View SEC Filings for the Past Year
Sprott Funds Trust files with the SEC
April 29, 2024--Sprott Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Macquarie ETF Trust files with the SEC-Macquarie Focused Emerging Markets Equity ETF
April 29, 2024--ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Macquarie Focused Emerging Markets Equity ETF.
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Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Core Equity ETF
April 29, 2024--Neuberger Berman ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Core Equity ETF.
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Guinness Atkinson Funds files with the SEC-5 SmartETFs ETF
April 26, 2024--Dynamic Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SmartETFs Advertising & Marketing Technology
SmartETFs Asia Pacific Dividend Builder ETF
SmartETFs Dividend Builder ETF
SmartETFs Smart Transportation & Technology ETF
SmartETFs Sustainable Energy II ETF.
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Listed Funds Trust files with the SEC
April 26, 2024--Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Unified Series Trust files with the SEC-OneAscent Large Cap Core ETF
April 26, 2024--Unified Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the OneAscent Large Cap Core ETF.
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Investment Managers Series Trust II files with the SEC-AXS Real Estate Income ETF
April 25, 2024-Investment Managers Series Trust II has filed a a post-effective amendment, registration statement with the SEC for the AXS Real Estate Income ETF.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust Bloomberg R&D Leaders ETF
April 25, 2024-First Trust Exchange-Traded Fund VI has filed a a post-effective amendment, registration statement with the SEC for the First Trust Bloomberg R&D Leaders ETF.
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Touchstone ETF Trust files with the SEC-7 ETFs
April 25, 2024-Touchstone ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the
Touchstone Climate Transition ETF
Touchstone Dividend Select ETF
Touchstone Dynamic International ETF
Touchstone Securitized Income ETF
Touchstone Strategic Income Opportunities ETF
Touchstone Ultra Short Income ETF
Touchstone US Large Cap Focused ETF.
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Dynamic Shares Trust files with the SEC-Dynamic Short Short-Term Volatility Futures ETF
April 25, 2024--Dynamic Shares Trust has filed a Pre-Effective Amendment No. 1 to Form S-1 Registration Statement with the SEC for the Dynamic Short Short-Term Volatility Futures ETF.
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Alger ETF Trust files with the SEC-3 Alger ETFs
April 24, 2024-Alger ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the
Alger Mid Cap 40 ETF
Alger 35 ETF
Alger Weatherbie Enduring Growth ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Advantage Large Cap Income ETF
April 24, 2024-BlackRock ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the BlackRock Advantage Large Cap Income ETF.
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Listed Funds Trust files with the SEC-TrueShares Active Yield ETF
April 24, 2024-Listed Funds Trust has filed a a post-effective amendment, registration statement with the SEC for the TrueShares Active Yield ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco MSCI EAFE Income Advantage ETF
April 24, 2024-Invesco Actively Managed Exchange-Traded Fund Trust has filed a a post-effective amendment, registration statement with the SEC for the Invesco MSCI EAFE Income Advantage ETF.
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Managed Portfolio Series files with the SEC-Tremblant Global ETF
April 24, 2024-Managed Portfolio Series has filed a a post-effective amendment, registration statement with the SEC for the Tremblant Global ETF.
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