View SEC Filings for the Past Year
Tidal Trust III files with the SEC-NovaTide Flexible Allocation ETF
July 1, 2025-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the NovaTide Flexible Allocation ETF.
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Putnam ETF Trust files with the SEC-Putnam Focused Large Cap Growth ETF
July 1, 2025-Putnam ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Putnam Focused Large Cap Growth ETF.
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Allspring Exchange-Traded Funds Trust files with the SEC
June 30, 2025-Allspring Exchange-Traded Funds Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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Northern Lights Fund Trust files with the SEC-Toews Agility Shares Hedged Equal Weight ETF and Toews Agility Shares Hedged-Qs ETF
June 30, 2025-Northern Lights Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Toews Agility Shares Hedged Equal Weight ETF
Toews Agility Shares Hedged-Qs ETF.
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Lazard Active ETF Trust files with the SEC-Lazard US Systematic Small Cap Equity ETF
June 30, 2025-Lazard Active ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Lazard US Systematic Small Cap Equity ETF.
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WisdomTree Trust files with the SEC-WisdomTree Japan Opportunities Fund
June 30, 2025-WisdomTree Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the WisdomTree Japan Opportunities Fund (OPPJ)* (formerly, WisdomTree Japan Hedged SmallCap Equity Fund.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan 100% U.S. Treasury Securities Money Market ETF
June 30, 2025-J.P. Morgan Exchange-Traded Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan 100% U.S. Treasury Securities Money Market ETF.
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Global X Funds files with the SEC-Global X AI Semiconductor & Quantum ETF
June 30, 2025-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Global X AI Semiconductor & Quantum ETF.
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Kraneshares Crypto Trust files with the SEC-KraneShares CF Large Cap Crypto Index ETF
June 30, 2025-Kraneshares Crypto Trust has filed a Form S-1 Registration Statement with the SEC for the KraneShares CF Large Cap Crypto Index ETF.
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New Age Alpha Fund Trust files with the SEC
June 27, 2025-New Age Alpha Fund Trust has filed an Amended Application for Exemptive relief with the SEC.
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