SEC Filings for the Past 90 Days
First Trust Exchange-Traded Fund IV files with the SEC-First Trust EIP Carbon Impact ETF
June 18, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the First Trust EIP Power Solutions ETF (formerly, First Trust EIP Carbon Impact ETF).
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Tidal Trust I files with the SEC-Aztlan Global Stock Selection DM SMID ETF and Aztlan North America Nearshoring Stock Selection ETF
June 18, 2025-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Aztlan Global Stock Selection DM SMID ETF
Aztlan North America Nearshoring Stock Selection ETF.
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NEOS ETF Trust files with the SEC-NEOS International High Income ETF
June 18, 2025-NEOS ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the NEOS International High Income ETF.
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Advisor Managed Portfolios files with the SEC-LionShares U.S. Equity Total Return ETF
June 18, 2025-Advisor Managed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the LionShares U.S. Equity Total Return ETF.
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NEOS ETF Trust files with the SEC-NEOS International High Income ETF
June 18, 2025-NEOS ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the NEOS International High Income ETF.
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Tweedy, Browne Fund Inc. files with the SEC
June 17, 2025-Tweedy, Browne Fund Inc. has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Segall Bryant & Hamill Trust files with the SEC
June 17, 2025-Segall Bryant & Hamill Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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John Hancock Investment Trust files with the SEC
June 17, 2025-John Hancock Investment Trust has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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Tidal Trust II files with the SEC-4 Defiance Daily Target 2X ETFs
June 17, 2025-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Daily Target 2X Long OKLO ETF
Defiance Daily Target 2X Long QBTS ETF
Defiance Daily Target 2X Short QBTS ETF
Defiance Daily Target 2X Short RGTI ETF.
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Innovator ETFs Trust files with the SEC-Innovator Equity Dual Directional 10 Buffer ETF-July
June 17, 2025-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Dual Directional 10 Buffer ETF-July.
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