View SEC Filings for the Past Year
Venerable Investment Advisers, LLC files with the SEC
January 28, 2025-Venerable Investment Advisers, LLC has filed an Expedited Review Requested-Application for Exemptive Relief with the SEC.
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Northern Lights Fund Trust III files with the SEC-PlanRock Alternative Growth ETF and PlanRock Market Neutral Income ETF
January 28, 2025-Northern Lights Fund Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
PlanRock Alternative Growth ETF
PlanRock Market Neutral Income ETF.
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Tidal Trust III files with the SEC-TH GARP India Rising Leaders ETF
January 28, 2025-Tidal Trust III has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the TH GARP India Rising Leaders ETF.
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Morgan Stanley ETF Trust files with the SEC
January 28, 2025-Morgan Stanley ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.
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Build Funds Trust files with the SEC-Build Bond Innovation ETF
January 28, 2025-Build Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Build Bond Innovation ETF.
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First Trust Exchange-Traded Fund VI files with the SEC-18 ETFs
January 28, 2025-First Trust Exchange-Traded Fund VI has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
First Trust Dorsey Wright Dynamic Focus 5 ETF
First Trust Dorsey Wright Focus 5 ETF
First Trust Dorsey Wright International Focus 5 ETF
First Trust Dorsey Wright Momentum & Dividend ETF
First Trust NASDAQ Technology Dividend Index Fund
First Trust RBA American Industrial Renaissance ETF
First Trust Rising Dividend Achievers ETF
First Trust S&P International Dividend Aristocrats ETF and Multi-Asset Diversified Income Index Fund
First Trust Dorsey Wright Momentum & Low Volatility ETF
First Trust Dorsey Wright Momentum & Value ETF and First Trust SMID Cap Rising Dividend Achievers ETF
First Trust Indxx Innovative Transaction & Process ETF and First Trust Nasdaq Artificial Intelligence and Robotics ETF
First Trust BuyWrite Income ETF
First Trust Nasdaq BuyWrite Income ETF
First Trust International Developed Capital Strength ETF;
First Trust S&P 500 Economic Moat ETF. .
Advisor Managed Portfolios files with the SEC-Miller Value Partners Leverage ETF and Miller Value Partners Appreciation ETF
January 28, 2025-Advisor Managed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Miller Value Partners Leverage ETF
Miller Value Partners Appreciation ETF.
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Managed Portfolio Series files with the SEC-Leuthold ETFs
January 28, 2025-Managed Portfolio Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Leuthold Core ETF
Leuthold Select Industries ETF.
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AB Active ETFs, Inc. files with the SEC-AB Short Duration High Yield ETF and AB Short Duration Income ETF
January 28, 2025-AB Active ETFs, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AB Short Duration High Yield ETF
AB Short Duration Income ETF.
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FundX Investment Trust files with the SEC-4 ETFs
January 28, 2025-FundX Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FundX ETF
FundX Aggressive ETF
FundX Flexible ETF
FundX Conservative ETF.
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