SEC Filings for the Past 90 Days



Osprey Bitcoin Trust files with the SEC

August 6, 2025-Osprey Bitcoin Trust has filed a Form S-1 Registration Statement with the SEC.

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John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Global Senior Loan ETF

August 5, 2025-John Hancock Exchange-Traded Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the John Hancock Global Senior Loan ETF.

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abrdn Funds files with the SEC-abrdn Ultra Short Municipal Income Active ETF

August 5, 2025-abrdn Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for abrdn Ultra Short Municipal Income Active ETF.

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Northern Funds files with the SEC-3 Tax-Exempt Bond ETFs

August 5, 2025-Northern Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Northern Trust Tax-Exempt Bond ETF
Northern Trust Intermediate Tax-Exempt Bond ETF
Northern Trust Short-Term Tax-Exempt Bond ETF.

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Elevation Series Trust files with the SEC-10 TrueShares Structured Outcome ETFs

August 5, 2025-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
TrueShares Structured Outcome (January) ETF
TrueShares Structured Outcome (February) ETF
TrueShares Structured Outcome (March) ETF

TrueShares Structured Outcome (April) ETF
TrueShares Structured Outcome (May) ETF
TrueShares Structured Outcome (June) ETF
TrueShares Structured Outcome (September) ETF
TrueShares Structured Outcome (October) ETF
TrueShares Structured Outcome (November) ETF
TrueShares Structured Outcome (December) ETF.

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Advisors Series Trust files with the SEC-Scharf ETF and Scharf Global Opportunity ETF

August 5, 2025-Advisors Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Scharf ETF
Scharf Global Opportunity ETF.

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North Capital Funds Trust files with the SEC

August 5, 2025-North Capital Funds Trust has filed an Application for Exemptive Relief with the SEC.

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Northern Lights Fund Trust files with the SEC-DF Innovation ETF

August 5, 2025-Northern Lights Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the DF Innovation ETF.

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Tidal Trust I files with the SEC-FINQ First U.S. Large Cap AI-Managed Equity ETF and FINQ Dollar Neutral U.S. Large Cap AI-Managed Equity ETF

August 5, 2025-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
FINQ First U.S. Large Cap AI-Managed Equity ETF
FINQ Dollar Neutral U.S. Large Cap AI-Managed Equity ETF.

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21Shares Polkadot Trust files with the SEC

August 5, 2025-21Shares Polkadot Trust has filed a Form S-1 Registration Statement with the SEC.

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Looking for SEC filings older than 90 days?

Americas


September 23, 2025 CFTC initiative to allow stablecoins as collateral in derivatives markets
September 22, 2025 3iQ ETFs Added to the Ball Metaverse Index, Securing Investment from Roundhill Ball Metaverse ETF

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Europe ETF News


September 16, 2025 Cboe Europe Derivatives to Launch FLEX Options in Europe, Expanding Risk Management Toolkit for European Investors
September 04, 2025 Global X Launches Two High Dividend ETFs, Tracking Solactive European and United Kingdom SuperDividend Indices
September 03, 2025 The T+1 Thursday conundrum pushing instantaneous settlement on traders
September 01, 2025 ETF and ETP Listings on September 1, 2025, new on Xetra and Borse Frankfurt
August 29, 2025 21Shares Launches First ETP Tracking Hyperliquid, the Market Leader in Decentralized Perpetuals

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Asia ETF News


September 18, 2025 Taiwan-Japan Cross-Listing Feeder ETFs Listed Simultaneously on Taiwan and Tokyo Stock Exchanges
September 16, 2025 Korean Retail Investors Maintain Strong Appetite for Overseas-Listed ETFs in August
September 08, 2025 Samsung Securities Launches Two ETNs Tracking Solactive China Mobility Top 5 Hedged to KRW Index and AI Tech Top 5 Hedged to KRW Index in First Collaboration with Solactive

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Global ETP News


September 22, 2025 Central Banks Drive $407 Billion ETF Surge as Industry Consolidation Accelerates
September 04, 2025 Infographic-G20 Inflation Tracker: July
September 04, 2025 How Stablecoins and Other Financial Innovations May Reshape the Global Economy
September 04, 2025 Finance Changed, Risks Didn't

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Middle East ETP News


September 11, 2025 ChinaAMC signs MOU with Oman Government Delegation

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Africa ETF News


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ESG and Of Interest News


September 12, 2025 The OECD Index of Digital Trade Integration and Openness (INDIGO)
September 09, 2025 Stablecoins, Tokens, and Global Dominance
August 28, 2025 Collapse of critical Atlantic current is no longer low-likelihood, study finds

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White Papers


September 09, 2025 Physical AI is changing manufacturing - here's what the era of intelligent robotics looks like
September 08, 2025 Economic development, carbon emissions and climate policies

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