View SEC Filings for the Past Year


Thrivent ETF Trust files with the SEC-Thrivent Small-Mid Cap ESG ETF

November 30, 2023-Thrivent ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Thrivent Small-Mid Cap ESG ETF.

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The ESAs provide clarity and tips to consumers on sustainable finance

November 30, 2023--The three European Supervisory Authorities (EBA, EIOPA and ESMA-ESAs) today published an interactive factsheet that answers consumers' most frequently asked questions about sustainable finance. The factsheet provides tips to consumers considering buying financial products with sustainability features, including loans, investments, insurances and pensions.

The factsheet provides answers to frequently asked questions and steps consumers can take to understand how their financial choices could contribute to a more sustainable future.

In addition, the factsheet provides four tips consumers should take into account before choosing financial products with sustainability features. Consumers are encouraged to:
decide how important sustainability is for them and what financial goals they want to achieve before they choose a product;
pay attention to the conditions and the sustainability features, to avoid being misled by 'greenwashing';

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NEOS ETF Trust files with the SEC-NEOS Nasdaq-100(R) Hedged Equity Income ETF

November 30, 2023-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the NEOS Nasdaq-100(R) Hedged Equity Income ETF.

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Pando Asset Spot Bitcoin Trust files with the SEC

November 29, 2023--Pando Asset Spot Bitcoin Trust has filed a Form S-1 Registration Statement with the SEC.

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BlackRock ETF Trust files with the SEC-BlackRock U.S. Industry Rotation ETF

November 29, 2023-BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock U.S. Industry Rotation ETF.

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Franklin Templeton Digital Holdings Trust files with the SEC-Franklin Bitcoin ETF Shares

November 28, 2023--Franklin Templeton Digital Holdings Trust has filed an Amendment No.1 to Form S-1 Registration Statement with the SEC for the Franklin Bitcoin ETF Shares.

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BlackRock ETF Trust II files with the SEC-BlackRock Total Return ETF

November 28, 2023-BlackRock ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock Total Return ETF.

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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco Nasdaq Free Cash Flow Achievers ETF and Invesco S&P 500 High Dividend Growers ETF

November 28, 2023-Invesco Exchange-Traded Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Invesco Nasdaq Free Cash Flow Achievers ETF
Invesco S&P 500 High Dividend Growers ETF.

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First Trust Exchange-Traded Fund III files with the SEC-8 ETFs

November 28, 2023-First Trust Exchange-Traded Fund III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
First Trust California Municipal High Income ETF
First Trust Horizon Managed Volatility Developed International ETF
First Trust Horizon Managed Volatility Domestic ETF
First Trust Horizon Managed Volatility Small/Mid ETF

First Trust Municipal High Income ETF
First Trust New York Municipal High Income ETF
First Trust Short Duration Managed Municipal ETF
First Trust Ultra Short Duration Municipal ETF..view filing

ETF Opportunities Trust files with the SEC-WealthTrust DBS Long Term Growth ETF

November 28, 2023-ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the WealthTrust DBS Long Term Growth ETF.

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First Trust Exchange-Traded AlphaDEX Fund files with the SEC

November 28, 2023-First Trust Exchange-Traded AlphaDEX Fund has filed a Post-Effective Amendment, Registration Statement with the SEC.

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Arrow Investments Trust files with the SEC-3 Arrow ETFs

November 28, 2023-Arrow Investments Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Arrow DWA Tactical: Macro ETF
Arrow DWA Tactical: International ETF
Arrow Reverse Cap 500 ETF.

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Virtus ETF Trust II files with the SEC-6 ETFs

Grizzle Growth ETF November 28, 2023-Virtus ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Virtus Duff & Phelps Clean Energy ETF
Virtus Newfleet ABS/MBS ETF
Virtus Newfleet Short Duration High Yield Bond ETF
Virtus Seix Senior Loan ETF
Virtus Stone Harbor Emerging Markets High Yield Bond ETF
Virtus Terranova U.S. Quality Momentum ETF.

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Tidal Trust II files with the SEC-Grizzle Growth ETF

November 28, 2023-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Grizzle Growth ETF.

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EA Series Trust files with the SEC-Strive ETFs

November 28, 2023-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC-Strive ETFs.

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For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


September 19, 2024 Global X Funds files with the SEC-Global X U.S. Electrification ETF
September 19, 2024 Roundhill ETF Trust files with the SEC-Roundhill China Dragons ETF
September 19, 2024 Exchange Listed Funds Trust files with the SEC-Stratified LargeCap Hedged ETF and Stratified LargeCap Index ETF
September 18, 2024 Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF
September 18, 2024 Tidal Trust II files with the SEC-5 YieldMax ETFs

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July
August 21, 2024 Yuanta and Uni-President fined for 'misleading' Taiwan ETF adverts

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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