SEC Filings for the Past 90 Days



First Trust Exchange-Traded Fund VI files with the SEC

July 29, 2025-First Trust Exchange-Traded Fund VI has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC.

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Investment Managers Series Trust II files with the SEC-Tradr ETFs

July 29, 2025-Investment Managers Series Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for Tradr Long ETFs and Tradr Short ETFs.

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Spinnaker ETF Series files with the SEC-Obra Opportunistic Structured Products ETF

July 29, 2025-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Obra Opportunistic Structured Products ETF.

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First Trust Exchange-Traded Fund II files with the SEC-First Trust Indxx Critical Metals ETF

July 29, 2025-First Trust Exchange-Traded Fund II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the First Trust Indxx Critical Metals ETF.

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Global X Funds files with the SEC-Global X Gold Miners ETF

July 29, 2025-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Global X Gold Miners ETF.

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ETF Opportunities Trust files with the SEC-REX-OSPREYTM ETH + STAKING ETF
REX-OSPREYTM SOL + STAKING ETF


July 29, 2025-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
REX-OSPREYTM ETH + STAKING ETF
REX-OSPREYTM SOL + STAKING ETF.

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GreenFi Funds Trust files with the SEC

July 28, 2025-GreenFi Funds Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.

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Hotchkis and Wiley Funds files with the SEC

July 28, 2025-Hotchkis and Wiley Funds has filed a Second Amended and Restated Application for Exemptive relief with the SEC.

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Schwab Strategic Trust files with the SEC-Schwab Ariel ESG ETF and Schwab Crypto Thematic ETF

July 28, 2025-Schwab Strategic Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Schwab Ariel ESG ETF (formerly, Schwab Ariel ESG ETF)
Schwab Crypto Thematic ETF.

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AB Active ETFs, Inc. files with the SEC-3 ETFs

July 28, 2025-AB Active ETFs, Inc. has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
AB California Intermediate Municipal ETF
AB New York Intermediate Municipal ETF
AB Core Bond ETF.

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Looking for SEC filings older than 90 days?

Americas


September 23, 2025 CFTC initiative to allow stablecoins as collateral in derivatives markets
September 22, 2025 3iQ ETFs Added to the Ball Metaverse Index, Securing Investment from Roundhill Ball Metaverse ETF

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Europe ETF News


September 16, 2025 Cboe Europe Derivatives to Launch FLEX Options in Europe, Expanding Risk Management Toolkit for European Investors
September 04, 2025 Global X Launches Two High Dividend ETFs, Tracking Solactive European and United Kingdom SuperDividend Indices
September 03, 2025 The T+1 Thursday conundrum pushing instantaneous settlement on traders
September 01, 2025 ETF and ETP Listings on September 1, 2025, new on Xetra and Borse Frankfurt
August 29, 2025 21Shares Launches First ETP Tracking Hyperliquid, the Market Leader in Decentralized Perpetuals

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Asia ETF News


September 18, 2025 Taiwan-Japan Cross-Listing Feeder ETFs Listed Simultaneously on Taiwan and Tokyo Stock Exchanges
September 16, 2025 Korean Retail Investors Maintain Strong Appetite for Overseas-Listed ETFs in August
September 08, 2025 Samsung Securities Launches Two ETNs Tracking Solactive China Mobility Top 5 Hedged to KRW Index and AI Tech Top 5 Hedged to KRW Index in First Collaboration with Solactive

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Global ETP News


September 22, 2025 Central Banks Drive $407 Billion ETF Surge as Industry Consolidation Accelerates

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Middle East ETP News


September 11, 2025 ChinaAMC signs MOU with Oman Government Delegation

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Africa ETF News


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ESG and Of Interest News


September 12, 2025 The OECD Index of Digital Trade Integration and Openness (INDIGO)
September 09, 2025 Stablecoins, Tokens, and Global Dominance
August 28, 2025 Collapse of critical Atlantic current is no longer low-likelihood, study finds

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White Papers


September 09, 2025 Physical AI is changing manufacturing - here's what the era of intelligent robotics looks like
September 08, 2025 Economic development, carbon emissions and climate policies

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