View SEC Filings for the Past Year


MFS Active Exchange Traded Funds Trust files with the SEC-5 MFS Active ETFs

July 30, 2024-MFS Active Exchange Traded Funds Trust Trust has filed a Pre-Effective Amendment, Registration Statement with the SEC for the
MFS Active Core Plus Bond ETF
MFS Active Growth ETF
MFS Active Intermediate Muni Bond ETF
MFS Active International ETF
MFS Active Value ETF.

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Fidelity Covington Trust files with the SEC

July 30, 2024-Fidelity Covington Trust has filed an application for exemptive relief with the SEC.

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Schwab Strategic Trust files with the SEC-Schwab Ultra-Short Income ETF

July 30, 2024-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Schwab Ultra-Short Income ETF.

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Macquarie ETF Trust files with the SEC-4 ETFs

July 30, 2024-Macquarie ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Macquarie Energy Transition ETF
Macquarie Tax-Free USA Short Term ETF

Macquarie Focused Large Growth ETF
Macquarie Global Listed Infrastructure ETF.

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Tidal Trust II files with the SEC-YieldMax ETFs

July 30, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
YieldMax BABA Option Income Strategy ETF
YieldMax CVNA Option Income Strategy ETF
YieldMax DKNG Option Income Strategy ETF

YieldMax HOOD Option Income Strategy ETF
YieldMax JD Option Income Strategy ETF
YieldMax MARA Option Income Strategy ETF
YieldMax PDD Option Income Strategy ETF
YieldMax PLTR Option Income Strategy ETF
YieldMax RBLX Option Income Strategy ETF
YieldMax SHOP Option Income Strategy ETF
YieldMax SMCI Option Income Strategy ETF
YieldMax TSM Option Income Strategy ETF.

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WisdomTree Trust files with the SEC

July 30, 2024-WisdomTree Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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WisdomTree Trust files with the SEC

July 30, 2024-WisdomTree Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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2023 ETF Series Trust files with the SEC-Atlas America Fund

July 30, 2024-2023 ETF Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Atlas America Fund.

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Starboard Investment Trust files with the SEC-Adaptive Alpha Opportunities ETF and RH Tactical Rotation ETF

July 30, 2024-Starboard Investment Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Adaptive Alpha Opportunities ETF
RH Tactical Rotation ETF.

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Grayscale Funds Trust files with the SEC-Grayscale Privacy ETF

July 29, 2024-Grayscale Funds Trust has filed a Pre-Effective Amendment, Registration Statement with the SEC for the Grayscale Privacy ETF.

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ETF Series Solutions files with the SEC-3 AAM ETFs

July 29, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AAM Brentview Dividend Growth ETF
AAM Sawgrass U.S. Small Cap Quality Growth ETF
AAM Sawgrass U.S. Large Cap Quality Growth ETF.

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Siren ETF Trust files with the SEC-3 Siren DIVCON ETFs

July 29, 2024-Siren ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Siren DIVCON Dividend Defender ETF
Siren DIVCON Leaders Dividend ETF
Siren Nasdaq NexGen Economy ETF.

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First Trust Exchange-Traded Fund VI files with the SEC-13 ETFs

July 29, 2024-First Trust Exchange-Traded Fund VI has filed a Post-Effective Amendment, Registration Statement with the SEC for the
First Trust Nasdaq Bank ETF, First Trust Nasdaq Food & Beverage ETF, First Trust Nasdaq Oil & Gas ETF, First Trust Nasdaq Pharmaceuticals ETF, First Trust Nasdaq Semiconductor ETF,

First Trust Nasdaq Transportation ETF, Emerging Markets Equity Select ETF , Small Cap US Equity Select ETF, First Trust S-Network E-Commerce ETF, First Trust Indxx Medical Devices ETF, First Trust S-Network Streaming & Gaming ETF, First Trust Bloomberg Shareholder Yield ETF, First Trust S&P 500 Diversified Dividend Aristocrats ETF..

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Investment Managers Series Trust II files with the SEC-Alternative Access First Priority CLO Bond ETF

July 29, 2024-Investment Managers Series Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Alternative Access First Priority CLO Bond ETF.

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SEI Exchange Traded Funds files with the SEC-7 SEI ETFs

July 29, 2024-SEI Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SEI Enhanced U.S. Large Cap Quality Factor ETF
SEI Enhanced U.S. Large Cap Momentum Factor ETF
SEI Enhanced U.S. Large Cap Value Factor ETF
SEI Enhanced Low Volatility U.S. Large Cap ETF
SEI Select Emerging Markets Equity ETF
SEI Select International Equity ETF
SEI Select Small Cap ETF.

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For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


January 08, 2025 Principal Exchange-Traded Funds files with the SEC-Principal Capital Appreciation Select ETF
January 08, 2025 Capital Group Equity ETF Trust I files with the SEC-Capital Group U.S. Small and Mid Cap ETF
January 08, 2025 Thornburg ETF Trust files with the SEC
January 07, 2025 Fidelity to convert $180mn bond index fund into ETF
January 07, 2025 Hotchkis & Wiley Funds files with the SEC

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Europe ETF News


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Asia ETF News


January 07, 2025 China's Economy Has Not Peaked
December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 13, 2024 China Expands Private Pension Scheme Nationwide Following Two-Year Pilot Program
December 10, 2024 China's surprise pledge sends commodities soaring

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Global ETP News


January 06, 2025 New WFE Research quantifies the impact of stock exchanges on economic growth
January 06, 2025 5 transformational trends shaping global finance

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Middle East ETP News


December 31, 2024 Indxx Licenses Bitcoin Reference Index to Migdal Mutual Funds Ltd. for an ETF
December 25, 2024 Expect a more subdued Dubai bourse in 2025
December 19, 2024 Italy's Azimut and China Universal team up on Abu Dhabi ETF link

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Africa ETF News


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ESG and Of Interest News


December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

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Infographics


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