View SEC Filings for the Past Year
Global X Funds files with the SEC-Global X MLP & Energy Infrastructure Covered Call ETF
April 17, 2024-Global X Funds has filed a a post-effective amendment, registration statement with the SEC for the Global X MLP & Energy Infrastructure Covered Call ETF.
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Global X Funds files with the SEC-Global X S&P 500 Quality Dividend Covered Call ETF
April 17, 2024-Global X Funds has filed a a post-effective amendment, registration statement with the SEC for the Global X S&P 500 Quality Dividend Covered Call ETF.
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Advisor Managed Portfolios files with the SEC-Optimize Strategy Index ETF
April 17, 2024-Advisor Managed Portfolios has filed a a post-effective amendment, registration statement with the SEC for the Optimize Strategy Index ETF.
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Pacer Funds Trust files with the SEC-4 Pacer ETFs
April 17, 2024-Pacer Funds Trust has filed a a post-effective amendment, registration statement with the SEC for the
Pacer Metaurus Large Cap Growth Dividend Multiplier 600 ETF
Pacer MSCI World Industry Advantage ETF
Pacer Innovation Cash Cows Growth Leaders ETF
Pacer Nasdaq International Patent Leaders ETF.
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Harbor ETF Trust files with the SEC-Harbor Disciplined Bond ETF
April 16, 2024-Harbor ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the Harbor Disciplined Bond ETF.
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Northern Lights Fund Trust II files with the SEC-PeakShares Sector Rotation ETF
April 16, 2024-Northern Lights Fund Trust II has filed a a post-effective amendment, registration statement with the SEC for the PeakShares Sector Rotation ETF.
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Spinnaker ETF Series files with the SEC-Tuttle Capital Inverse ESG ETF and Tuttle Capital Self Defense Index ETF
April 16, 2024-Spinnaker ETF Series has filed a a post-effective amendment, registration statement with the SEC for the
Tuttle Capital Inverse ESG ETF
Tuttle Capital Self Defense Index ETF.
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Innovator ETFs Trust files with the SEC-Innovator International Developed Power Buffer ETF-May
April 16, 2024-Innovator ETFs Trust has filed a a post-effective amendment, registration statement with the SEC for the Innovator International Developed Power Buffer ETF-May.
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MFS Active Exchange Traded Funds Trust files with the SEC
April 15, 2024-MFS Active Exchange Traded Funds Trust has filed a Pre-Effective amendment, Registration statement with the SEC.
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Precidian ETFs Trust files with the SEC
April 15, 2024-Precidian ETFs Trust has filed a Fifth Amended and Restated Application for exemptive relief with the SEC.
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Northern Lights Fund Trust files with the SEC-4 Ocean Park ETFs
April 15, 2024-Northern Lights Fund Trust files with the SEC has filed a post-effective amendment, registration statement with the SEC for the
Ocean Park Domestic ETF
Ocean Park International ETF
Ocean Park Diversified Income ETF
Ocean Park High Income ETF.
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Financial Investors Trust files with the SEC-ALPS|CoreCommodity Natural Resources ETF
April 15, 2024-Financial Investors Trust has filed a post-effective amendment, registration statement with the SEC for the ALPS|CoreCommodity Natural Resources ETF.
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Calamos ETF Trust files with the SEC-4 Calamos Capital Protected Russell 2000 ETFs
April 12, 2024-Calamos ETF Trust has filed a Post-effective Amendment, Registration Statement with the SEC for the
Calamos Capital Protected Russell 2000 ETF- July
Calamos Capital Protected Russell 2000 ETF- October
Calamos Capital Protected Russell 2000 ETF- January
Calamos Capital Protected Russell 2000 ETF- April.
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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-2 Yr to July 2026
April 12, 2024-Innovator ETFs Trust files with the SEC has filed a post-effective amendment, registration statement with the SEC for the Innovator Equity Defined Protection ETF-2 Yr to July 2026.
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Innovator ETFs Trust files with the SEC-Innovator Hedged Growth-100 ETF
April 12, 2024-Innovator ETFs Trust files with the SEC has filed a post-effective amendment, registration statement with the SEC for the Innovator Hedged Growth-100 ETF.
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