SEC Filings for the Past 7 Days
Professionally Managed Portfolios with the SECMarch 4, 2025-Professionally Managed Portfolios has filed an Application for Exemptive Relief with the SEC. |
Nushares ETF Trust files with the SEC-7 Nuveen ESG ETFs
February 28, 2025-Nushares ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Nuveen ESG Dividend ETF
Nuveen ESG Large-Cap ETF
Nuveen ESG Large-Cap Growth ETF
Nuveen ESG Large-Cap Value ETF
Nuveen ESG Mid-Cap Growth ETF
Nuveen ESG Mid-Cap Value ETF
Nuveen ESG Small-Cap ETF
Dimensional ETF Trust files with the SEC
February 28, 2025-Dimensional ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC.
Ultimus Managers Trust files with the SEC-Westwood Salient Enhanced Energy Income ETF and Westwood Salient Enhanced Midstream Income ETF
February 28, 2025-Ultimus Managers Trusthas filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Westwood Salient Enhanced Energy Income ETF
Westwood Salient Enhanced Midstream Income ETF.
Innovator ETFs Trust files with the SEC-12 Innovator Equity Defined Protection ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Equity Defined Protection ETFTM - 6 Mo Jan/Jul
Innovator Equity Defined Protection ETFTM - 6 Mo Apr/Oct
Innovator Equity Defined Protection ETFTM - 1 Yr July
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Growth Accelerated Plus ETF- January
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - January
Innovator U.S. Equity Accelerated Plus ETF- January
Innovator Growth Accelerated Plus ETF- April
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - April
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator ETFs Trust files with the SEC-20 Innovator Premium Income ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator ETFs Trust files with the SEC
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator 20+ Year Treasury Bond 9 Buffer ETFTM -July
Innovator 20+ Year Treasury Bond 5 Floor ETF-Quarterly
Defined Wealth Shield ETF
Innovator Buffer Step-Up Strategy ETFTM
Innovator Power Buffer Step-Up Strategy ETFTM
Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF
February 278, 2025--Valued Advisers Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.
Innovator ETFs Trust files with the SEC-7 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator IBD 50 ETF
Innovator IBD Breakout Opportunities ETF
Innovator Laddered Allocation Buffer ETFTM
Innovator Laddered Allocation Power Buffer ETFTM