SEC Filings for the Past 90 Days



ARK ETF Trust files with the SEC-ARK ETF Trust ARK Active Autocallable Income ETF

July 27, 2026-ARK ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ARK ETF Trust ARK Active Autocallable Income ETF.

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iShares Trust files with the SEC

July 27, 2026-iShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC.

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ETF Series Solutions files with the SEC-Defiance DRAM Option Income ETF

July 27, 2026-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Defiance DRAM Option Income ETF.

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Tidal Trust V files with the SEC-Defiance Daily Target 2X Long [Pasqal] ETF

July 27, 2026-Tidal Trust V has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Defiance Daily Target 2X Long [Pasqal] ETF.

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Thrivent ETF Trust files with the SEC-Thrivent Large Cap Stock ETF and Thrivent Securitized Income ETF

July 27, 2026-Thrivent ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Thrivent Large Cap Stock ETF
Thrivent Securitized Income ETF.

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Global X Funds files with the SEC-Global X Asia Defense Tech ETF

July 27, 2026-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Global X Asia Defense Tech ETF.

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Northern Lights Fund Trust III files with the SEC-HCM Enterprise ETF

July 27, 2026-Northern Lights Fund Trust III has filed a Post-Effective Amendment, Registration statement with the SEC for the HCM Enterprise ETF.

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Global X Funds files with the SEC-Global X Small Modular Reactor ETF

July 27, 2026-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Global X Small Modular Reactor ETF.

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REX ETF Trust files with the SEC-REX Peptides ETF

July 27, 2026-REX ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the REX Peptides ETF.

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Advisors Series Trust files with the SEC

July 24, 2026-Advisors Series Trust has filed a First Amended and Restated Application for Exemptive Relief with the SEC.

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Looking for SEC filings older than 90 days?

Americas


September 28, 2026 Northern Trust Asset Management Plans to Convert Six Mutual Funds to ETFs
September 24, 2026 Introducing TLIE, the American Beacon The London Company Income Equity ETF
September 23, 2026 Northern Trust Expands Municipal Bond ETF Lineup with New York and California Tax-Exempt ETFs
September 23, 2026 Horizon Announces Acquisition of LSA Portfolio Analytics
September 23, 2026 State Street Investment Management Expands MyIncome Suite as Assets Top $1 Billion

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Europe ETF News


September 24, 2026 Europe's first covered call ETF with daily options expiries launches on HANetf platform
September 24, 2026 New ETF and ETP Listings on September 24, 2026, on Deutsche Boerse
September 23, 2026 Deutsche Boerse welcomes Ampega as new ETF Issuer
September 23, 2026 Sprott and HANetf launch first pure-play rare earths ex-China UCITS ETF
September 21, 2026 New ETF and ETP Listings on September 21, 2026, on Deutsche Boerse

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Asia ETF News


September 15, 2026 Global X Launched KOSPI 200 ETF (3408/9408 HK) in Hong Kong with the lowest fee[1]
September 09, 2026 LinqAlpha and KOSCOM Sign MOU to Expand Access to Korean Market Data for Global Investors
September 01, 2026 KraneShares Photonic and Optical ETF (LUMA) Now Accessible in Japan Through Licensed Securities Firms

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Global ETP News


September 23, 2026 OECD Economic Outlook, Interim Report September 2026-Global growth holds up despite successive shocks, but risks persist
September 17, 2026 ETFGI reports Global ETF Assets Top $24 Trillion for the First Time as Investors Add Nearly $2 Trillion in 2026
August 31, 2026 Global ETF Industry Shatters Records with 2,141 New Products Launched in First Seven Months of 2026

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Middle East ETP News


September 28, 2026 Iran war could pull Gulf capital out of global markets
September 24, 2026 Mideast Stocks: Gulf shares slip on regional uncertainty, shipping concerns
September 10, 2026 Mideast Stocks: Most Gulf bourses ease amid escalating US-Iran hostilities
September 01, 2026 Mideast Stocks: Gulf stocks rise with oil as US-Iran fighting picks up

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Africa ETF News


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ESG and Of Interest News


September 08, 2026 Ranked: Countries With the Highest Debt-to-GDP Ratios

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White Papers


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