View SEC Filings for the Past Year


Listed Funds Trust files with the SEC-3 Roundhill ETFs

February 28, 2024--Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Roundhill Video Games ETF
Roundhill Sports Betting & iGaming ETF
Roundhill Magnificent Seven ETF (formerly Roundhill BIG Tech ETF (BIGT)).

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Guinness Atkinson Funds files with the SEC

February 27, 2024-- Guinness Atkinson Funds has filed an Application for Exemptive Relief with the SEC.

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Invesco Exchange-Traded Fund Trust II files with the SEC

February 27, 2024--Invesco Exchange-Traded Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC.

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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Active U.S. Real Estate ETF and Invesco S&P 500 Downside Hedged ETF

February 27, 2024--Invesco Actively Managed Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Invesco Active U.S. Real Estate ETF
Invesco S&P 500 Downside Hedged ETF.

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Invesco India Exchange-Traded Fund Trust files with the SEC-Invesco India ETF

February 27, 2024--Invesco India Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco India ETF.

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Roundhill ETF Trust files with the SEC-Roundhill Daily 2X Long Magnificent Seven ETF

February 27, 2024--Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Daily 2X Long Magnificent Seven ETF.

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Roundhill ETF Trust files with the SEC-Roundhill Daily 2X Inverse Magnificent Seven ETF

February 27, 2024--Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Daily 2X Inverse Magnificent Seven ETF.

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Direxion Shares ETF Trust files with the SEC

February 27, 2024--Direxion Shares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC

February 27, 2024--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF
Invesco Agriculture Commodity Strategy No K-1 ETF.

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Columbia ETF Trust I files with the SEC

February 26, 2024--Columbia ETF Trust I has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Columbia Diversified Fixed Income Allocation ETF, Columbia International ESG Equity Income ETF, Columbia Multi-Sector Municipal Income ETF, Columbia Research Enhanced Core ETF, Columbia Research Enhanced Value ETF, Columbia Seligman Semiconductor and Technology ETF, Columbia Short Duration Bond ETF, and Columbia U.S. ESG Equity Income ETF.

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Fidelity Covington Trust files with the SEC-4 Fidelity ETFs

February 26, 2024-Fidelity Covington Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Emerging Markets Multifactor ETF
Fidelity International High Dividend ETF
Fidelity International Multifactor ETF
Fidelity International Value Factor ETF.

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Pacer Funds Trust files with the SEC

February 26, 2024--Pacer Funds Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC.

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Flexshares Trust files with the SEC

February 26, 2024--Flexshares Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC.

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ETF Series Solutions files with the SEC-6 AAM ETFs

February 26, 2024-ETF Series Solutions has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
AAM S&P 500 HIGH DIVIDEND VALUE ETF
AAM S&P EMERGING MARKETS HIGH DIVIDEND VALUE ETF
AAM S&P DEVELOPED MARKETS HIGH DIVIDEND VALUE ETF
AAM LOW DURATION PREFERRED AND INCOME SECURITIES ETF
AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF
AAM TRANSFORMERS ETF.

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The RBB Fund, Inc. files with the SEC-SGI Enhanced Global Income ETF and SGI Enhanced Core ETF

February 26, 2024-The RBB Fund, Inc. has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for SGI Enhanced Global Income ETF
SGI Enhanced Core ETF.

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For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


February 21, 2025 J.P. Morgan Exchange-Traded Fund Trust files with the SEC-3 ETFs
February 21, 2025 Lazard Active ETF Trust files with the SEC-Lazard International Dynamic Equity ETF
February 21, 2025 EA Series Trust files with the SEC-MC Trio Equity Buffered ETF
February 21, 2025 ETF Series Solutions files with the SEC-ETFB Green SRI REITs ETF
February 21, 2025 PGIM Rock ETF Trust files with the SEC-26 PGIM S&P 500 Buffer ETFs

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Europe ETF News


February 19, 2025 Amplify ETFs Changes Fund Name to Highlight 12% Option Income Strategy: Amplify Bloomberg U.S. Treasury 12% Premium Income ETF (TLTP)
February 17, 2025 New on Xetra: Active ETF from Fair Oaks offers access to European and US AAA-rated collateralised loan obligations (CLOs)
February 14, 2025 Goldman Sachs targets leading role in active ETFs in Europe
February 14, 2025 New on Xetra: two equity ETFs from Xtrackers with access to the Scandinavian equity market and developed countries worldwide excluding the US
February 13, 2025 New on Xetra: crypto ETN from 21Shares with access to the cryptocurrency Solana including staking premium

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Asia ETF News


February 17, 2025 ETFs jump to two-thirds of all Taiwan fund assets
February 17, 2025 China explores relaxing rules to allow multi-asset ETFs
February 13, 2025 Mirae Asset's spot gold ETF tops $2.5b in net assets
February 11, 2025 CTBC Launches CTBC U.S. Innovation Technology ETF, Tracking the Solactive U.S. Innovation Technology Index
January 31, 2025 India's economy likely to grow 6.3%-6.8% in 2025/26, government report says

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Global ETP News


February 17, 2025 ETFGI reports assets invested in the global ETFs industry surpassed the hedge fund industry by US$10.33 trillion at the end of 2024
February 13, 2025 Rising Rates May Trigger Financial Instability, Complicating Fight Against Inflation
February 12, 2025 Bybit and Block Scholes Report: Timing Altcoin Season in a Sea of Uncertainty Bybit Logo (PRNewsfoto/Bybit)

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Middle East ETP News


February 20, 2025 Abu Dhabi Securities Exchange welcomes the listing of Chimera iBoxx US Treasury Bill ETF

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Africa ETF News


February 11, 2025 Digital public infrastructure (DPI) will drive AI for Africa's economic transformation
January 21, 2025 South African growth outlook has improved but inflation risks abound, central bank says at Davos
January 14, 2025 JSE plunges to lowest level in four months

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ESG and Of Interest News


February 12, 2025 OECD Services Trade Restrictiveness Index Policy Trends up to 2025

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Infographics


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