SEC Filings for the Past 90 Days
Northern Funds files with the SEC-3 Tax-Exempt Bond ETFs
August 5, 2025-Northern Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Northern Trust Tax-Exempt Bond ETF
Northern Trust Intermediate Tax-Exempt Bond ETF
Northern Trust Short-Term Tax-Exempt Bond ETF.
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Elevation Series Trust files with the SEC-10 TrueShares Structured Outcome ETFs
August 5, 2025-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
TrueShares Structured Outcome (January) ETF
TrueShares Structured Outcome (February) ETF
TrueShares Structured Outcome (March) ETF
TrueShares Structured Outcome (April) ETF
TrueShares Structured Outcome (May) ETF
TrueShares Structured Outcome (June) ETF
TrueShares Structured Outcome (September) ETF
TrueShares Structured Outcome (October) ETF
TrueShares Structured Outcome (November) ETF
TrueShares Structured Outcome (December) ETF.
Advisors Series Trust files with the SEC-Scharf ETF and Scharf Global Opportunity ETF
August 5, 2025-Advisors Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Scharf ETF
Scharf Global Opportunity ETF.
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North Capital Funds Trust files with the SEC
August 5, 2025-North Capital Funds Trust has filed an Application for Exemptive Relief with the SEC.
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Northern Lights Fund Trust files with the SEC-DF Innovation ETF
August 5, 2025-Northern Lights Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the DF Innovation ETF.
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Tidal Trust I files with the SEC-FINQ First U.S. Large Cap AI-Managed Equity ETF and FINQ Dollar Neutral U.S. Large Cap AI-Managed Equity ETF
August 5, 2025-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
FINQ First U.S. Large Cap AI-Managed Equity ETF
FINQ Dollar Neutral U.S. Large Cap AI-Managed Equity ETF.
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21Shares Polkadot Trust files with the SEC
August 5, 2025-21Shares Polkadot Trust has filed a Form S-1 Registration Statement with the SEC.
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North Capital Funds Trust files with the SEC-Franklin Solana ETF
August 4, 2025-North Capital Funds Trust has filed an Amended Application for Exemptive relief with the SEC.
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Lazard Active ETF Trust files with the SEC-Lazard Global Infrastructure ETF and Lazard US Systematic Small Cap Equity ETF
August 4, 2025-Lazard Active ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for
Lazard Global Infrastructure ETF
Lazard US Systematic Small Cap Equity ETF.
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abrdn Funds files with the SEC-abrdn Focused Emerging Markets ex-China Active ETF and
abrdn International Small Cap Active ETF
August 4, 2025-abrdn Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for
abrdn Focused Emerging Markets ex-China Active ETF
abrdn International Small Cap Active ETF.
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Americas
| October 13, 2025 ETFGI reports assets invested in the ETFs industry in Canada reached a new record of 533.77 billion US Dollars at the end of September |
