View SEC Filings for the Past Year


BlackRock ETF Trust files with the SEC-iShares International Country Rotation Active ETF

August 6, 2024-BlackRock ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the iShares International Country Rotation Active ETF.

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BlackRock ETF Trust II files with the SEC-iShares High Yield Municipal Active ETF

August 6, 2024-BlackRock ETF Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the iShares High Yield Municipal Active ETF.

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Tidal Trust III files with the SEC-TradersAI Large Cap Equity & Cash ETF

August 1, 2024- Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the TradersAI Large Cap Equity & Cash ETF.

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Tidal Trust III files with the SEC-3 Rockefeller ETFs

August 5, 2024- Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Rockefeller California Municipal Bond ETF
Rockefeller New York Municipal Bond ETF
Rockefeller Opportunistic Municipal Bond ETF.

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Global X Funds files with the SEC-Global X Infrastructure Development ex-U.S. ETF

August 5, 2024- Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Global X Infrastructure Development ex-U.S. ETF.

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AB Active ETFs, Inc files with the SEC-AB International Buffer ETF and AB Moderate Buffer ETF

August 5, 2024-AB Active ETFs, Inc has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
AB International Buffer ETF
AB Moderate Buffer ETF.

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Cohen & Steers ETF Trust files with the SEC-3 ETFs

August 2, 2024-Cohen & Steers ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the
Cohen & Steers Preferred and Income Opportunities Active ETF
Cohen & Steers Real Estate Active ETF
Cohen & Steers Natural Resources Active ETF.

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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC

August 2, 2024-T. Rowe Price Exchange-Traded Funds, Inc. has filed an application for exemptive relief with the SEC.

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Simplify Exchange Traded Funds files with the SEC-4 Simplify ETFs

August 2, 2024-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC
Simplify Gold Strategy PLUS Income ETF
Simplify US Small Cap PLUS Income ETF
Simplify Currency ETF
Simplify Downside Interest Rate Hedge ETF.

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Tidal ETF Trust files with the SEC-Unusual Whales Subversive Democratic Trading ETF and Unusual Whales Subversive Republican Trading ETF

August 2, 2024-Tidal ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Unusual Whales Subversive Democratic Trading ETF
Unusual Whales Subversive Republican Trading ETF.

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Roundhill ETF Trust files with the SEC-Roundhill S&P 500 Target 10 Managed Distribution ETF

August 1, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill S&P 500 Target 10 Managed Distribution ETF (formerly, Roundhill S&P 500 Managed Distribution 10 ETF).

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Innovator ETFs Trust files with the SEC-Innovator International Developed Power Buffer ETF-August

August 1, 2024-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator International Developed Power Buffer ETF-August.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr August

August 1, 2024-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr August.

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Roundhill ETF Trust files with the SEC-Roundhill S&P 500 Target 20 Managed Distribution ETF

August 1, 2024-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Roundhill S&P 500 Target 20 Managed Distribution ETF.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF-August

August 1, 2024-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Power Buffer ETF-August.

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For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


January 07, 2025 Strive files to launch 'bitcoin bond' ETF
January 07, 2025 Fidelity to convert $180mn bond index fund into ETF
January 07, 2025 Hotchkis & Wiley Funds files with the SEC
January 07, 2025 Hotchkis & Wiley Funds files with the SEC-H&W SMID Cap Diversified Value Fund
January 06, 2025 WEBs ETF Trust files with the SEC-11 WEBs Defined Volatility ETFs

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Europe ETF News


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Asia ETF News


December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 13, 2024 China Expands Private Pension Scheme Nationwide Following Two-Year Pilot Program
December 10, 2024 China's surprise pledge sends commodities soaring

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Global ETP News


January 06, 2025 New WFE Research quantifies the impact of stock exchanges on economic growth

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Middle East ETP News


December 31, 2024 Indxx Licenses Bitcoin Reference Index to Migdal Mutual Funds Ltd. for an ETF
December 25, 2024 Expect a more subdued Dubai bourse in 2025
December 19, 2024 Italy's Azimut and China Universal team up on Abu Dhabi ETF link

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Africa ETF News


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ESG and Of Interest News


December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

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Infographics


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