SEC Filings for the Past 7 Days


Innovator ETFs Trust files with the SEC-20 Innovator Premium Income ETFs

February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April

Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October

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Lazard Active ETF Trust files with the SEC-5 ETFs

February 28, 2025-Lazard Active ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the
Lazard Emerging Markets Opportunities ETF
Lazard Equity Megatrends ETF
Lazard International Dynamic Equity ETF
Lazard Japanese Equity ETF
Lazard Next Gen Technologies ETF.

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TCW ETF Trust files with the SEC-11 ETFs

February 28, 2025-TCW ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
TCW Artificial Intelligence ETF
TCW Compounders ETF
TCW Transform 500 ETF
TCW Transform Systems ETF
TCW Transform Supply Chain ETF

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Nushares ETF Trust files with the SEC-7 Nuveen ESG ETFs

February 28, 2025-Nushares ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Nuveen ESG Dividend ETF
Nuveen ESG Large-Cap ETF
Nuveen ESG Large-Cap Growth ETF
Nuveen ESG Large-Cap Value ETF
Nuveen ESG Mid-Cap Growth ETF
Nuveen ESG Mid-Cap Value ETF
Nuveen ESG Small-Cap ETF

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Dimensional ETF Trust files with the SEC

February 28, 2025-Dimensional ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC.

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Ultimus Managers Trust files with the SEC-Westwood Salient Enhanced Energy Income ETF and Westwood Salient Enhanced Midstream Income ETF

February 28, 2025-Ultimus Managers Trusthas filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Westwood Salient Enhanced Energy Income ETF
Westwood Salient Enhanced Midstream Income ETF.

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Innovator ETFs Trust files with the SEC-12 Innovator Equity Defined Protection ETFs

February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Equity Defined Protection ETFTM - 6 Mo Jan/Jul
Innovator Equity Defined Protection ETFTM - 6 Mo Apr/Oct
Innovator Equity Defined Protection ETFTM - 1 Yr July

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Innovator ETFs Trust files with the SEC-17 ETFs

February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Growth Accelerated Plus ETF- January
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - January
Innovator U.S. Equity Accelerated Plus ETF- January
Innovator Growth Accelerated Plus ETF- April
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - April

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Innovator ETFs Trust files with the SEC-17 ETFs

February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April

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Innovator ETFs Trust files with the SEC

February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator 20+ Year Treasury Bond 9 Buffer ETFTM -July
Innovator 20+ Year Treasury Bond 5 Floor ETF-Quarterly
Defined Wealth Shield ETF
Innovator Buffer Step-Up Strategy ETFTM
Innovator Power Buffer Step-Up Strategy ETFTM

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Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF

February 278, 2025--Valued Advisers Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.

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Americas


February 26, 2025 ERShares Expands Access to High-Growth Private Companies and Sets a New Standard for Private Equity Valuation in ETFs

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Europe ETF News


February 19, 2025 Amplify ETFs Changes Fund Name to Highlight 12% Option Income Strategy: Amplify Bloomberg U.S. Treasury 12% Premium Income ETF (TLTP)
February 17, 2025 New on Xetra: Active ETF from Fair Oaks offers access to European and US AAA-rated collateralised loan obligations (CLOs)
February 14, 2025 Goldman Sachs targets leading role in active ETFs in Europe
February 14, 2025 New on Xetra: two equity ETFs from Xtrackers with access to the Scandinavian equity market and developed countries worldwide excluding the US

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Asia ETF News


February 17, 2025 ETFs jump to two-thirds of all Taiwan fund assets
February 17, 2025 China explores relaxing rules to allow multi-asset ETFs
February 13, 2025 Mirae Asset's spot gold ETF tops $2.5b in net assets
February 11, 2025 CTBC Launches CTBC U.S. Innovation Technology ETF, Tracking the Solactive U.S. Innovation Technology Index
January 31, 2025 India's economy likely to grow 6.3%-6.8% in 2025/26, government report says

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Global ETP News


February 17, 2025 ETFGI reports assets invested in the global ETFs industry surpassed the hedge fund industry by US$10.33 trillion at the end of 2024
February 13, 2025 Rising Rates May Trigger Financial Instability, Complicating Fight Against Inflation
February 12, 2025 Bybit and Block Scholes Report: Timing Altcoin Season in a Sea of Uncertainty Bybit Logo (PRNewsfoto/Bybit)

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Middle East ETP News


February 20, 2025 Abu Dhabi Securities Exchange welcomes the listing of Chimera iBoxx US Treasury Bill ETF

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Africa ETF News


February 11, 2025 Digital public infrastructure (DPI) will drive AI for Africa's economic transformation
January 21, 2025 South African growth outlook has improved but inflation risks abound, central bank says at Davos

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ESG and Of Interest News


February 12, 2025 OECD Services Trade Restrictiveness Index Policy Trends up to 2025

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White Papers


February 09, 2025 White Paper-Monetary Policy Predicts Currency Movements

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