View SEC Filings for the Past Year


First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest Laddered Small Cap Moderate Buffer ETF

May 20, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest Laddered Small Cap Moderate Buffer ETF.

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Global X Funds files with the SEC-Global X Russell 2000 ETF

May 20, 2024-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Global X Russell 2000 ETF.

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iShares Trust files with the SEC

May 20, 2024-iShares has filed a Post-Effective Amendment, Registration Statement with the SEC.

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Professionally Managed Portfolios files with the SEC-Otter Creek Focus Strategy ETF

May 17, 2024-Professionally Managed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the Otter Creek Focus Strategy ETF.

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Innovator ETFs Trust files with the SEC-Innovator International Developed Power Buffer ETF-June

May 17, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator International Developed Power Buffer ETF-June.

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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-T. Rowe Price Technology ETF

May 17, 2024-T. Rowe Price Exchange-Traded Funds, Inc has filed a Post-Effective Amendment, Registration Statement with the SEC for the T. Rowe Price Technology ETF.

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Kurv ETF Trust files with the SEC

May 17, 2024-Kurv ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Kurv Yield Premium Strategy Amazon (AMZN) ETF, Kurv Yield Premium Strategy Apple (AAPL) ETF, Kurv Yield Premium Strategy Google (GOOGL) ETF, Kurv Yield Premium Strategy Microsoft (MSFT) ETF, Kurv Yield Premium Strategy Netflix (NFLX) ETF and Kurv Yield Premium Strategy Tesla (TSLA) ETF..

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Northern Lights Fund Trust II files with the SEC-Essential 40 Stock ETF

May 17, 2024-Northern Lights Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Essential 40 Stock ETF.

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Innovator ETFs Trust files with the SEC-Innovator Growth-100 Power Buffer ETF-June

May 17, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Growth-100 Power Buffer ETF-June.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF– June

May 17, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Power Buffer ETF-June.

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Roundhill ETF Trust files with the SEC-Roundhill Lucky Eight ETF

May 17, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Lucky Eight ETF.

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Litman Gregory Funds Trust files with the SEC-Polen Capital Emerging Markets Growth ETF and Polen Capital Global SMID Company Growth ETF

May 16, 2024-Litman Gregory Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Polen Capital Emerging Markets Growth ETF
Polen Capital Global SMID Company Growth ETF.

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Schwab Strategic Trust files with the SEC-Schwab Ultra-Short Income ETF

May 16, 2024-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Schwab Ultra-Short Income ETF.

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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-3 JPMorgan Fundamental Data Science ETFs

May 16, 2024-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
JPMorgan Fundamental Data Science Large Core ETF
JPMorgan Fundamental Data Science Mid Core ETF
JPMorgan Fundamental Data Science Small Core ETF.

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EA Series Trust files with the SEC-Research Affiliates Deletions ETF

May 16, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Research Affiliates Deletions ETF.

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For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


January 09, 2025 BlackRock filing for hedge fund strategy ETF underlines new tilt
January 08, 2025 Principal Exchange-Traded Funds files with the SEC-Principal Capital Appreciation Select ETF
January 08, 2025 Capital Group Equity ETF Trust I files with the SEC-Capital Group U.S. Small and Mid Cap ETF
January 08, 2025 Thornburg ETF Trust files with the SEC
January 07, 2025 Fidelity to convert $180mn bond index fund into ETF

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Europe ETF News


January 08, 2025 Amundi to shut its original 'multi' smart beta ETF
January 02, 2025 ECB-Monetary developments in the euro area: November 2024

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Asia ETF News


January 07, 2025 China's Economy Has Not Peaked
December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 13, 2024 China Expands Private Pension Scheme Nationwide Following Two-Year Pilot Program

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Global ETP News


January 06, 2025 New WFE Research quantifies the impact of stock exchanges on economic growth
January 06, 2025 5 transformational trends shaping global finance

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Middle East ETP News


December 31, 2024 Indxx Licenses Bitcoin Reference Index to Migdal Mutual Funds Ltd. for an ETF
December 25, 2024 Expect a more subdued Dubai bourse in 2025
December 19, 2024 Italy's Azimut and China Universal team up on Abu Dhabi ETF link

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Africa ETF News


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ESG and Of Interest News


January 08, 2025 Uranium: Canada aims to become World's Biggest Uranium Producer as demand soars!
December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

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Infographics


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