SEC Filings for the Past 90 Days



Trust for Professional Managers files with the SEC-Convergence Long/Short Equity ETF

November 21, 2024-Trust for Professional Managers has filed a Post-Effective Amendment, Registration Statement with the SEC for the Convergence Long/Short Equity ETF.

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Calamos ETF Trust files with the SEC-Calamos Antetokounmpo Global Sustainable Equities ETF

November 21, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Calamos Antetokounmpo Global Sustainable Equities ETF.

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Calamos ETF Trust files with the SEC-3 Calamos ETF

November 21, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Calamos Convertible Equity Alternative ETF
Calamos CEF Income & Arbitrage ETF
Calamos Alternative Nasdaq & Bond ETF.

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Calamos ETF Trust files with the SEC-4 Calamos ETF

November 21, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Calamos S&P 500 Structured Alt Protection ETF- May
Calamos S&P 500 Structured Alt Protection ETF -July
Calamos Nasdaq-100 Structured Alt Protection ETF-June
Calamos Russell 2000 Structured Alt Protection ETF-July.

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Collaborative Investment Series Trust files with the SEC-Rareview 2X Bull Cryptocurrency & Precious Metals ETF

November 21, 2024-Collaborative Investment Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Rareview 2X Bull Cryptocurrency & Precious Metals ETF.

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Calamos ETF Trust files with the SEC-4 Calamos Bitcoin 100% Protection Strategy (1 yr) ETFs

November 21, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Calamos Bitcoin 100% Protection Strategy (1 yr) ETF-Month TBD 1
Calamos Bitcoin 100% Protection Strategy (1 yr) ETF-Month TBD 2
Calamos Bitcoin 100% Protection Strategy (1 yr) ETF-Month TBD 3
Calamos Bitcoin 100% Protection Strategy (1 yr) ETF-Month TBD 4.

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Elevation Series Trust files with the SEC-Clough Flexible Income ETF and Clough Short Duration ETF

November 21, 2024-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Clough Flexible Income ETF
Clough Short Duration ETF.

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Bitwise Solana ETF files with the SEC

November 21, 2024-Bitwise Solana ETF has filed a Form S-1, Registration Statement with the SEC.

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Allspring Exchange-Traded Funds Trust files with the SEC-6 ETFs

November 20, 2024-Allspring Exchange-Traded Funds Trust has filed a Form N-1A, Pre-Effective Amendment No. 3 Registration Statement with the SEC for the
Allspring Broad Market Core Bond ETF
Allspring Core Plus ETF
Allspring Income Plus ETF
Allspring LT Large Core ETF
Allspring LT Large Growth ETF
Allspring Special Large Value ETF.

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ARK ETF Trust files with the SEC-8 ETFs

November 20, 2024-ARK ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
ARK Innovation ETF
ARK Next Generation Internet ETF
ARK Fintech Innovation ETF
ARK Genomic Revolution ETF
ARK Autonomous Technology & Robotics ETF
ARK Space Exploration & Innovation ETF
The 3D Printing ETF
ARK Israel Innovative Technology ETF.

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Tidal Trust II files with the SEC-3 YieldMaxTM ETFs

November 20, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
YieldMaxTM Nasdaq 100 0DTE Covered Call Strategy ETF
YieldMaxTM S&P 500 0DTE Covered Call Strategy ETF
YieldMaxTM Russell 2000 0DTE Covered Call Strategy ETF.

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Calamos ETF Trust files with the SEC-4 Calamos Bitcoin 80% Protection Strategy ETFs

November 20, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Calamos Bitcoin 80% Protection Strategy ETF- Month TBD 1
Calamos Bitcoin 80% Protection Strategy ETF- Month TBD 2
Calamos Bitcoin 80% Protection Strategy ETF- Month TBD 3
Calamos Bitcoin 80% Protection Strategy ETF- Month TBD 4.

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BNY Mellon ETF Trust II files with the SEC-BNY Mellon Enhanced Dividend Income ETF

November 20, 2024-BNY Mellon ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the BNY Mellon Enhanced Dividend Income ETF.

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Calamos ETF Trust files with the SEC-Calamos Bitcoin 100% Protection Strategy (6 mo) ETF--Month TBD 1 and Calamos Bitcoin 100% Protection Strategy (6 mo) ETF--Month TBD 2

November 20, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Calamos Bitcoin 100% Protection Strategy (6 mo) ETF--Month TBD 1
Calamos Bitcoin 100% Protection Strategy (6 mo) ETF--Month TBD 2.

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Calamos ETF Trust files with the SEC-4 Calamos Bitcoin 90% Protection Strategy ETFs

November 20, 2024-Calamos ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Calamos Bitcoin 90% Protection Strategy ETF- Month TBD 1
Calamos Bitcoin 90% Protection Strategy ETF- Month TBD 2
Calamos Bitcoin 90% Protection Strategy ETF- Month TBD 3
Calamos Bitcoin 90% Protection Strategy ETF- Month TBD 4.

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Looking for SEC filings older than 90 days?

Americas


January 07, 2025 Strive files to launch 'bitcoin bond' ETF
January 07, 2025 Fidelity to convert $180mn bond index fund into ETF
January 07, 2025 Hotchkis & Wiley Funds files with the SEC
January 07, 2025 Hotchkis & Wiley Funds files with the SEC-H&W SMID Cap Diversified Value Fund
January 06, 2025 WEBs ETF Trust files with the SEC-11 WEBs Defined Volatility ETFs

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Europe ETF News


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Asia ETF News


December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 13, 2024 China Expands Private Pension Scheme Nationwide Following Two-Year Pilot Program
December 10, 2024 China's surprise pledge sends commodities soaring

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Global ETP News


January 06, 2025 New WFE Research quantifies the impact of stock exchanges on economic growth

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Middle East ETP News


December 31, 2024 Indxx Licenses Bitcoin Reference Index to Migdal Mutual Funds Ltd. for an ETF
December 25, 2024 Expect a more subdued Dubai bourse in 2025
December 19, 2024 Italy's Azimut and China Universal team up on Abu Dhabi ETF link
December 09, 2024 IMF-Kuwait: Selected Issues

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Africa ETF News


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ESG and Of Interest News


December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

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Infographics


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