View SEC Filings for the Past Year
First Trust Exchange-Traded Fund VI files with the SEC-Small Cap US Equity Select ETF
October 4, 2024-First Trust Exchange-Traded Fund VI has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust SMID Growth Strength ETF (formerly, Small Cap US Equity Select ETF).
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NEOS ETF Trust files with the SEC-FIS Bright Portfolios Focused Equity ETF
October 4, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the FIS Bright Portfolios Focused Equity ETF.
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Advisors' Inner Circle Fund II files with the SEC-6 Frontier Asset ETFs
October 4, 2024-Advisors' Inner Circle Fund II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Frontier Asset Absolute Return ETF
Frontier Asset Core Bond ETF
Frontier Asset Opportunistic Credit ETF
Frontier Asset Global Small Cap Equity ETF
Frontier Asset Total International Equity ETF
Frontier Asset U.S. Large Cap Equity ETF.
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RBB Fund Trust files with the SEC-Tweedy, Browne Insider + Value ETF
October 4, 2024-RBB Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Tweedy, Browne Insider + Value ETF.
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Cohen & Steers ETF Trust files with the SEC-3 Cohen & Steers ETFs
October 3, 2024-Cohen & Steers ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Cohen & Steers Preferred and Income Opportunities Active ETF
Cohen & Steers Real Estate Active ETF
Cohen & Steers Natural Resources Active ETF.
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Guinness Atkinson Funds files with the SEC
October 3, 2024-Guinness Atkinson Funds has filed an Application for Exemptive Relief with the SEC.
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ETF Opportunities Trust files with the SEC-REX IncomeMax IBIT Strategy ETF
October 3, 2024-ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the REX IncomeMax IBIT Strategy ETF.
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Fidelity Merrimack Street Trust files with the SEC-Fidelity Municipal Bond Opportunities ETF and Fidelity Systematic Municipal Bond Index ETF
October 3, 2024-Fidelity Merrimack Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Municipal Bond Opportunities ETF
Fidelity Systematic Municipal Bond Index ETF.
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Listed Funds Trust files with the SEC-Fortuna Hedged Bitcoin Fund
October 3, 2024-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Fortuna Hedged Bitcoin Fund.
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Spinnaker ETF Series files with the SEC-Obra Defensive High Yield ETF
October 3, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Obra Defensive High Yield ETF.
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