View SEC Filings for the Past Year
360 Funds files with the SEC-Copper Place Global Dividend Growth ETF
May 3, 2024-360 Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Copper Place Global Dividend Growth ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust SkyBridge Crypto Industry and Digital Economy ETF
May 3, 2024--First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust SkyBridge Crypto Industry and Digital Economy ETF.
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Tidal Trust II files with the SEC-Defiance Daily 2X Short Ether ETF
May 2, 2024--Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Defiance Daily 2X Short Ether ETF.
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Tidal Trust III files with the SEC-Unity Wealth Partners Dynamic Capital Appreciation & Options ETF
May 2, 2024--Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the Unity Wealth Partners Dynamic Capital Appreciation & Options ETF.
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AIM ETF Products Trust files with the SEC-AllianzIM Managed Buffer10 Allocation ETF and AllianzIM Managed Buffer20 Allocation ETF
May 2, 2024--AIM ETF Products Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AllianzIM Managed Buffer10 Allocation ETF
AllianzIM Managed Buffer20 Allocation ETF.
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AllianceBernstein L.P. files with the SEC
May 1, 2024--AllianceBernstein L.P.has filed an application for exemptive relief with the SEC.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Energy Income Partners Enhanced Income ETF
May 1, 2024--First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Energy Income Partners Enhanced Income ETF.
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Innovator ETFs Trust files with the SEC-Innovator International Developed Power Buffer ETF-May
May 1, 2024--Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator International Developed Power Buffer ETF-May.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust Bloomberg Core Earnings Leaders Index ETF
May 1, 2024--First Trust Exchange-Traded Fund VI has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bloomberg Core Earnings Leaders Index ETF.
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Grayscale Funds Trust files with the SEC-Grayscale Privacy ETF
May 1, 2024--Grayscale Funds Trust has filed a Pre-Effective Amendment, Registration Statement with the SEC for the Grayscale Privacy ETF.
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Listed Funds Trust files with the SEC-5 Horizon Kinetics ETFs
April 30, 2024--Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Horizon Kinetics Inflation Beneficiaries ETF
Horizon Kinetics Blockchain Development ETF
Horizon Kinetics Energy and Remediation ETF
Horizon Kinetics Medical ETF
Horizon Kinetics SPAC Active ETF.
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TCW ETF Trust files with the SEC-TCW Artificial Intelligence ETF and TCW Compounders ETF
April 30, 2024--TCW ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
TCW Artificial Intelligence ETF
TCW Compounders ETF.
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The Timothy Plan files with the SEC
April 30, 2024--The Timothy Plan has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Federated Hermes ETF Trust files with the SEC-4 Federated Hermes MDT ETFs
April 30, 2024--Federated Hermes ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Federated Hermes MDT Large Cap Core ETF
Federated Hermes MDT Large Cap Growth ETF
Federated Hermes MDT Large Cap Value ETF
Federated Hermes MDT Small Cap Core ETF.
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Tidal ETF Trust files with the SEC-RPAR Risk Parity ETF and UPAR Ultra Risk Parity ETF
April 29, 2024-Tidal ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the
RPAR Risk Parity ETF
UPAR Ultra Risk Parity ETF.
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