View SEC Filings for the Past Year
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Capital Group Core Balanced ETF files with the SEC
February 29, 2024--Capital Group Core Balanced ETF has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Roundhill ETF Trust files with the SEC-Roundhill S&P 500 0DTE Covered Call Strategy ETF
February 29, 2024--Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill S&P 500 0DTE Covered Call Strategy ETF.
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Roundhill ETF Trust files with the SEC-Roundhill N-100 0DTE Covered Call Strategy ETF
February 29, 2024--Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill N-100 0DTE Covered Call Strategy ETF.
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Unified Series Trust files with the SEC-OneAscent Large Cap Core ETF
February 29, 2024--Unified Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the OneAscent Large Cap Core ETF.
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Unified Series Trust files with the SEC- OneAscent Small Cap Core ETF
February 29, 2024--Unified Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the OneAscent Small Cap Core ETF.
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Northern Lights Fund Trust III files with the SEC-Counterpoint High Yield Trend ETF
February 29, 2024--Northern Lights Fund Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the Counterpoint High Yield Trend ETF (formerly, "CP High Yield Trend ETF").
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Tidal Trust II files with the SEC-5 YieldMax ETFs
February 28, 2024-Tidal Trust II has filed a Pre-Effective Amendment, Registration Statement with the SEC for the
YieldMax Innovation Option Income Strategy ETF
YieldMax KWEB Option Income Strategy ETF
YieldMax Gold Miners Option Income Strategy ETF
YieldMax XBI Option Income Strategy ETF
YieldMax TLT Option Income Strategy ETF .
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Listed Funds Trust files with the SEC-Clough Long/Short Equity ETF and Clough Select Equity ETF
February 28, 2024-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Clough Long/Short Equity ETF
Clough Select Equity ETF.
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Amplify ETF Trust files with the SEC
February 28, 2024-Amplify ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF
February 28, 2024-Valued Advisers Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.
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Innovator ETFs Trust files with the SEC
February 28, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator IBD 50 ETF, Innovator IBD Breakout Opportunities ETF, Innovator Laddered Allocation Buffer ETF, Innovator Laddered Allocation Power Buffer ETF, Innovator Deepwater Frontier Tech ETF, Innovator S&P Investment Grade Preferred ETF, and Innovator Gradient Tactical Rotation Strategy ETF.
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Global X Funds files with the SEC
February 28, 2024-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Professionally Managed Portfolios files with the SEC-Otter Creek Focus Strategy ETF
February 28, 2024-Professionally Managed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the Otter Creek Focus Strategy ETF.
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Two Roads Shared Trust files with the SEC-Affinity World Leaders Equity ETF
February 28, 2024--Two Roads Shared Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Affinity World Leaders Equity ETF.
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Two Roads Shared Trust files with the SEC-Conductor Global Equity Value ETF
February 28, 2024--Two Roads Shared Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Conductor Global Equity Value ETF.
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