View SEC Filings for the Past Year
BondBloxx ETF Trust files with the SEC-BondBloxx Private Credit CLO ETF
September 12, 2024-BondBloxx ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BondBloxx Private Credit CLO ETF.
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Harbor ETF Trust files with the SEC-Harbor Osmosis Emerging Markets Resource Efficient ETF and Harbor Osmosis International Resource Efficient ETF
September 12, 2024-Harbor ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Harbor Osmosis Emerging Markets Resource Efficient ETF
Harbor Osmosis International Resource Efficient ETF.
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Shelton Funds files with the SEC
September 11, 2024--Shelton Funds has filed an Amended Application for Exemptive Relief with the SEC.
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Palmer Square Funds Trust files with the SEC-3 ETFs
September 11, 2024-Palmer Square Funds Trust has filed a Pre-Effective Amendment No. 3 Form N-1A Registration Statement with the SEC for the
Palmer Square Credit Opportunities ETF
Palmer Square CLO Debt ETF
Palmer Square CLO Senior Debt ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-3 FT Vest ETFs
September 11, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FT Vest Emerging Markets Buffer ETF -December
FT Vest Emerging Markets Buffer ETF-March
FT Vest Emerging Markets Buffer ETF-September.
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VanEck ETF Trust files with the SEC-VanEck AA-BB CLO ETF
September 11, 2024-VanEck ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the VanEck AA-BB CLO ETF.
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EA Series Trust files with the SEC-JLens 500 Jewish Advocacy U.S. ETF
September 11, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JLens 500 Jewish Advocacy U.S. ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Managed Floor ETF
September 10, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Managed Floor ETF.
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Manager Directed Portfolios files with the SEC-SWP Growth & Income ETF
September 10, 2024-Manager Directed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the SWP Growth & Income ETF.
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EA Series Trust files with the SEC-5 Intelligent ETFs
September 10, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Intelligent Livermore ETF
Intelligent Omaha ETF
Intelligent Equal Select ETF
Intelligent Tech Focus ETF
Intelligent Small Cap Select ETF.
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SSGA Active Trust files with the SEC-SPDR SSGA Apollo IG Public & Private Credit ETF
September 10, 2024-SSGA Active Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR SSGA Apollo IG Public & Private Credit ETF.
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Nuveen Asset Management, LLC files with the SEC
September 9, 2024-Nuveen Asset Management, LLC has filed an Amended Application for Exemptive Relief with the SEC.
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SSGA Active Trust files with the SEC-3 SPDR Galaxy ETFs
September 9, 2024-SSGA Active Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SPDR Galaxy Digital Asset Ecosystem ETF
SPDR Galaxy Transformative Tech Accelerators ETF
SPDR Galaxy Hedged Digital Asset Ecosystem ETF.
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Tidal Trust II files with the SEC-YieldMax Ether Option Income Strategy ETF
September 9, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the YieldMaxTM Ether Option Income Strategy ETF.
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Zacks Trust files with the SEC-Zacks Focus Growth ETF
September 9, 2024-Zacks Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Zacks Focus Growth ETF.
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