SEC Filings for the Past 7 Days
Innovator ETFs Trust files with the SEC-17 ETFsFebruary 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Equity Accelerated ETF- April |
Lazard Active ETF Trust files with the SEC-5 ETFs
February 28, 2025-Lazard Active ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the
Lazard Emerging Markets Opportunities ETF
Lazard Equity Megatrends ETF
Lazard International Dynamic Equity ETF
Lazard Japanese Equity ETF
Lazard Next Gen Technologies ETF.
TCW ETF Trust files with the SEC-11 ETFs
February 28, 2025-TCW ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
TCW Artificial Intelligence ETF
TCW Compounders ETF
TCW Transform 500 ETF
TCW Transform Systems ETF
TCW Transform Supply Chain ETF
Nushares ETF Trust files with the SEC-7 Nuveen ESG ETFs
February 28, 2025-Nushares ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Nuveen ESG Dividend ETF
Nuveen ESG Large-Cap ETF
Nuveen ESG Large-Cap Growth ETF
Nuveen ESG Large-Cap Value ETF
Nuveen ESG Mid-Cap Growth ETF
Nuveen ESG Mid-Cap Value ETF
Nuveen ESG Small-Cap ETF
Dimensional ETF Trust files with the SEC
February 28, 2025-Dimensional ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC.
Ultimus Managers Trust files with the SEC-Westwood Salient Enhanced Energy Income ETF and Westwood Salient Enhanced Midstream Income ETF
February 28, 2025-Ultimus Managers Trusthas filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Westwood Salient Enhanced Energy Income ETF
Westwood Salient Enhanced Midstream Income ETF.
Innovator ETFs Trust files with the SEC-12 Innovator Equity Defined Protection ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Equity Defined Protection ETFTM - 6 Mo Jan/Jul
Innovator Equity Defined Protection ETFTM - 6 Mo Apr/Oct
Innovator Equity Defined Protection ETFTM - 1 Yr July
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator ETFs Trust files with the SEC-20 Innovator Premium Income ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator ETFs Trust files with the SEC
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator 20+ Year Treasury Bond 9 Buffer ETFTM -July
Innovator 20+ Year Treasury Bond 5 Floor ETF-Quarterly
Defined Wealth Shield ETF
Innovator Buffer Step-Up Strategy ETFTM
Innovator Power Buffer Step-Up Strategy ETFTM
Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF
February 278, 2025--Valued Advisers Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.
Americas
| February 26, 2025 ERShares Expands Access to High-Growth Private Companies and Sets a New Standard for Private Equity Valuation in ETFs |