SEC Filings for the Past 90 Days
Segall Bryant & Hamill Trust files with the SEC
September 30, 2025-Segall Bryant & Hamill Trust has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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Lord Abbett Affiliated Fund, Inc. files with the SEC
September 30, 2025-Lord Abbett Affiliated Fund,Inc. has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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Neuberger Berman ETF Trust files with the SEC
September 30, 2025- Neuberger Berman ETF Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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SPDR Series Trust files with the SEC
September 30, 2025-SPDR Series Trust has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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BlackRock files with the SEC
September 30, 2025-BlackRock has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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Guinness Atkinson Funds files with the SEC
September 30, 2025-Guinness Atkinson Funds has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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AB Municipal Income Fund Inc. files with the SEC
September 30, 2025-AB Municipal Income Fund Inc. has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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SPDR Series Trust files with the SEC-State Street SPDR Portfolio Ultra Short T-Bill ETF
September 30, 2025-SPDR Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the State Street SPDR Portfolio Ultra Short T-Bill ETF.
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Global X Funds files with the SEC-Global X S&P 500 Covered Call ETF
September 30, 2025-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Global X S&P 500 Covered Call ETF.
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ALPS ETF Trust files with the SEC-ALPS |O'Shares International Developed Quality Dividend ETF
September 30, 2025-ALPS ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the ALPS |O'Shares International Developed Quality Dividend ETF (formerly, ALPS | O'Shares Europe Quality Dividend ETF).
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Americas
