View SEC Filings for the Past Year
AIM ETF Products Trust files with the SEC-4 AllianzIM U.S. Large Cap 6 Month ETFs
January 24, 2024-AIM ETF Products Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF and AllianzIM U.S. Large Cap 6 Month Buffer10 Jun/Dec ETF.
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Fidelity Commonwealth Trust files with the SEC-Fidelity Nasdaq Composite Index ETF
January 24, 2024-Fidelity Commonwealth Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Fidelity Nasdaq Composite Index ETF.
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ETF Opportunities Trust files with the SEC-TappAlpha Innovation 100 Growth & Daily Income ETF and TappAlpha SPY Growth & Daily Income ETF
January 23, 2024- ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
TappAlpha Innovation 100 Growth & Daily Income ETF
TappAlpha SPY Growth & Daily Income ETF.
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EA Series Trust files with the SEC-Freedom Day Dividend ETF
January 23, 2024--EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Freedom Day Dividend ETF.
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Tidal Trust II files with the SEC-Defiance Treasury Alternative Yield ETF
January 23, 2024--Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Defiance Treasury Alternative Yield ETF.
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Angel Oak Funds Trust files with the SEC-Angel Oak High Yield Opportunities ETF and Angel Oak Mortgage-Backed Securities ETF
January 22, 2024-Angel Oak Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Angel Oak High Yield Opportunities ETF
Angel Oak Mortgage-Backed Securities ETF.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust Bloomberg R&D Leaders ETF
January 19, 2024--First Trust Exchange-Traded Fund VI has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the First Trust Bloomberg R&D Leaders ETF.
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AB Active ETFs, Inc. files with the SEC-AB Short Duration High Yield ETF and AB Short Duration Income ETF
January 19, 2024- AB Active ETFs, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AB Short Duration High Yield ETF
AB Short Duration Income ETF.
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AB Active ETFs, Inc. files with the SEC-AB International Low Volatility Equity ETF
January 19, 2024- AB Active ETFs, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the AB International Low Volatility Equity ETF.
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Direxion Shares ETF Trust files with the SEC-5 Direxion Daily Spot Bitcoin ETFs
January 18, 2024--Direxion Shares ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Direxion Daily Spot Bitcoin Bear 1X Shares, Direxion Daily Spot Bitcoin Bull 1.5X Shares, Direxion Daily Spot Bitcoin Bear 1.5X Shares, Direxion Daily Spot Bitcoin Bull 2X Shares, Direxion Daily Spot Bitcoin Bear 2X Shares.
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Advisors' Inner Circle Fund III files with the SEC-Strategas Macro Momentum ETF
January 18, 2024-Advisors' Inner Circle Fund III has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Strategas Macro Momentum ETF.
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GraniteShares ETF Trust files with the SEC-14 Long Daily ETFs
January 18, 2024- GraniteShares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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BondBloxx ETF Trust files with the SEC
January 17, 2023-- BondBloxx ETF Trust has filed an Amended Application for Exemptive Relief with the SEC.
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GraniteShares Platinum Trust files with the SEC
January 17, 2024--GraniteShares Platinum Trust has filed a Form S-1 Registration Statement with the SEC.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant SMDAM Japan Equity ETF
January 17, 2024-Advisors' Inner Circle Fund III has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Rayliant SMDAM Japan Equity ETF.
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