View SEC Filings for the Past Year
Vanguard Wellington Fund files with the SEC
March 27, 2024-Vanguard Wellington Fund has filed a post-effective amendment, registration statement with the SEC.
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Tidal ETF Trust files with the SEC-5 Sound ETFs
March 27, 2024- Tidal ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the
Sound Equity Dividend Income ETF
Sound Enhanced Fixed Income ETF
Sound Enhanced Equity Income ETF
Sound Fixed Income ETF
Sound Total Return ETF..
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Tidal ETF Trust files with the SEC-3 SP Funds ETFs
March 27, 2024- Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
SP Funds Dow Jones Global Sukuk ETF
SP Funds S&P 500 Sharia Industry Exclusions ETF
SP Funds S&P Global REIT Sharia ETF.
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Global X Funds files with the SEC
March 27, 2024-Global X Funds has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-BTD Capital Fund
March 27, 2024-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the BTD Capital Fund.
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Manager Directed Portfolios files with the SEC-SanJac Alpha Low Duration ETF and SanJac Alpha Core Plus Bond ETF
March 27, 2024- Manager Directed Portfolios has filed a post-effective amendment, registration statement with the SEC for the
SanJac Alpha Low Duration ETF
SanJac Alpha Core Plus Bond ETF.
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Trust for Professional Managers files with the SEC-Convergence Long/Short Equity ETF
March 26, 2024-Trust for Professional Managers has filed a Post-Effective Amendment, Registration Statement with the SEC for the Convergence Long/Short Equity ETF.
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Tidal Trust II files with the SEC-Pinnacle Focused Opportunities ETF
March 26, 2024- Tidal Trust II has filed a post-effective amendment, registration statement with the SEC for the Pinnacle Focused Opportunities ETF.
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Exchange Listed Funds Trust files with the SEC-Saba Closed-End Funds ETF and Akros Monthly Payout ETF
March 26, 2024-Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Saba Closed-End Funds ETF
Akros Monthly Payout ETF.
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Tidal Trust II files with the SEC-Even Herd Long Short ETF
March 26, 2024- Tidal Trust II has filed a post-effective amendment, registration statement with the SEC for the Even Herd Long Short ETF.
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Exchange Traded Concepts Trust files with the SEC
March 26, 2024-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC.
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Spinnaker ETF Series files with the SEC-Obra Opportunistic Structured Products ETF and Obra High Grade Structured Products ETF
March 26, 2024-Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the
Obra Opportunistic Structured Products ETF
Obra High Grade Structured Products ETF.
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First Trust Exchange-Traded Fund VI files with the SEC-Mid Cap US Equity Select ETF
March 26, 2024-First Trust Exchange-Traded Fund VI has filed a Post-Effective Amendment, Registration Statement with the SEC for the Mid Cap US Equity Select ETF.
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Tidal Trust II files with the SEC-Defiance 2X Short MSTR ETF
March 26, 2024- Tidal Trust II has filed a post-effective amendment, registration statement with the SEC for the Defiance 2X Short MSTR ETF.
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Northern Lights Fund Trust IV files with the SEC-8 Inspire ETFs
March 25, 2024-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Inspire Global Hope ETF
Inspire Small/Mid Cap ETF
Inspire Corporate Bond ETF
Inspire 100 ETF
Inspire International ETF
Inspire Tactical Balanced ETF
Inspire Momentum ETF (formerly, "Inspire Faithward Mid Cap Momentum ETF")
Inspire Fidelis Multi Factor ETF..
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