SEC Filings for the Past 90 Days



Tidal Trust III files with the SEC-Rockefeller Global Equity ETF and Rockefeller U.S. Small-Mid Cap ETF

August 23, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Rockefeller Global Equity ETF
Rockefeller U.S. Small-Mid Cap ETF.

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Krane Shares Trust files with the SEC-KraneShares China Alpha Index ETF

August 23, 2024-Krane Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the KraneShares China Alpha Index ETF.

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2023 ETF Series Trust files with the SEC-Pacific NoS Global EM Equity Active ETF

August 23, 2024-2023 ETF Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Pacific NoS Global EM Equity Active ETF.

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SPDR Series Trust files with the SEC

August 23, 2024-SPDR Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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SSGA Active Trust files with the SEC-3 ETFs

August 23, 2024-SSGA Active Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SPDR DoubleLine Total Return Tactical ETF
SPDR Nuveen Municipal Bond ETF
SPDR(R) Nuveen Municipal Bond ESG ETF.

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TCW ETF Trust files with the SEC-TCW Corporate Bond ETF

August 23, 2024-TCW ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the TCW Corporate Bond ETF.

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iShares Trust files with the SEC-iShares MSCI Global Quality Factor ETF

August 23, 2024-iShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iShares MSCI Global Quality Factor ETF.

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Roundhill ETF Trust files with the SEC-10 Roundhill ETFs

August 23, 2024-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Roundhill Apple AAPL Weekly Covered Call Strategy ETF
Roundhill Advanced Micro Devices AMD Weekly Covered Call Strategy ETF
Roundhill Amazon AMZN Weekly Covered Call Strategy ETF
Roundhill Coinbase COIN Weekly Covered Call Strategy ETF,

Roundhill Alphabet GOOGL Weekly Covered Call Strategy ETF
Roundhill Meta Platforms META Weekly Covered Call Strategy ETF
Roundhill Microsoft MSFT Weekly Covered Call Strategy ETF
Roundhill Microstrategy MSTR Weekly Covered Call Strategy ETF
Roundhill Nvidia NVDA Weekly Covered Call Strategy ETF
Roundhill Tesla TSLA Weekly Covered Call Strategy ETF.

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EA Series Trust files with the SEC-3 SHEP ETFs

August 22, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SHEP Tactical 500 ETF
SHEP Tactical Opportunities 1000 ETF
SHEP Noah's Ark ETF.

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Amplify ETF Trust files with the SEC-Amplify CWP Growth & Income ETF

August 21, 2024-Amplify ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Amplify CWP Growth & Income ETF.

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Northern Lights Fund Trust files with the SEC-Toews Agility Shares Dynamic Tactical Income ETF and Toews Agility Shares Managed Risk ETF

August 21, 2024-Northern Lights Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Toews Agility Shares Dynamic Tactical Income ETF
Toews Agility Shares Managed Risk ETF.

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Schwab Strategic Trust files with the SEC-Schwab Mortgage-Backed Securities ETF

August 21, 2024-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Schwab Mortgage-Backed Securities ET.

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Calamos ETF Trust files with the SEC-Calamos Laddered S&P 500 Structured Alt Protection ETF

August 21, 2024-Calamos ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Calamos Laddered S&P 500 Structured Alt Protection ETF.

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Schwab Strategic Trust files with the SEC-Schwab Mortgage-Backed Securities ETF

August 21, 2024-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Schwab Mortgage-Backed Securities ETF.

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VanEck ETF Trust files with the SEC-VanEck Fabless Semiconductor ETF

August 20, 2024-VanEck ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the VanEck Fabless Semiconductor ETF.

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Looking for SEC filings older than 90 days?

Americas


September 18, 2024 Elevation Series Trust files with the SEC-Hedged Equity ETF and Select Equity ETF
September 18, 2024 Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF
September 18, 2024 Tidal Trust II files with the SEC-5 YieldMax ETFs
September 18, 2024 Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco MSCI North America Climate ETF
September 17, 2024 Kurv ETF Trust files with the SEC

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July
August 21, 2024 Yuanta and Uni-President fined for 'misleading' Taiwan ETF adverts

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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