SEC Filings for the Past 90 Days



Tidal Trust III files with the SEC-GammaRoad Market Navigation ETF

August 20, 2024-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the GammaRoad Market Navigation ETF.

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Columbia ETF Trust I files with the SEC-Columbia Short Duration High Yield ETF and Columbia U.S. High Yield ETF

August 20, 2024-Columbia ETF Trust I has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Columbia Short Duration High Yield ETF
Columbia U.S. High Yield ETF.

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Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Japan Equity ETF

August 20, 2024-Neuberger Berman ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Japan Equity ETF.

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THOR Financial Technologies Trust files with the SEC-THOR Index Rotation ETF

August 20, 2024-THOR Financial Technologies Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the THOR Index Rotation ETF.

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Spinnaker ETF Series files with the SEC-3 Indexperts ETFs

August 20, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Indexperts Gorilla Aggressive Growth ETF
Indexperts Quality Earnings Focused ETF
Indexperts Yield Focused Fixed Income ETF.

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Invesco DB US Dollar Index Trust files with the SEC

August 20, 2024--Invesco DB US Dollar Index Trust has filed a Pre-Effective Amendment No. 1 to Form S-1 Registration Statement with the SEC.

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Tidal Trust II files with the SEC-5 Defiance Daily Target ETFs

August 19, 2024-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Daily Target 1.75X Long MSTR ETF
Defiance Daily Target 2X Long AVGO ETF
Defiance Daily Target 2X Long SMCI ETF
Defiance Daily Target 2X Long LLY ETF
Defiance Daily Target 2X Long NVO ETF.

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Northern Lights Fund Trust II files with the SEC-Essential 40 Stock ETF

August 16, 2024-Northern Lights Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Essential 40 Stock ETF.

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Global X Funds files with the SEC-3 Term Treasury Ladder ETFs

August 16, 2024-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Global X Short-Term Treasury Ladder ETF
Global X Intermediate-Term Treasury Ladder ETF
Global X Long-Term Treasury Ladder ETF.

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Harbor ETF Trust files with the SEC-Harbor Active Small Cap ETF

August 16, 2024-Investment Managers Series Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Harbor Active Small Cap ETF.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF-September

August 16, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Power Buffer ETF-September.

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Innovator ETFs Trust files with the SEC-Innovator Growth-100 Power Buffer ETF-September

August 16, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Growth-100 Power Buffer ETF-September.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr September

August 16, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr September.

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Vanguard Municipal Bond Funds files with the SEC-Vanguard Core Tax-Exempt Bond ETF and Vanguard Short Duration Tax-Exempt Bond ETF

August 16, 2024-Vanguard Municipal Bond Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Vanguard Core Tax-Exempt Bond ETF
Vanguard Short Duration Tax-Exempt Bond ETF.

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Tidal ETF Trust II files with the SEC-6 YieldMax Target 12 ETFs

August 16, 2024-Tidal ETF Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
YieldMax Target 12 Semiconductor Income ETF
YieldMax Target 12 Biotech and Pharma Income ETF
YieldMax Target 12 Energy Income ETF
YieldMax Target 12 Real Estate Income ETF
YieldMax Target 12 Tech and Innovation Income ETF
YieldMax Target 12 Big 50 Income ETF.

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Looking for SEC filings older than 90 days?

Americas


September 18, 2024 Elevation Series Trust files with the SEC-Hedged Equity ETF and Select Equity ETF
September 18, 2024 Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF
September 18, 2024 Tidal Trust II files with the SEC-5 YieldMax ETFs
September 18, 2024 Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco MSCI North America Climate ETF
September 17, 2024 Kurv ETF Trust files with the SEC

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July
August 21, 2024 Yuanta and Uni-President fined for 'misleading' Taiwan ETF adverts

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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