View SEC Filings for the Past Year


Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF-September

September 3, 2024-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Power Buffer ETF-September.

view filing

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr September

September 3, 2024-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr September.

view filing

Innovator ETFs Trust files with the SEC-Innovator Growth-100 Power Buffer ETF-September

September 3, 2024-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator Growth-100 Power Buffer ETF-September.

view filing

Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco BulletShares 2034 Municipal Bond ETF

September 3, 2024-Invesco Exchange-Traded Self-Indexed Fund Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Invesco BulletShares 2034 Municipal Bond ETF.

view filing

Harris Oakmark ETF Trust files with the SEC-Oakmark U.S. Large Cap ETF

August 30, 2024-Harris Oakmark ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the Janus Henderson Income ETF.

view filing

Roundhill ETF Trust files with the SEC-Roundhill Ether Covered Call Strategy ETF

August 30, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for Roundhill Ether Covered Call Strategy ETF.

view filing

Roundhill ETF Trust files with the SEC-Roundhill Small Cap 0DTE Covered Call Strategy ETF

August 30, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for Roundhill Small Cap 0DTE Covered Call Strategy ETF.

view filing

Calamos ETF Trust files with the SEC-Calamos Laddered S&P 500 Structured Alt Protection ETF

August 30, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Calamos Laddered S&P 500 Structured Alt Protection ETF.

view filing

Stone Ridge Trust files with the SEC-32 ETFs

August 30, 2024-Stone Ridge Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Stone Ridge 2048 Longevity Income ETF
Stone Ridge 2049 Longevity Income ETF
Stone Ridge 2050 Longevity Income ETF
Stone Ridge 2051 Longevity Income ETF
Stone Ridge 2052 Longevity Income ETF
Stone Ridge 2053 Longevity Income ETF
Stone Ridge 2054 Longevity Income ETF
Stone Ridge 2055 Longevity Income ETF,

Stone Ridge 2056 Longevity Income ETF
Stone Ridge 2057 Longevity Income ETF
Stone Ridge 2058 Longevity Income ETF
Stone Ridge 2059 Longevity Income ETF
Stone Ridge 2060 Longevity Income ETF
Stone Ridge 2061 Longevity Income ETF
Stone Ridge 2062 Longevity Income ETF
Stone Ridge 2063 Longevity Income ETF
Stone Ridge 2048 Inflation-Protected Longevity Income ETF
Stone Ridge 2049 Inflation-Protected Longevity Income ETF
Stone Ridge 2050 Inflation-Protected Longevity Income ETF
Stone Ridge 2051 Inflation-Protected Longevity Income ETF
Stone Ridge 2052 Inflation-Protected Longevity Income ETF
Stone Ridge 2053 Inflation-Protected Longevity Income ETF
Stone Ridge 2054 Inflation-Protected Longevity Income ETF
Stone Ridge 2055 Inflation-Protected Longevity Income ETF
Stone Ridge 2056 Inflation-Protected Longevity Income ETF
Stone Ridge 2057 Inflation-Protected Longevity Income ETF
Stone Ridge 2058 Inflation-Protected Longevity Income ETF
Stone Ridge 2059 Inflation-Protected Longevity Income ETF
Stone Ridge 2060 Inflation-Protected Longevity Income ETF
Stone Ridge 2061 Inflation-Protected Longevity Income ETF
Stone Ridge 2062 Inflation-Protected Longevity Income ETF
Stone Ridge 2063 Inflation-Protected Longevity Income ETF .

view filing

J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Dividend Leaders ETF

August 30, 2024-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan Dividend Leaders ETF.

view filing

ProShares Trust files with the SEC- ProShares Russell 2000 High Income ETF

August 30, 2024-ProShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the ProShares Russell 2000 High Income ETF.

view filing

Managed Portfolio Series files with the SEC-Kensington Hedged Premium Income ETF

August 30, 2024-Managed Portfolio Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Kensington Hedged Premium Income ETF.

view filing

ETF Series Solutions files with the SEC-The Brinsmere Fund-Growth ETF and The Brinsmere Fund-Conservative ETF

August 30, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the
The Brinsmere Fund-Growth ETF
The Brinsmere Fund-Conservative ETF.

view filing

Simplify Exchange Traded Funds files with the SEC-Simplify U.S. Equity PLUS GBTC ETF

August 30, 2024-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Simplify US Equity PLUS Bitcoin Strategy ETF(formerly, Simplify US Equity PLUS GBTC ETF) .

view filing

Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Mega QQQ ETF

August 30, 2024-Invesco Actively Managed Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco Mega QQQ ETF.

view filing


For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


December 27, 2024 Northern Lights Fund Trust II files with the SEC-GGM Macro Alignment ETF
December 27, 2024 Series Portfolios Trust files with the SEC- Panagram BBB-B CLO ETF and Panagram AAA CLO ETF
December 27, 2024 Touchstone ETF Trust files with the SEC-3 ETFs
December 27, 2024 Unified Series Trust files with the SEC-5 OneAscent ETFs
December 27, 2024 Putnam ETF Trust files with the SEC-4 Putnam Focused ETFs

read more news


Europe ETF News


read more news


Asia ETF News


December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 10, 2024 China's surprise pledge sends commodities soaring
December 02, 2024 Fubon Fund Management Launches the First Ever Multi Asset ETF Including Commodities in Hong Kong, Tracking the Solactive Core Diversified Multi Asset Index

read more news


Global ETP News


read more news


Middle East ETP News


December 09, 2024 IMF-Kuwait: Selected Issues

read more news


Africa ETF News


November 19, 2024 West Africa: Nigeria's Investment Appetite Grows, Mutual Funds Up 89.5 Percent to N3.8trn
November 18, 2024 Africa Topples Asia, Europe, Us As Africa's Preferred Trade Market

read more news


ESG and Of Interest News


December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

read more news


Infographics


view more graphics