SEC Filings for the Past 90 Days



Northern Lights Fund Trust with the SEC-DF Tactical 30 ETF

April 16, 2025-Northern Lights Fund Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the DF Tactical 30 ETF.

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RBB Fund, INC with the SEC-10 F/m Investment Grade Corporate Bond ETFs

April 16, 2025-RBB Fund, INC has filed a Form N-1, Pre-Effective Amendment No.4, Registration Statement with the SEC for the
F/m 6-Month Investment Grade Corporate Bond ETF
F/m 9-18 Month Investment Grade Corporate Bond ETF
F/m 2-Year Investment Grade Corporate Bond ETF
F/m 3-Year Investment Grade Corporate Bond ETF
F/m 5-Year Investment Grade Corporate Bond ETF
F/m 7-Year Investment Grade Corporate Bond ETF

F/m 10-Year Investment Grade Corporate Bond ETF
F/m 20-Year Investment Grade Corporate Bond ETF
F/m 30-Year Investment Grade Corporate Bond ETF
F/m 15+ Year Investment Grade Corporate Bond ETF.

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SSGA Funds files with the SEC

April 15, 2025-SSGA Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.

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SSGA Funds Management, Inc. files with the SEC

April 15, 2025-SSGA Funds Management, Inc. has filed a First Amended and Restated Application for Exemptive relief with the SEC.

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ALPS ETF Trust files with the SEC

April 15, 2025-ALPS ETF Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.

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BlackRock Funds files with the SEC

April 15, 2025-BlackRock Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.

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Tidal Trust III files with the SEC-2X Software ETF

April 15, 2025-Tidal Trust III has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the 2X Software ETF.

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Northern Lights Fund Trust files with the SEC-Toews Agility Shares Hedged Equal Weight ETF and Toews Agility Shares Hedged-Qs ETF

April 15, 2025-Northern Lights Fund Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
Toews Agility Shares Hedged Equal Weight ETF
Toews Agility Shares Hedged-Qs ETF.

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BNY Mellon ETF Trust II files with the SEC-BNY Mellon Enhanced Dividend Income ETF

April 15, 2025-BNY Mellon ETF Trust II has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the BNY Mellon Enhanced Dividend Income ETF.

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SEI Exchange Traded Funds files with the SEC-SEI Liquid Alternative ETF

April 15, 2025-SEI Exchange Traded Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the SEI Liquid Alternative ETF.

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Looking for SEC filings older than 90 days?

Americas


July 02, 2025 SEC Approves Grayscale ETF That Includes BTC, ETH, SOL, XRP, ADA
July 01, 2025 Hedgeye Asset Management Launches the Hedgeye Capital Allocation ETF (HECA) Managed by Veteran PM David Salem
June 30, 2025 Timothy Plan Announces Liquidation of Timothy Plan Market Neutral ETF (TPMN)

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Europe ETF News


July 02, 2025 Valour Launches Eight New ETPs on Spotlight Stock Market, Including Bitcoin Cash (BCH), Unus Sed Leo (LEO), OKB (OKB), Polygon (POL), Algorand (ALGO), Filecoin (FIL), Arbitrum (ARB), and Stacks (STX)
June 16, 2025 ESMA's activities in 2024 focused on strengthening the EU capital markets and putting citizens and businesses at the heart of it
June 12, 2025 Janus Henderson launches active fixed income ETF
June 12, 2025 ifo Institute Raises Growth Forecast for Germany
June 10, 2025 ESMA publishes latest edition of its newsletter

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Asia ETF News


July 02, 2025 Fujitsu to develop ETF trading platform based on TSE's CONNEQTOR and provide it to Australian Securities Exchange
June 25, 2025 QFIIs Gain Access to Onshore ETF Options As A-share Market Opening Deepens
June 18, 2025 Mirae Asset Global Investments Launches MIRAE ASSET TIGER CHINA GLOBAL LEADERS TOP3 PLUS ETF, Tracking Solactive-KEDI China Global Leaders TOP3Plus Index
June 13, 2025 Post-Adjustment ChiNext Index Attracts Global Assets with Low Valuation and High Growth Potential
June 13, 2025 Unlocking Consumption to Sustain Growth in China -World Bank Economic Update

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Global ETP News


July 07, 2025 WTO issues new edition of World Tariff Profiles
July 03, 2025 Flow Traders-Tokenization in Capital Markets: A Market Maker's Perspective
June 14, 2025 Global Economic Prospects-Global Economy Faces Trade-Related Headwinds

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Middle East ETP News


June 19, 2025 GCC: Growth on the Rise, but Smart Spending Will Shape a Thriving Future
June 16, 2025 Saudi Exchange leads market losses across the GCC

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Africa ETF News


July 04, 2025 South Africa: African Development Bank Country Focus Report highlights urgent need for economic transformation as GDP growth remains subdued
July 01, 2025 Africa's Trade Projected to Hit $1.5 Trillion in 2025
June 26, 2025 National stock exchange launched in Somalia
June 24, 2025 East Africa's regional 20 share index
June 16, 2025 African Credit Rating Agency to Launch September 2025

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ESG and Of Interest News


June 30, 2025 OECD-Environment at a Glance Indicators
June 18, 2025 Global Energy Transition Gains Ground, but Security and Capital Challenges Persist
June 17, 2025 Pacific Economic Update: Slowing Growth Highlights Need for More Inclusive Workforce
June 10, 2025 Global Carbon Pricing Mobilizes Over $100 Billion for Public Budgets
June 07, 2025 Accelerating Blue Finance: Instruments, Case Studies, and Pathways to Scale

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White Papers


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