SEC Filings for the Past 90 Days
Looking for a Specific ETF SEC filing?
Simplify Exchange Traded Funds files with the SEC-Simplify Piper Sandler US Small-Cap PLUS Income ETF
February 7, 2025-Simplify Exchange Traded Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Simplify Piper Sandler US Small-Cap PLUS Income ETF.
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Tidal Trust files with the SEC-The Free Markets ETF
February 7, 2025-Tidal Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the The Free Markets ETF.
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Pacer Funds Trust files with the SEC-Pacer S&P 500 Quality FCF Aristocrats ETF
February 7, 2025-Pacer Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Pacer S&P 500 Quality FCF Aristocrats ETF.
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Investment Managers Series Trust II files with the SEC-10 Tradr 2X Daily ETFs
February 7, 2025-Investment Managers Series Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Tradr 2X Long ACHR Daily ETF
Tradr 2X Long APP Daily ETF
Tradr 2X Long ALAB Daily ETF
Tradr 2X Long MDB Daily ETF
Tradr 2X Long QBTS Daily ETF
Tradr 2X Long QUBT Daily ETF
Tradr 2X Long RGTI Daily ETF
Tradr 2X Long TEM Daily ETF
Tradr 2X UPST Daily ETF
Tradr 2X Long ZS Daily ETF.
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First Trust Series Fund files with the SEC
February 6, 2025-First Trust Series Fund has filed an Application for Exemptive Relief with the SEC.
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First Trust Exchange-Traded Funds files with the SEC
February 6, 2025-First Trust Exchange-Traded Funds has filed an Amended Application for Exemptive Relief with the SEC.
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Vanguard Institutional Index Funds files with the SEC-Vanguard 0-3 Month Treasury Bill ETF and Vanguard Ultra-Short Treasury ETF
February 6, 2025-Vanguard Institutional Index Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for
Vanguard 0-3 Month Treasury Bill ETF
Vanguard Ultra-Short Treasury ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify US Equity PLUS QIS ETF
February 6, 2025-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Simplify US Equity PLUS QIS ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify Kayne Anderson Energy and Infrastructure Credit ETF
February 6, 2025-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Simplify Kayne Anderson Energy and Infrastructure Credit ETF.
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Series Portfolios Trust files with the SEC-Elm Market Navigator ETF
February 6, 2025-Series Portfolios Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Elm Market Navigator ETF.
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SEC Filings for the Past 90 Days
Simplify Exchange Traded Funds files with the SEC-Simplify Piper Sandler US Small-Cap PLUS Income ETF
February 7, 2025-Simplify Exchange Traded Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Simplify Piper Sandler US Small-Cap PLUS Income ETF.
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Tidal Trust files with the SEC-The Free Markets ETF
February 7, 2025-Tidal Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the The Free Markets ETF.
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Pacer Funds Trust files with the SEC-Pacer S&P 500 Quality FCF Aristocrats ETF
February 7, 2025-Pacer Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Pacer S&P 500 Quality FCF Aristocrats ETF.
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Investment Managers Series Trust II files with the SEC-10 Tradr 2X Daily ETFs
February 7, 2025-Investment Managers Series Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Tradr 2X Long ACHR Daily ETF
Tradr 2X Long APP Daily ETF
Tradr 2X Long ALAB Daily ETF
Tradr 2X Long MDB Daily ETF
Tradr 2X Long QBTS Daily ETF
Tradr 2X Long QUBT Daily ETF
Tradr 2X Long RGTI Daily ETF
Tradr 2X Long TEM Daily ETF
Tradr 2X UPST Daily ETF
Tradr 2X Long ZS Daily ETF.
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First Trust Series Fund files with the SEC
February 6, 2025-First Trust Series Fund has filed an Application for Exemptive Relief with the SEC.
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First Trust Exchange-Traded Funds files with the SEC
February 6, 2025-First Trust Exchange-Traded Funds has filed an Amended Application for Exemptive Relief with the SEC.
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Vanguard Institutional Index Funds files with the SEC-Vanguard 0-3 Month Treasury Bill ETF and Vanguard Ultra-Short Treasury ETF
February 6, 2025-Vanguard Institutional Index Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for
Vanguard 0-3 Month Treasury Bill ETF
Vanguard Ultra-Short Treasury ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify US Equity PLUS QIS ETF
February 6, 2025-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Simplify US Equity PLUS QIS ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify Kayne Anderson Energy and Infrastructure Credit ETF
February 6, 2025-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Simplify Kayne Anderson Energy and Infrastructure Credit ETF.
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Series Portfolios Trust files with the SEC-Elm Market Navigator ETF
February 6, 2025-Series Portfolios Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Elm Market Navigator ETF.
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