SEC Filings for the Past 90 Days



ETF Opportunities Trust files with the SEC-AQE Core ETF

October 27, 2025--ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the AQE Core ETF.

view filing


ETF Series Solutions files with the SEC-Point Bridge America First ETF

October 27, 2025--ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Point Bridge America First ETF.

view filing


Northern Lights Fund Trust III files with the SEC-HCM Defender 100 Index ETF and HCM Defender 500 Index ETF

October 27, 2025--Northern Lights Fund Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
HCM Defender 100 Index ETF
HCM Defender 500 Index ETF.

view filing


Principal Exchange-Traded Funds files with the SEC-12 ETFs

October 27, 2025--Principal Exchange-Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Principal Active High Yield ETF
Principal Capital Appreciation Select ETF
Principal Focused Blue Chip ETF
Principal International Equity ETF
Principal Investment Grade Corporate Active ETF

Principal Quality ETF
Principal Real Estate Active Opportunities ETF
Principal Spectrum Preferred and Income ETF (formerly, Principal Spectrum Tax-Advantaged Dividend Active ETF)
Principal Spectrum Preferred Securities Active
Principal U.S. Mega-Cap ETF
Principal U.S. Small-Cap ETF
Principal Value ETF.

view filing


2023 ETF Series Trust files with the SEC-Eagle Capital Select Equity ETF

October 27, 2025--2023 ETF Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Eagle Capital Select Equity ETF.

view filing


Tidal Trust IV files with the SEC-3 Portfolio Building Block ETFs

October 27, 2025--Tidal Trust IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Portfolio Building Block European Banks Index ETF
Portfolio Building Block Integrated Oil and Gas and Exploration and Production Index ETF
Portfolio Building Block World Pharma and Biotech Index ETF.

view filing


Starboard Investment Trust files with the SEC

October 27, 2025-Starboard Investment Trust has filed an Application for Exemptive Relief with the SEC.

view filing


Columbia ETF Trust I files with the SEC

October 24, 2025-Columbia ETF Trust I has filed a Second Amended and Restated Application for Exemptive relief with the SEC.

view filing


Blue Tractor ETF Trust files with the SEC

October 24, 2025-Blue Tractor ETF Trust has filed an Application for Exemptive relief with the SEC.

view filing


REX ETF Trust files with the SEC-29 Defiance Daily Target 3X Long ETFs

October 24, 2025-REX ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
REX AAPL Growth & Income ETF
REX AMD Growth & Income ETF
REX AMZN Growth & Income ETF
REX ASML Growth & Income ETF
REX AVGO Growth & Income ETF
REX BABA Growth & Income ETF
REX BKNG Growth & Income ETF

REX BRK.B Growth & Income ETF
REX CEPT Growth & Income ETF
REX CRWD Growth & Income ETF
REX CRWV Growth & Income ETF
REX DKNG Growth & Income ETF
REX GME Growth & Income ETF
REX GOOGL Growth & Income ETF
REX HOOD Growth & Income ETF
REX IBIT Growth & Income ETF
REX IONQ Growth & Income ETF
REX JPM Growth & Income ETF
REX LLY Growth & Income ETF
REX MARA Growth & Income ETF
REX META Growth & Income ETF
REX MSFT Growth & Income ETF
REX NFLX Growth & Income ETF
REX NOW Growth & Income ETF
REX O Growth & Income ETF
REX PLTR Growth & Income ETF
REX RGTI Growth & Income ETF
REX SMCI Growth & Income ETF
REX SMR Growth & Income ETF
REX SNOW Growth & Income ETF
REX TEM Growth & Income ETF
REX TLT Growth & Income ETF
REX TSM Growth & Income ETF
REX UNH Growth & Income ETF
REX WMT Growth & Income ETF.

view filing


Looking for SEC filings older than 90 days?

Americas


January 13, 2026 Tradr Launches Leveraged ETFs on Critical Metals, Ondas Holdings, UiPath and USA Rare Earth
January 13, 2026 CI Global Asset Management to Acquire Invesco's Canadian Investment Fund Assets and Form Long-Term Strategic Partnership
January 07, 2026 Global X Launches Zero Coupon Bond ETF Suite Driven by RIA Demand

read more news


Europe ETF News


January 13, 2026 BTQ Technologies Added to VanEck Quantum Computing UCITS ETF, Expanding European Access to BTQ Through a Regulated UCITS Wrapper
January 13, 2026 Galilee Asset Management Launches Thematic Index Series in Partnership with Solactive January 13, 2026
January 13, 2026 21shares launches BOLD ETP combining bitcoin and gold in a single regulated product
January 06, 2026 New ETF and ETP Listings on January 6, 2026, on Deutsche Borse
January 05, 2026 Xetra-Gold Assets Increased Significantly in 2025

read more news


Asia ETF News


January 13, 2026 ChinaAMC slashes fee for ten mega-ETFs to the industry lowest, potentially saving investors billions
December 31, 2025 Purchases of ETFs listed overseas by Korean retail investors have fluctuated during the first 11 months of 2025, with a notable spike in October and a decline in July
December 29, 2025 ChinaAMC launches Depository Receipts of two Chinese flagship ETFs in Thai exchange

read more news


Global ETP News


January 14, 2026 Global Risks Report 2026: Geopolitical and Economic Risks Rise in New Age of Competition
January 08, 2026 Global economy shows resilience, but trade tensions and fiscal strains cloud outlook, UN warns
December 31, 2025 Crypto ETFs listed globally suffered net outflows of US$2.95 billion in November according to new research by ETFGI
December 30, 2025 ETFGI reports that assets invested in the Environmental, Social, and Governance (ESG) ETFs listed globally reached a new record of US$799.35 billion at the end of November
December 29, 2025 ETFGI reports assets invested in Thematic ETFs listed globally have increased by 49.6% in the first 11 months of 2025

read more news


Middle East ETP News


January 06, 2026 Saudi Arabia to open financial market to all foreign investors next month

read more news


Africa ETF News


January 11, 2026 Africa: Nigeria and South Africa Plan to Boost Fossil Fuel Production, Risking Their Climate Change Pledges
January 08, 2026 African Union, China Agree to Explore Full Potential for Practical Cooperation
January 04, 2026 IMF: Africa to become world leader in economic growth in 2026
January 03, 2026 African exchanges lead in USD returns

read more news


ESG and Of Interest News


January 09, 2026 Global Cooperation is Showing Resilience in the Face of Geopolitical Headwinds
December 18, 2025 A Tumultuous Year Tests Optimism Among American Retirement Savers
December 17, 2025 Mapping the global quantum ecosystem
December 17, 2025 Quantum sector enters new phase after a decade of rapid growth, according to new OECD and EPO study

read more news


White Papers


January 09, 2026 IMF Working Paper The Economic Implications of the Energy Transition in Asia-Pacific
December 16, 2025 Four Futures for the New Economy: Geoeconomics and Technology in 2030

view more white papers