View SEC Filings for the Past Year
Advisors' Inner Circle Fund III files with the SEC-Rayliant SMDAM Japan Equity ETF
April 1, 2024-Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the Rayliant SMDAM Japan Equity ETF.
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PGIM Rock ETF Trust files with the SEC-PGIM Laddered Fund of Buffer 12 ETF and PGIM Laddered Fund of Buffer 20 ETF
April 1, 2024-PGIM Rock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
PGIM Laddered Fund of Buffer 12 ETF
PGIM Laddered Fund of Buffer 20 ETF..
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Columbia ETF Trust I files with the SEC-Columbia International ESG Equity Income ETF and Columbia U.S. ESG Equity Income ETF
April 1, 2024-Columbia ETF Trust I has filed a post-effective amendment, registration statement with the SEC for the
Columbia International ESG Equity Income (effective June 1, 2024, to be known as Columbia International Equity Income ETF)
Columbia U.S. ESG Equity Income ETF (effective June 1, 2024, to be known as Columbia U.S. Equity Income ETF).
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Victory Portfolios II files with the SEC-3 ETFs
April 1, 2024-Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the
VictoryShares WestEnd Global Equity ETF
VictoryShares WestEnd Economic Cycle Bond ETF
VictoryShares Hedged Equity Income ETF.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust S&P 500 Economic Moat Index ETF
April 1, 2024-First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust S&P 500 Economic Moat Index ETF.
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Victory Portfolios II files with the SEC-VictoryShares WestEnd Dynamic Equity ETF
April 1, 2024-Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the VictoryShares WestEnd Dynamic Equity ETF.
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Bitwise Ethereum ETF files with the SEC
March 28, 2024--Bitwise Ethereum ETF has filed a Amendment No. 1 to Form S-1 Registration Statement with the SEC.
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Ultimus Managers Trust files with the SEC
March 28, 2024- MUltimus Managers Trust has filed a post-effective amendment, registration statement with the SEC.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Active Global Quality Income ETF
March 28, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Active Global Quality Income ETF.
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Managed Portfolio Series files with the SEC-Ecofin Global Water ESG Fund and Tortoise North American Pipeline Fund
March 28, 2024-Managed Portfolio Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Ecofin Global Water ESG Fund
Tortoise North American Pipeline Fund.
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AB Active ETFs, Inc. files with the SEC-7 AB ETFs
March 28, 2024-AB Active ETFs, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the AB High Yield ETF, AB Ultra Short Income ETF, AB Tax-Aware Short Duration Municipal ETF, AB Disruptors ETF, AB US High Dividend ETF, AB US Large Cap Strategic Equities ETF, AB US Low Volatility Equity ETF.
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EA Series Trust files with the SEC-Guru Favorite Stocks ETF
March 28, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Guru Favorite Stocks ETF.
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ProShares Trust files with the SEC-ProShares UltraShort Bitcoin ETF and ProShares Ultra Bitcoin ETF
March 28, 2024-ProShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
ProShares UltraShort Bitcoin ETF
ProShares Ultra Bitcoin ETF.
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Alger ETF Trust files with the SEC-Alger Concentrated Equity ETF and Alger AI Enablers & Adopters ETF
March 28, 2024-Alger ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Alger Concentrated Equity ETF
Alger AI Enablers & Adopters ETF.
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Listed Funds Trust files with the SEC-Swan Hedged Equity US Large Cap ETF
March 28, 2024-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Swan Hedged Equity US Large Cap ETF.
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