SEC Filings for the Past 90 Days



Innovator ETFs Trust files with the SEC-Innovator Equity Dual Directional 15 Buffer ETF -July

June 17, 2025-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Dual Directional 15 Buffer ETF -July.

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First Trust Exchange-Traded Fund files with the SEC-FT Vest Bitcoin Strategy Floor15 ETF-July

June 17, 2025-First Trust Exchange-Traded Fund has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the FT Vest Bitcoin Strategy Floor15 ETF-July.

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PFS Funds files with the SEC

June 16, 2025-PFS Funds has filed a Second Amended and Restated Application for Exemptive relief with the SEC.

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RBB Fund, Inc files with the SEC

June 16, 2025-RBB Fund, Inc has filed a Second Amended and Restated Application for Exemptive relief with the SEC.

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Tidal Trust III files with the SEC-3 Azoria ETFs

June 16, 2025-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Azoria 500 Meritocracy ETF
Azoria Golden Age ETF
Azoria TSLA Convexity ETF.

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DBX ETF Trust files with the SEC-Xtrackers S&P 500 Diversified Sector Weight ETF

June 16, 2025-DBX ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers S&P 500 Diversified Sector Weight ETF.

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Global X Funds files with the SEC-Global X U.S. 500 ETF

June 16, 2025-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Global X U.S. 500 ETF.

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ProShares Trust files with the SEC-3 ProShares Ultra ETFs

June 16, 2025-ProShares Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
ProShares Ultra NVDA ETF
ProShares Ultra PLTR ETF
ProShares Ultra TSLA ETF.

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EA Series Trust files with the SEC-Arin Tactical Tail Risk ETF

June 16, 2025-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Arin Tactical Tail Risk ETF.

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CoinShares Solana ETF files with the SEC

June 16, 2025-CoinShares Solana ETF has filed a Form S-1 Registration Statement with the SEC.

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Looking for SEC filings older than 90 days?

Americas


September 04, 2025 Roundhill Launches WeeklyPay Universe ETF (WPAY)
September 04, 2025 CoinShares Expands Strategic U.S. Market Leadership with Launch of "The Advisor Series"
September 03, 2025 AlphaBit Investments Launches DADS ETF: A Digital Asset Debt Strategy ETF Offering Risk-Managed Exposure to Digital Asset Revolution
September 03, 2025 Defiance Launches LLYZ: The First 2X Short ETF for Eli Lilly
September 03, 2025 Tidal Investments LLC, a Tidal Financial Group company, Announces Recapitalization with Insignia. Fuels Next Phase of Growth

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Europe ETF News


September 04, 2025 Global X Launches Two High Dividend ETFs, Tracking Solactive European and United Kingdom SuperDividend Indices
September 03, 2025 The T+1 Thursday conundrum pushing instantaneous settlement on traders
September 01, 2025 ETF and ETP Listings on September 1, 2025, new on Xetra and Borse Frankfurt
August 29, 2025 21Shares Launches First ETP Tracking Hyperliquid, the Market Leader in Decentralized Perpetuals
August 27, 2025 ETF and ETP Listings on August 27, 2025, new on Xetra and Borse Frankfurt

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Asia ETF News


September 08, 2025 Samsung Securities Launches Two ETNs Tracking Solactive China Mobility Top 5 Hedged to KRW Index and AI Tech Top 5 Hedged to KRW Index in First Collaboration with Solactive
September 03, 2025 SGX Securities Welcomes The Listing Of SPDR J.P. Morgan Saudi Arabia Aggregate Bond UCITS ETF
September 03, 2025 BTIG Begins Offering Access To Tokyo Stock Exchange's CONNEQTOR Platform
September 03, 2025 Exclusive: US trading firm Jane Street files appeal against India markets regulator
September 02, 2025 Hana Asset Management Launches 1Q Xiaomi Value-Chain Active ETF Tracking the Solactive-KEDI Xiaomi Focus China Tech Index

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Global ETP News


September 04, 2025 Infographic-G20 Inflation Tracker: July
September 04, 2025 How Stablecoins and Other Financial Innovations May Reshape the Global Economy
September 04, 2025 Finance Changed, Risks Didn't
September 03, 2025 Ondo Brings Over 100 Tokenized U.S. Stocks and ETFs Onchain, Starting on Ethereum
August 27, 2025 FBS Analysis Highlights How Political Shifts Are Redefining the Next Altcoin Rally

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Middle East ETP News


September 02, 2025 Indxx US Infrastructure Index Licensed by KSM Mutual Funds Ltd. for an Index Tracking Fund
September 01, 2025 Lunate Launches Boreas Solactive Quantum Computing UCITS ETF, the First Thematic ETF to List on ADX, Tracking the Solactive Developed Quantum Computing Index
August 20, 2025 Mideast Stocks: Gulf bourses trade lower ahead of key Fed speech
August 14, 2025 Saudi, UAE drive GCC assets under management growth to $2.2trln

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Africa ETF News


August 24, 2025 Africa: Nigeria Leads Africa in Stablecoin Adoption With $22bn in Transactions

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ESG and Of Interest News


August 28, 2025 Collapse of critical Atlantic current is no longer low-likelihood, study finds
August 06, 2025 Why investing in Southern Africa's critical minerals is key for the global energy transition
August 04, 2025 World Cannot Recycle Its Way Out of Plastics Crisis, Report Warns

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White Papers


September 08, 2025 Economic development, carbon emissions and climate policies

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