View SEC Filings for the Past Year
Innovator ETFs Trust files with the SEC-Innovator International Developed Power Buffer ETF-May
May 1, 2024--Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator International Developed Power Buffer ETF-May.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust Bloomberg Core Earnings Leaders Index ETF
May 1, 2024--First Trust Exchange-Traded Fund VI has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bloomberg Core Earnings Leaders Index ETF.
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Grayscale Funds Trust files with the SEC-Grayscale Privacy ETF
May 1, 2024--Grayscale Funds Trust has filed a Pre-Effective Amendment, Registration Statement with the SEC for the Grayscale Privacy ETF.
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Listed Funds Trust files with the SEC-5 Horizon Kinetics ETFs
April 30, 2024--Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Horizon Kinetics Inflation Beneficiaries ETF
Horizon Kinetics Blockchain Development ETF
Horizon Kinetics Energy and Remediation ETF
Horizon Kinetics Medical ETF
Horizon Kinetics SPAC Active ETF.
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TCW ETF Trust files with the SEC-TCW Artificial Intelligence ETF and TCW Compounders ETF
April 30, 2024--TCW ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
TCW Artificial Intelligence ETF
TCW Compounders ETF.
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The Timothy Plan files with the SEC
April 30, 2024--The Timothy Plan has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Federated Hermes ETF Trust files with the SEC-4 Federated Hermes MDT ETFs
April 30, 2024--Federated Hermes ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Federated Hermes MDT Large Cap Core ETF
Federated Hermes MDT Large Cap Growth ETF
Federated Hermes MDT Large Cap Value ETF
Federated Hermes MDT Small Cap Core ETF.
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Tidal ETF Trust files with the SEC-RPAR Risk Parity ETF and UPAR Ultra Risk Parity ETF
April 29, 2024-Tidal ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the
RPAR Risk Parity ETF
UPAR Ultra Risk Parity ETF.
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Humankind Benefit Corp files with the SEC-Humankind US Stock ETF
April 29, 2024--Humankind Benefit Corp has filed a Post-Effective Amendment, Registration Statement with the SEC for the Humankind US Stock ETF.
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Texas Capital Funds Trust files with the SEC-3 Texas Capital Texas ETFs
April 29, 2024--Texas Capital Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Texas Capital Texas Equity Index ETF
Texas Capital Texas Oil Index ETF
Texas Capital Texas Small Cap Equity Index ETF.
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Matthews International Funds files with the SEC
April 29, 2024--Matthews International Funds has filed a Post-Effective Amendment, Registration Statement with the SEC.
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ETF Opportunities Trust files with the SEC-Applied Finance Valuation Large Cap ETF
April 29, 2024--ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Applied Finance Valuation Large Cap ETF.
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Litman Gregory Funds Trust files with the SEC
April 29, 2024--Litman Gregory Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Listed Funds Trust files with the SEC-7 Roundhill ETFs
April 29, 2024--Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Roundhill Video Games ETF
Roundhill Sports Betting & iGaming ETF
Roundhill Ball Metaverse ETF
Roundhill Cannabis ETF
Roundhill Magnificent Seven ETF (formerly Roundhill BIG Tech ETF (BIGT))
Roundhill S&P Global Luxury ETF
Roundhill Alerian LNG ETF
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Tidal Trust II files with the SEC-4 Defiance ETFs
April 29, 2024--Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Gold Enhanced Options Income ETF
Defiance Silver Enhanced Options Income ETF
Defiance Oil Enhanced Options Income ETF
Defiance Treasury Enhanced Options Income ETF.
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