View SEC Filings for the Past Year
DBX ETF Trust files with the SEC-Xtrackers US 0-1 Year Treasury ETF
May 10, 2024-DBX ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers US 0-1 Year Treasury ETF.
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Ark 21Shares Ethereum ETF files with the SEC
May 10, 2024-Ark 21Shares Ethereum ETF has filed an Amendment No. 2, Form S-1 Registration Statement with the SEC.
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Calamos ETF Trust files with the SEC-4 Calamos [Bitcoin Structured Alt Protection ETF] Month ETFs
May 14, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Calamos [Bitcoin Structured Alt Protection ETF]- [Month TBD1]
Calamos [Bitcoin Structured Alt Protection ETF]- [Month TBD2]
Calamos [Bitcoin Structured Alt Protection ETF]- [Month TBD3]
Calamos [Bitcoin Structured Alt Protection ETF]- [Month TBD4].
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Neuberger Berman Advisers Management Trust files with the SEC
May 9, 2024-Neuberger Berman Advisers Management Trust has filed an Application for Exemptive relief with the SEC.
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Tidal Trust II files with the SEC-Nicholas Global Equity and Income ETF
May 9, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Nicholas Global Equity and Income ETF.
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TCW ETF Trust files with the SEC-TCW Artificial Intelligence ETF and TCW Compounders ETF
May 8, 2024-TCW ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
TCW Artificial Intelligence ETF
TCW Compounders ETF.
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Macquarie ETF Trust files with the SEC-Macquarie Focused Large Growth ETF
May 8, 2024-Macquarie ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Macquarie Focused Large Growth ETF.
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Grayscale Bitcoin Mini Trust (BTC) files with the SEC
May 8, 2024-Grayscale Bitcoin Mini Trust (BTC) has filed an Amendment No. 2, Form S-1 Registration Statement with the SEC.
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IndexIQ Active ETF Trust files with the SEC-IQ MacKay Securitized Income ETF
May 7, 2024-IndexIQ Active ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the IQ MacKay Securitized Income ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-4 FT Vest Nasdaq-100 Moderate Buffer ETFs
May 3, 2024--First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FT Vest Nasdaq-100 Moderate Buffer ETF-February
FT Vest Nasdaq-100 Moderate Buffer ETF-May
FT Vest Nasdaq-100 Moderate Buffer ETF-August
FT Vest Nasdaq-100 Moderate Buffer ETF- November.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Ultra Short Municipal Income ETF
May 3, 2024-Goldman Sachs ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Goldman Sachs Ultra Short Municipal Income ETF .
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Goldman Sachs ETF Trust files with the SEC-3 Goldman Sachs ETFs
May 3, 2024-Goldman Sachs ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Goldman Sachs Dynamic California Municipal Income ETF
Goldman Sachs Dynamic New York Municipal Income ETF
Goldman Sachs Municipal Income ETF .
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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr July
May 3, 2024--Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr July.
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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-6 Mo Jan/Jul
May 3, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-6 Mo Jan/Jul.
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Northern Lights Fund Trust IV files with the SEC-Main Thematic Innovation ETF
May 3, 2024-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the Main Thematic Innovation ETF.
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