View SEC Filings for the Past Year


ETFis Series Trust I files with the SEC-Virtus Reaves Utilities ETF

November 28, 2023-ETFis Series Trust I has filed a Post-Effective Amendment, Registration Statement with the SEC for the Virtus Reaves Utilities ETF.

view filing

Nushares ETF Trust files with the SEC-Nuveen Global Net Zero Transition ETF

November 27, 2023-Nushares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Nuveen Global Net Zero Transition ETF.

view filing

Nushares ETF Trust files with the SEC-4 Nuveen ETFs

November 27, 2023-Nushares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Nuveen Enhanced Yield U.S. Aggregate Bond ETF
Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF
Nuveen ESG High Yield Corporate Bond ETF
Nuveen ESG U.S. Aggregate Bond ETF.

view filing

First Trust Exchange-Traded Fund IV files with the SEC-First Trust Commercial Mortgage Opportunities ETF

November 27, 2023-First Trust Exchange-Traded Fund IV has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the First Trust Commercial Mortgage Opportunities ETF.

view filing

EA Series Trust files with the SEC-Keating Active ETF

November 27, 2023-EA Series Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Keating Active ETF.

view filing

Fidelity Merrimack Street Trust files with the SEC-Fidelity Low Duration Bond ETF

November 24, 2023-Fidelity Merrimack Street Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Fidelity Low Duration Bond ETF.

view filing

Fidelity Covington Trust files with the SEC-Fidelity Fundamental Large Cap Value ETF

November 24, 2023-Fidelity Covington Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Fidelity Fundamental Large Cap Value ETF.

view filing

Fidelity Covington Trust files with the SEC

November 24, 2023-Fidelity Covington Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

view filing

BondBloxx ETF Trust files with the SEC

November 24, 2023-BondBloxx ETF Trust has filed an application for exemptive relief with the SEC.

view filing

The RBB Fund, INC. files with the SEC-SGI Enhanced Cash ETF and SGI Global Enhanced Income ETF

November 22, 2023-The RBB Fund, INC. has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
SGI Enhanced Cash ETF
SGI Global Enhanced Income ETF.

view filing

Virtus ETF Trust II files with the SEC-Virtus AlphaSimplex Managed Futures ETF

November 22, 2023-Virtus ETF Trust II has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Virtus AlphaSimplex Managed Futures ETF.

view filing

GraniteShares ETF Trust files with the SEC

November 22, 2023-GraniteShares ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC.

view filing

GraniteShares ETF Trust files with the SEC-GraniteShares Long ETFs

November 22, 2023-GraniteShares ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC.

view filing

TrimTabs ETF Trust files with the SEC-2 FCF ETFs and 3 Donoghue Forlines ETFs

November 22, 2023-TrimTabs ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FCF International Quality ETF
FCF US Quality ETF
Donoghue Forlines Innovation ETF
Donoghue Forlines Tactical High Yield ETF
Donoghue Forlines Yield Enhanced Real Asset ETF.

view filing

ETF Series Solutions files with the SEC-US Vegan Climate ETF

November 22, 2023-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the US Vegan Climate ETF.

view filing


For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


September 19, 2024 Global X Funds files with the SEC-Global X U.S. Electrification ETF
September 19, 2024 Roundhill ETF Trust files with the SEC-Roundhill China Dragons ETF
September 19, 2024 Exchange Listed Funds Trust files with the SEC-Stratified LargeCap Hedged ETF and Stratified LargeCap Index ETF
September 18, 2024 Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF
September 18, 2024 Tidal Trust II files with the SEC-5 YieldMax ETFs

read more news


Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

read more news


Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July
August 21, 2024 Yuanta and Uni-President fined for 'misleading' Taiwan ETF adverts

read more news


Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

read more news


Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

read more news


Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

read more news


ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

read more news


Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

view more graphics