SEC Filings for the Past 90 Days



Innovator ETFs Trust files with the SEC-Innovator Bitcoin 10 Buffer ETF-Quarterly

November 22, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Bitcoin 10 Buffer ETF-Quarterly.

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Vanguard Institutional Index Funds files with the SEC-Vanguard 0-3 Month Treasury Bill ETF and Vanguard Ultra-Short Treasury ETF

November 22, 2024-Vanguard Institutional Index Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Vanguard 0-3 Month Treasury Bill ETF
Vanguard Ultra-Short Treasury ETF.

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Sprott Funds Trust files with the SEC-Sprott Active Gold & Silver Miners ETF

November 22, 2024-Sprott Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Sprott Active Gold & Silver Miners ETF.

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Innovator ETFs Trust files with the SEC- Innovator Uncapped Bitcoin 20 Floor ETF-Quarterly

November 22, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Uncapped Bitcoin 20 Floor ETF-Quarterly.

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Krane Shares Trust files with the SEC-KraneShares 90% KWEB Defined Outcome January 2026 ETF and KraneShares 100% KWEB Defined Outcome January 2026 ETF

November 22, 2024-Krane Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
KraneShares 90% KWEB Defined Outcome January 2026 ETF
KraneShares 100% KWEB Defined Outcome January 2026 ETF.

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ProShares Trust files with the SEC-Ultra Mega QQQ and Ultra Mega QQQ

November 22, 2024-ProShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Ultra Mega QQQ
Ultra Mega QQQ.

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First Trust Exchange-Traded Fund files with the SEC-First Trust Bitcoin Floor 15 ETF-[Month]

November 22, 2024-First Trust Exchange-Traded Fund has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bitcoin Floor 15 ETF-[Month].

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First Trust Exchange-Traded Fund files with the SEC-First Trust Bitcoin Buffer 15 ETF-[Month]

November 22, 2024-First Trust Exchange-Traded Fund has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bitcoin Buffer 15 ETF-[Month].

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First Trust Exchange-Traded Fund files with the SEC-First Trust Bitcoin Buffer 30 ETF-[Month]

November 22, 2024-First Trust Exchange-Traded Fund has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bitcoin Buffer 30 ETF-[Month].

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EA Series Trust files with the SEC-ARK 21Shares Blockchain and Digital Economy Innovation ETF

November 22, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the ARK 21Shares Blockchain and Digital Economy Innovation ETF.

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Simplify Exchange Traded Funds files with the SEC-4 ETFs

November 21, 2024-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Simplify Gold Strategy PLUS Income ETF
Simplify US Small Cap PLUS Income ETF
Simplify Currency Strategy ETF
Simplify Downside Interest Rate Hedge Strategy ETF.

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ETF Series Solutions files with the SEC-US Vegan Climate ETF

November 21, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the US Vegan Climate ETF.

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ETF Series Solutions files with the SEC-Discipline Fund ETF

November 21, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the Discipline Fund ETF.

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EA Series Trust files with the SEC-Discipline Fund ETF

November 21, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Discipline Fund ETF.

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EA Series Trust files with the SEC-Burney U.S. Factor Rotation ETF

November 21, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Burney U.S. Factor Rotation ETF.

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Looking for SEC filings older than 90 days?

Americas


January 07, 2025 Strive files to launch 'bitcoin bond' ETF
January 07, 2025 Fidelity to convert $180mn bond index fund into ETF
January 07, 2025 Hotchkis & Wiley Funds files with the SEC
January 07, 2025 Hotchkis & Wiley Funds files with the SEC-H&W SMID Cap Diversified Value Fund
January 06, 2025 WEBs ETF Trust files with the SEC-11 WEBs Defined Volatility ETFs

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Europe ETF News


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Asia ETF News


December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 13, 2024 China Expands Private Pension Scheme Nationwide Following Two-Year Pilot Program
December 10, 2024 China's surprise pledge sends commodities soaring

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Global ETP News


January 06, 2025 New WFE Research quantifies the impact of stock exchanges on economic growth

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Middle East ETP News


December 31, 2024 Indxx Licenses Bitcoin Reference Index to Migdal Mutual Funds Ltd. for an ETF
December 25, 2024 Expect a more subdued Dubai bourse in 2025
December 19, 2024 Italy's Azimut and China Universal team up on Abu Dhabi ETF link

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Africa ETF News


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ESG and Of Interest News


December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

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Infographics


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