBack Champions ETF, Themes US Capital Stability Champions ETF, Themes US Infrastructure ETF, Themes US Pricing Power Champions ETF, Themes Waste & Recycling ETF.

view filing

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-2 Yr to July 2026

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-2 Yr to July 2026.

view filing

Innovator ETFs Trust files with the SEC-Innovator Nasdaq-100 10 Buffer ETF-Quarterly

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Nasdaq-100 10 Buffer ETF-Quarterly.

view filing

Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap 10 Buffer ETF-Quarterly

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap 10 Buffer ETF-Quarterly.

view filing

Innovator ETFs Trust files with the SEC-Innovator International Developed 10 Buffer ETF-Quarterly

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator International Developed 10 Buffer ETF-Quarterly.

view filing

Innovator ETFs Trust files with the SEC-Innovator Emerging Markets 10 Buffer ETF-Quarterly

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Emerging Markets 10 Buffer ETF-Quarterly.

view filing

Innovator ETFs Trust files with the SEC-Innovator Premium Income 15 Buffer ETF-July

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Premium Income 15 Buffer ETF-July.

view filing

Innovator ETFs Trust files with the SEC-Innovator Premium Income 9 Buffer ETF-July

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Premium Income 9 Buffer ETF-July.

view filing

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-6 Mo Jan/Jul

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-6 Mo Jan/Jul.

view filing

EA Series Trust files with the SEC-5 Intelligent ETFs

June 14, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Intelligent Livermore ETF
Intelligent Omaha ETF
Intelligent Equal Select ETF
Intelligent Tech Focus ETF
Intelligent Small Cap Select ETF.

view filing

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr July

June 14, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr July.

view filing

Calamos ETF Trust files with the SEC-8 Calamos S&P 500 Structured Alt Protection ETFs

June 14, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Calamos S&P500 Structured Alt Protection ETF-October, Calamos S&P500 Structured Alt Protection ETF-November, Calamos S&P500 Structured Alt Protection ETF-December, Calamos S&P500 Structured Alt Protection ETF-January, Calamos S&P500 Structured Alt Protection ETF-February, Calamos S&P500 Structured Alt Protection ETF-March, Calamos S&P500 Structured Alt Protection ETF-April, Calamos S&P500 Structured Alt Protection ETF-June.

view filing

iShares Trust files with the SEC-4 iShares Large Cap Max Buffer ETFs

June 14, 2024-iShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
iShares Large Cap Max Buffer Mar ETF
iShares Large Cap Max Buffer Jun ETF
iShares Large Cap Max Buffer Sep ETF
iShares Large Cap Max Buffer Dec ETF

view filing

Franklin Templeton ETF Trust files with the SEC

June 13, 2024-Franklin Templeton ETF Trust has filed an Application for Exemptive Relief with the SEC.

view filing

RBB FUND, INC files with the SEC-SGI Enhanced Nasdaq-100 ETF

June 13, 2024-RBB FUND, INC has filed a Post-Effective Amendment, Registration Statement with the SEC for the SGI Enhanced Nasdaq-100 ETF.

view filing


For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


January 09, 2025 BlackRock filing for hedge fund strategy ETF underlines new tilt
January 08, 2025 Principal Exchange-Traded Funds files with the SEC-Principal Capital Appreciation Select ETF
January 08, 2025 Capital Group Equity ETF Trust I files with the SEC-Capital Group U.S. Small and Mid Cap ETF
January 08, 2025 Thornburg ETF Trust files with the SEC
January 07, 2025 Fidelity to convert $180mn bond index fund into ETF

read more news


Europe ETF News


January 08, 2025 Amundi to shut its original 'multi' smart beta ETF
January 02, 2025 ECB-Monetary developments in the euro area: November 2024

read more news


Asia ETF News


January 07, 2025 China's Economy Has Not Peaked
December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 13, 2024 China Expands Private Pension Scheme Nationwide Following Two-Year Pilot Program

read more news


Global ETP News


January 06, 2025 New WFE Research quantifies the impact of stock exchanges on economic growth
January 06, 2025 5 transformational trends shaping global finance

read more news


Middle East ETP News


December 31, 2024 Indxx Licenses Bitcoin Reference Index to Migdal Mutual Funds Ltd. for an ETF
December 25, 2024 Expect a more subdued Dubai bourse in 2025
December 19, 2024 Italy's Azimut and China Universal team up on Abu Dhabi ETF link

read more news


Africa ETF News


read more news


ESG and Of Interest News


January 08, 2025 Uranium: Canada aims to become World's Biggest Uranium Producer as demand soars!
December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

read more news


Infographics


view more graphics